# SEC EDGAR Conflict Minerals Form SD Scraper (`jungle_synthesizer/sec-edgar-conflict-minerals-sd-scraper`) Actor Extract smelter/refiner records from SEC Form SD filings. 3TG (tin, tantalum, tungsten, gold) supply-chain disclosures — facility name, RMI/RMAP audit status, country of origin, metal type, filer CIK + ticker. For ESG due-diligence, supply-chain compliance, and responsible-sourcing. - **URL**: https://apify.com/jungle\_synthesizer/sec-edgar-conflict-minerals-sd-scraper.md - **Developed by:** [BowTiedRaccoon](https://apify.com/jungle_synthesizer) (community) - **Categories:** Business, Developer tools - **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, NaN bookmarks - **User rating**: No ratings yet ## Pricing Pay per event This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events. Learn more: https://docs.apify.com/platform/actors/running/actors-in-store#pay-per-event ## What's an Apify Actor? Actors are a software tools running on the Apify platform, for all kinds of web data extraction and automation use cases. In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours, and optionally produces a well-defined JSON output, datasets with results, or files in key-value store. In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server. Actors are written with capital "A". ## How to integrate an Actor? If asked about integration, you help developers integrate Actors into their projects. You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready. The best way to integrate Actors is as follows. In JavaScript/TypeScript projects, use official [JavaScript/TypeScript client](https://docs.apify.com/api/client/js.md): ```bash npm install apify-client ``` In Python projects, use official [Python client library](https://docs.apify.com/api/client/python.md): ```bash pip install apify-client ``` In shell scripts, use [Apify CLI](https://docs.apify.com/cli/docs.md): ````bash # MacOS / Linux curl -fsSL https://apify.com/install-cli.sh | bash # Windows irm https://apify.com/install-cli.ps1 | iex ```bash In AI frameworks, you might use the [Apify MCP server](https://docs.apify.com/platform/integrations/mcp.md). If your project is in a different language, use the [REST API](https://docs.apify.com/api/v2.md). For usage examples, see the [API](#api) section below. For more details, see Apify documentation as [Markdown index](https://docs.apify.com/llms.txt) and [Markdown full-text](https://docs.apify.com/llms-full.txt). # README ## SEC EDGAR Conflict Minerals Form SD Scraper Extract smelter and refiner facility records from every Form SD conflict-minerals filing on SEC EDGAR. Each record covers one smelter per metal per issuer per filing year — giving you structured tin, tantalum, tungsten, and gold (3TG) supply-chain disclosures from every US-listed hardware company required to file under Dodd-Frank Section 1502. ### What it does 1. Queries the SEC EDGAR full-text search API for all Form SD filings in your requested year range 2. For each filing, fetches the Conflict Minerals Report (CMR) attachment (EX-1.01) 3. Parses the smelter/refiner table from the CMR HTML 4. Emits one structured record per smelter row — with metal type, country, RMI/RMAP audit status, and issuer metadata ### Input | Field | Type | Default | Description | |-------|------|---------|-------------| | `filingYearFrom` | integer | `2024` | Start year of the SD filing range | | `filingYearTo` | integer | `2024` | End year (inclusive) | | `filerCikList` | string list | _(blank = all)_ | Restrict to specific issuer CIKs (e.g. `0000320193` for Apple) | | `metalFilter` | select | `all` | Filter to a specific 3TG metal: `tin`, `tantalum`, `tungsten`, `gold`, or `all` | | `includeRawCmrText` | boolean | `false` | Include the first 5,000 characters of raw CMR text in each record | | `maxItems` | integer | `10` | Maximum number of smelter records to return | ### Output schema Each record represents one smelter/refiner reported by one issuer for one filing year. | Field | Description | |-------|-------------| | `filer_cik` | SEC CIK (10-digit, zero-padded) | | `filer_name` | Issuer company name | | `filer_ticker` | Exchange ticker symbol | | `filer_sic_code` | SEC SIC industry code | | `filing_accession` | EDGAR accession number (e.g. `0000320193-23-012065`) | | `filing_date` | Date the Form SD was filed | | `reporting_period` | Calendar year covered by the filing | | `form_type` | `SD` (original) or `SD/A` (amendment) | | `filing_url` | EDGAR company filing page | | `cmr_url` | Direct URL to the Conflict Minerals Report document | | `cmd_status` | DRC-Conflict-Free / DRC-Conflict-Undeterminable / Not-DRC-Conflict-Free / Outside-Scope | | `smelter_name` | Smelter or refiner facility name | | `smelter_facility_id` | RMI/RMAP Smelter Reference List ID (e.g. `CID000001`) | | `smelter_country` | Facility country | | `smelter_state_province` | Facility state or province | | `smelter_city` | Facility city | | `metal` | `tin` / `tantalum` / `tungsten` / `gold` | | `source_country_chain` | Countries of 3TG mineral origin (pipe-separated) | | `audit_program` | RMAP-Conformant / RMAP-Active / Not-Audited / Other | | `audit_status` | Raw audit status text from the CMR | | `due_diligence_summary_excerpt` | First 500 chars of the issuer's due-diligence description | ### Notes - **Coverage**: ~1,200 SD filings per year; filings available back to 2013 (first filing year under Dodd-Frank Section 1502). - **User-Agent compliance**: The actor sends the required declared User-Agent (`OrbLabs/ConflictMineralsScraper research@orbtop.com`) and stays comfortably under SEC EDGAR's 10 req/sec rate limit. - **CMR format variation**: Some issuers produce "RCOI-only" filings without a smelter table (they surveyed suppliers but stopped short of individual facility identification). Those filings generate a placeholder record with issuer and DRC-status fields populated but empty smelter columns. This is correct behavior. - **No