# SEC Form D Funding Tracker – Startup Rounds & Private Raises (`gazidev/sec-form-d-funding-tracker`) Actor

Daily feed of startup funding rounds and private placements from official SEC EDGAR Form D filings: amount raised, offering size, investors, industry, executives, address and phone, Rule 506(b)/(c). Filter by date, state, industry, amount. Crunchbase alternative at $3 per 1,000 filings.

- **URL**: https://apify.com/gazidev/sec-form-d-funding-tracker.md
- **Developed by:** [Cemal Atakli](https://apify.com/gazidev) (community)
- **Categories:** Lead generation, Business
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

from $3.00 / 1,000 form d filings

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.

Learn more: https://docs.apify.com/actors/running/actors-in-store.md#pay-per-event

## What's an Apify Actor?

An Actor is a serverless cloud program that runs on the Apify platform. It has two run modes.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.

Apify vocabulary and the platform model are defined once, in the agent quickstart at https://apify.com/agents.md.

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.

Do not guess an integration path. Every one of them is in the agent quickstart at https://apify.com/agents.md: the Apify MCP server, Agent Skills with the Apify CLI, the JavaScript and Python clients, the REST API, and the account-free path for an agent with no human to sign in. It also carries the rule on stating cost before the first paid run.

For examples already wired to this Actor's own input schema, see the [API](#api) section below.

Each client library has reference documentation the quickstart does not restate: [JavaScript/TypeScript](https://docs.apify.com/api/client/js/docs.md) (`npm install apify-client`) and [Python](https://docs.apify.com/api/client/python/docs.md) (`pip install apify-client`).

# README

## SEC Form D Funding Tracker – Startup Rounds & Private Raises

Track **startup funding rounds and private placements** the day they are filed with the SEC. Every US company that raises money under Regulation D (seed rounds, SAFEs, Series A–C, real-estate syndications, oil & gas deals) must file a **Form D** within 15 days of the first sale. This Actor reads those filings from **official SEC EDGAR** data and returns one clean row per raise: **amount raised, offering size, % sold, number of investors**, industry, securities type (equity, SAFE, debt), Rule 506(b)/(c) exemption, **executives and directors, business address and phone**, placement agents and links to the filing.

- **$3 per 1,000 filings.** Funding-round feeds on the Store charge $70–$80 per 1,000. Runs with no match cost nothing.
- **Fresh every day.** Today's filings come from EDGAR's live "latest filings" feed; earlier days from the official daily index.
- **Leads, not noise.** Investment funds (hedge, PE, VC and real-estate funds, often half or more of all filings) are excluded by default; filter by industry, state, amount raised, startups under 5 years old, or Rule 506(c) issuers.
- **Official source.** SEC EDGAR, public domain, no API key, no browser. Requests are paced under the SEC's fair-access limit with a descriptive User-Agent.

### What can I use it for?

- **Sales prospecting:** freshly funded companies buy software, hire, lease offices and need banking, insurance, payroll, legal and accounting. Reach them in the week they close.
- **VC and angel deal flow:** see who is raising in your sector and state, how much and from how many investors.
- **Recruiting:** companies that just raised are about to hire.
- **Market research and journalism:** count raises by industry, state and size; track a competitor's or portfolio company's filings by CIK.
- **AI agents:** *"which biotech startups in California raised more than $5M this week?"* (see below).

### Input

| Field | Description |
|---|---|
| `filedWithinDays` / `filedAfter` / `filedBefore` | Filing date window (max 400 days per run) |
| `ciks` | Watch specific companies by SEC CIK |
| `includeAmendments` | Include Form D/A (amended filings) |
| `excludePooledFunds` | Skip investment funds (default on) |
| `industryGroups` | Biotechnology, Other Technology, Oil and Gas, Restaurants, Real estate… (35 Form D groups) |
| `states` | Issuer state (`CA`, `NY`, `TX`…) |
| `minAmountSold`, `minOfferingAmount` | Size filters in USD |
| `onlyYoungCompanies`, `only506c` | Startups incorporated within 5 years; general-solicitation offerings |
| `nameContains`, `maxResults` | Name filter; stop after N filings |

```json
{
  "filedWithinDays": 7,
  "industryGroups": ["Biotechnology", "Pharmaceuticals", "Other Technology"],
  "states": ["CA", "MA", "NY"],
  "minAmountSold": 1000000,
  "maxResults": 500
}
```

