# SEC Form D Private Funding Tracker (`intenal_builds/sec-form-d-funding-tracker`) Actor

- **URL**: https://apify.com/intenal_builds/sec-form-d-funding-tracker.md
- **Developed by:** [Jaydan Eaton](https://apify.com/intenal_builds) (community)
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

from $3.00 / 1,000 filing results

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.

Learn more: https://docs.apify.com/actors/running/actors-in-store.md#pay-per-event

## What's an Apify Actor?

An Actor is a serverless cloud program that runs on the Apify platform. It has two run modes.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.

Apify vocabulary and the platform model are defined once, in the agent quickstart at https://apify.com/agents.md.

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.

Do not guess an integration path. Every one of them is in the agent quickstart at https://apify.com/agents.md: the Apify MCP server, Agent Skills with the Apify CLI, the JavaScript and Python clients, the REST API, and the account-free path for an agent with no human to sign in. It also carries the rule on stating cost before the first paid run.

For examples already wired to this Actor's own input schema, see the [API](#api) section below.

Each client library has reference documentation the quickstart does not restate: [JavaScript/TypeScript](https://docs.apify.com/api/client/js/docs.md) (`npm install apify-client`) and [Python](https://docs.apify.com/api/client/python/docs.md) (`pip install apify-client`).

# README

## SEC Form D Private Funding Tracker

Get structured data on newly filed **SEC Form D** private raises (Reg D 506(b)/506(c) and similar). Every result is pulled live from SEC EDGAR's public, keyless endpoints.

**Use cases:** startup and VC deal sourcing, B2B sales triggers (who just raised money), fund-formation tracking, and journalism or research.

### Input

- Date range, defaulting to the last 7 days.
- Issuer states.
- EDGAR full-text keywords.
- Industry groups.
- Minimum offering size.
- Exclude pooled investment funds.
- Include D/A amendments.
- Max results.
- SEC User-Agent contact (required by SEC fair-access rules).

### Output (one item per filing)

- Issuer name, CIK, entity type, address and phone.
- Industry group and fund type.
- Revenue range.
- Exemptions, such as 06b or 06c.
- First sale date and securities types.
- Minimum investment.
- Total offering, amount sold and amount remaining.
- Investor count and whether any investors are non-accredited.
- Sales commissions.
- Related persons (executives, directors, promoters) with their roles.
- Filing and XML URLs.

### Compliance

- Uses only the public SEC EDGAR full-text search (efts.sec.gov) and the Archives.
- Requests are throttled to about 6–7 per second, under SEC's 10 requests/second limit, and send a declared User-Agent: https://www.sec.gov/os/accessing-edgar-data
- No login or API key is needed, and no anti-bot measures are bypassed.

### Suggested pay-per-event pricing

| Event | Price |
|---|---|
| `apify-actor-start` (synthetic) | default $0.00005 |
| `filing-result` (one parsed filing pushed) | **$0.003** ($3 per 1,000) at launch; consider $0.005 once there are reviews |

Each result costs 1 search call per 100 filings plus 1 XML fetch, at about 128 MB of memory. Platform cost per result should be a small fraction of a cent, so margins are high.

Set the per-event price in Apify Console. The code calls `Actor.charge(event_name="filing-result")`.

### Local run

```
pip install -r requirements.txt
## put input in storage/key_value_stores/default/INPUT.json
python -m src
```

# Actor input Schema

## `startDate` (type: `string`):

Defaults to 7 days ago.

## `endDate` (type: `string`):

Defaults to today.

## `states` (type: `array`):

Filter by business-location state. Empty = all.

## `keywords` (type: `string`):

Optional EDGAR full-text query, e.g. "software".

## `industries` (type: `array`):

Case-insensitive match on Form D industry group, e.g. 'Other Technology', 'Pooled Investment Fund'.

## `minOfferingUsd` (type: `integer`):

Min total offering amount (USD)

## `excludeFunds` (type: `boolean`):

Exclude pooled investment funds

## `includeAmendments` (type: `boolean`):

Include D/A amendments

## `maxResults` (type: `integer`):

Max filings

## `userAgent` (type: `string`):

SEC requires 'Name email'. Required for fair-access compliance.

## Actor input object example

```json
{
  "minOfferingUsd": 0,
  "excludeFunds": false,
  "includeAmendments": false,
  "maxResults": 100,
  "userAgent": "SEC Form D Tracker jeaton1019@gmail.com"
}
```

# Actor output Schema

## `results` (type: `string`):

Parsed SEC Form D filings, one item per filing.

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {};

// Run the Actor and wait for it to finish
const run = await client.actor("intenal_builds/sec-form-d-funding-tracker").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {}

# Run the Actor and wait for it to finish
run = client.actor("intenal_builds/sec-form-d-funding-tracker").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print(f"💾 Check your data here: https://console.apify.com/storage/datasets/{run.default_dataset_id}")
for item in client.dataset(run.default_dataset_id).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{}' |
apify call intenal_builds/sec-form-d-funding-tracker --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "type": "http",
            "url": "https://mcp.apify.com/?tools=fetch-actor-details,intenal_builds/sec-form-d-funding-tracker"
        }
    }
}
```

The hosted server signs you in with OAuth on first connect, so no API token belongs in this config. Clients without OAuth support can send an `Authorization: Bearer <APIFY_API_TOKEN>` header instead, using a token from API & Integrations in Apify Console (https://console.apify.com/settings/integrations).

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/actors/NuB5KHWxBqOltQlcb/builds/DwsmvfXpP46cRfqJJ/openapi.json