### Output

One row per Form D filing. The Output tab has two tables: **Funding rounds** and **Company contacts & executives**.

```json
{
  "accessionNumber": "0002157551-26-000001",
  "formType": "D",
  "filedDate": "2026-10-02",
  "cik": 2157551,
  "companyName": "Altay Therapeutics, Inc.",
  "entityType": "Corporation",
  "jurisdictionOfIncorporation": "DELAWARE",
  "street": "733 INDUSTRIAL ROAD",
  "city": "SAN CARLOS",
  "state": "CA",
  "zip": "94070",
  "phone": "(650) 455-1147",
  "industryGroup": "Biotechnology",
  "revenueRange": "Decline to Disclose",
  "exemptions": ["Rule 506(b)"],
  "dateOfFirstSale": "2026-09-17",
  "securitiesOffered": ["Equity"],
  "totalOfferingAmountUsd": 45067885,
  "totalAmountSoldUsd": 15738155,
  "totalRemainingUsd": 29329730,
  "percentSold": 34.9,
  "investorsCount": 19,
  "hasNonAccreditedInvestors": false,
  "executives": ["JAMES BREITMEYER", "ALI OZES"],
  "relatedPersons": [{"name": "JAMES BREITMEYER", "roles": ["Executive Officer", "Director"], "title": null, "city": "SAN CARLOS", "state": "CA"}],
  "salesCompensationRecipients": [],
  "signerName": "James Breitmeyer",
  "signerTitle": "CEO",
  "filingUrl": "https://www.sec.gov/Archives/edgar/data/2157551/000215755126000001/0002157551-26-000001-index.htm"
}
```

Other fields: `isAmendment`, `previousAccessionNumber`, `yearOfIncorporation`, `incorporatedWithinFiveYears`, `investmentFundType`, `netAssetValueRange`, `firstSaleYetToOccur`, `minimumInvestmentUsd`, `offeringAmountIndefinite`, `salesCommissionsUsd`, `findersFeesUsd`, `proceedsToInsidersUsd`, `useOfProceedsNote`, `xmlUrl`, `companyFilingsUrl`. A run summary is saved as `SUMMARY` in the key-value store.

### Pricing

| Event | Price |
|---|---|
| Form D filing saved | **$0.003** ($3 per 1,000) |
| Run start | $0.00005 |

Filings removed by your filters, unreadable filings and empty runs are free.

| Actor | Monthly users | Price per 1,000 |
|---|---|---|
| **This Actor** | – | **$3.00** |
| datahyena/company-funding-rounds | 42 | $70.00 |
| nexgendata/startup-funding-tracker | 18 | $80.00 |
| logiover/sec-edgar-form-d-scraper | 10 | $3.50 |
| automation-lab/company-funding-tracker | 6 | $3.00 |

Competitor figures are from the Apify Store on 2026-10-06. A typical business day has 150–250 Form D and D/A filings; roughly 40–50% come from operating companies (the rest are funds), so a daily all-industry feed of new raises costs about **$0.25 per day**.

### FAQ

**Does Form D show the investors' names?** No. Form D lists the number of investors, not who they are. It does list executive officers, directors and promoters, and any placement agents and broker-dealers that were paid.

**Is "amount sold" the round size?** It is the amount sold so far under this offering when the form was filed; `totalOfferingAmountUsd` is the target. Later sales show up in amendments (turn on `includeAmendments`).

**Why are some big raises missing?** Companies file within 15 days of the first sale, and some deals use other exemptions (Reg CF, Reg A, or no filing at all). Form D covers most US venture rounds.

**Is this legal?** Form D filings are public records published by the SEC (public domain). This Actor uses EDGAR's public files with a descriptive User-Agent and stays under the SEC's 10 requests/second fair-access limit. Questions: iletisim.ortalamabiri@gmail.com.

### Use with AI agents / Apify MCP

Ask *"list fintech startups in New York that filed a Form D this week with more than $2M sold"*. Through the [Apify MCP server](https://mcp.apify.com) (`https://mcp.apify.com?actors=gazidev/sec-form-d-funding-tracker`), Claude, ChatGPT, Cursor and other MCP clients can call it directly. Over the API: `POST https://api.apify.com/v2/acts/gazidev~sec-form-d-funding-tracker/run-sync-get-dataset-items`. For all other SEC filings (10-K, 8-K, XBRL, insider trades), see our [SEC EDGAR MCP server](https://apify.com/gazidev/sec-edgar-mcp).

### Related Actors

[US Business Entity Search & New LLC Leads](https://apify.com/gazidev/us-business-entity-leads) · [SEC EDGAR MCP](https://apify.com/gazidev/sec-edgar-mcp) · [Website Contact Finder](https://apify.com/gazidev/website-contact-finder) · [Tech Stack Detector](https://apify.com/gazidev/tech-stack-detector)

# Actor input Schema

## `filedWithinDays` (type: `integer`):

Form D filings submitted to the SEC in the last N calendar days (today included; today's filings come from EDGAR's live feed). Ignored when *Filed on/after* is set.

## `filedAfter` (type: `string`):

YYYY-MM-DD. Max 400 days per run.

## `filedBefore` (type: `string`):

YYYY-MM-DD. Default: today.

## `ciks` (type: `array`):

Return the Form D filings of these companies (SEC CIK, e.g. `1318605`). Without a date filter, all of their recent Form D filings are returned.

## `includeAmendments` (type: `boolean`):

Amendments update an earlier filing (e.g. more money sold). Off = new offerings only.

## `excludePooledFunds` (type: `boolean`):

Keep operating companies (startups, small businesses) only. Often half or more of all Form D filings come from pooled investment funds.

## `industryGroups` (type: `array`):

Industry group the issuer selected on Form D. Empty = all.

## `states` (type: `array`):

2-letter state of the issuer's principal place of business, e.g. `CA`, `NY`, `TX`.

## `minAmountSold` (type: `integer`):

E.g. 1000000 for rounds of $1M+ already sold.

## `minOfferingAmount` (type: `integer`):

Target raise. Offerings marked 'indefinite' are kept.

## `onlyYoungCompanies` (type: `boolean`):

Startups.

## `only506c` (type: `boolean`):

Issuers that may publicly advertise their raise.

## `nameContains` (type: `string`):

Case-insensitive match on the issuer name.

## `maxResults` (type: `integer`):

Stop after this many matching filings (0 = all). You pay per filing saved.

## Actor input object example

```json
{
  "filedWithinDays": 3,
  "includeAmendments": false,
  "excludePooledFunds": true,
  "onlyYoungCompanies": false,
  "only506c": false,
  "maxResults": 200
}
```

# Actor output Schema

## `rounds` (type: `string`):

No description

## `contacts` (type: `string`):

No description

## `results` (type: `string`):

No description

## `summary` (type: `string`):

No description

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {
    "filedWithinDays": 3,
    "maxResults": 200
};

// Run the Actor and wait for it to finish
const run = await client.actor("gazidev/sec-form-d-funding-tracker").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {
    "filedWithinDays": 3,
    "maxResults": 200,
}

# Run the Actor and wait for it to finish
run = client.actor("gazidev/sec-form-d-funding-tracker").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print(f"💾 Check your data here: https://console.apify.com/storage/datasets/{run.default_dataset_id}")
for item in client.dataset(run.default_dataset_id).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{
  "filedWithinDays": 3,
  "maxResults": 200
}' |
apify call gazidev/sec-form-d-funding-tracker --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "type": "http",
            "url": "https://mcp.apify.com/?tools=fetch-actor-details,gazidev/sec-form-d-funding-tracker"
        }
    }
}
```

The hosted server signs you in with OAuth on first connect, so no API token belongs in this config. Clients without OAuth support can send an `Authorization: Bearer <APIFY_API_TOKEN>` header instead, using a token from API & Integrations in Apify Console (https://console.apify.com/settings/integrations).

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/actors/CFItIoblbTqgLWWKS/builds/lrPdFJN9IcbZh0bbd/openapi.json