proxy required**: SEC EDGAR does not block datacenter IPs. ### Use cases - **ESG due-diligence**: Screen your supply chain against the smelters an issuer used - **RMI / RBA compliance**: Bulk-download RMAP audit status across the entire filing population - **Electronics OEM supply-chain teams**: Track year-over-year changes in a specific issuer's smelter list - **Traceability startups**: Build a 3TG smelter graph across the full EDGAR SD population - **Research**: Cross-reference with USGS MRDS or MSHA mine data for origin-to-product chain tracing # Actor input Schema ## `sp_intended_usage` (type: `string`): Please describe how you plan to use the data extracted by this crawler. ## `sp_improvement_suggestions` (type: `string`): Provide any feedback or suggestions for improvements. ## `sp_contact` (type: `string`): Provide your email address so we can get in touch with you. ## `filingYearFrom` (type: `integer`): Start year for SD filing range (e.g. 2023). Earliest available is 2013. ## `filingYearTo` (type: `integer`): End year for SD filing range (inclusive). Leave equal to filingYearFrom for a single year. ## `filerCikList` (type: `array`): Restrict extraction to specific issuer CIKs (e.g. ["0000320193"] for Apple). Leave blank to scrape all SD filers in the year range. ## `metalFilter` (type: `string`): Restrict smelter records to a specific 3TG metal. Defaults to all four metals. ## `includeRawCmrText` (type: `boolean`): When true, the raw text extracted from the Conflict Minerals Report is included in each record. ## `maxItems` (type: `integer`): Maximum number of smelter records to return across all filings. Each SD filing may produce dozens of records (one per smelter per metal). Set to 10 for a quick test run. ## Actor input object example ```json { "sp_intended_usage": "Describe your intended use...", "sp_improvement_suggestions": "Share your suggestions here...", "sp_contact": "Share your email here...", "filingYearFrom": 2024, "filingYearTo": 2024, "filerCikList": [], "metalFilter": "all", "maxItems": 10 } ```` # Actor output Schema ## `results` (type: `string`): No description # API You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup. ## JavaScript example ```javascript import { ApifyClient } from 'apify-client'; // Initialize the ApifyClient with your Apify API token // Replace the '' with your token const client = new ApifyClient({ token: '', }); // Prepare Actor input const input = { "sp_intended_usage": "Describe your intended use...", "sp_improvement_suggestions": "Share your suggestions here...", "sp_contact": "Share your email here...", "filingYearFrom": 2024, "filingYearTo": 2024, "filerCikList": [], "metalFilter": "all", "includeRawCmrText": false, "maxItems": 10 }; // Run the Actor and wait for it to finish const run = await client.actor("jungle_synthesizer/sec-edgar-conflict-minerals-sd-scraper").call(input); // Fetch and print Actor results from the run's dataset (if any) console.log('Results from dataset'); console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`); const { items } = await client.dataset(run.defaultDatasetId).listItems(); items.forEach((item) => { console.dir(item); }); // 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs ``` ## Python example ```python from apify_client import ApifyClient # Initialize the ApifyClient with your Apify API token # Replace '' with your token. client = ApifyClient("") # Prepare the Actor input run_input = { "sp_intended_usage": "Describe your intended use...", "sp_improvement_suggestions": "Share your suggestions here...", "sp_contact": "Share your email here...", "filingYearFrom": 2024, "filingYearTo": 2024, "filerCikList": [], "metalFilter": "all", "includeRawCmrText": False, "maxItems": 10, } # Run the Actor and wait for it to finish run = client.actor("jungle_synthesizer/sec-edgar-conflict-minerals-sd-scraper").call(run_input=run_input) # Fetch and print Actor results from the run's dataset (if there are any) print("💾 Check your data here: https://console.apify.com/storage/datasets/" + run["defaultDatasetId"]) for item in client.dataset(run["defaultDatasetId"]).iterate_items(): print(item) # 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start ``` ## CLI example ```bash echo '{ "sp_intended_usage": "Describe your intended use...", "sp_improvement_suggestions": "Share your suggestions here...", "sp_contact": "Share your email here...", "filingYearFrom": 2024, "filingYearTo": 2024, "filerCikList": [], "metalFilter": "all", "includeRawCmrText": false, "maxItems": 10 }' | apify call jungle_synthesizer/sec-edgar-conflict-minerals-sd-scraper --silent --output-dataset ``` ## MCP server setup ```json { "mcpServers": { "apify": { "command": "npx", "args": [ "mcp-remote", "https://mcp.apify.com/?tools=jungle_synthesizer/sec-edgar-conflict-minerals-sd-scraper", "--header", "Authorization: Bearer " ] } } } ``` ## OpenAPI specification ```json { "openapi": "3.0.1", "info": { "title": "SEC EDGAR Conflict Minerals Form SD Scraper", "description": "Extract smelter/refiner records from SEC Form SD filings. 3TG (tin, tantalum, tungsten, gold) supply-chain disclosures — facility name, RMI/RMAP audit status, country of origin, metal type, filer CIK + ticker. For ESG due-diligence, supply-chain compliance, and responsible-sourcing.", "version": "0.1", "x-build-id": "5ckcLIhPQIl9Df3Ra" }, "servers": [ { "url": "https://api.apify.com/v2" } ], "paths": { "/acts/jungle_synthesizer~sec-edgar-conflict-minerals-sd-scraper/run-sync-get-dataset-items": { "post": { "operationId": "run-sync-get-dataset-items-jungle_synthesizer-sec-edgar-conflict-minerals-sd-scraper", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for its completion, and returns Actor's dataset items in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } }, "/acts/jungle_synthesizer~sec-edgar-conflict-minerals-sd-scraper/runs": { "post": { "operationId": "runs-sync-jungle_synthesizer-sec-edgar-conflict-minerals-sd-scraper", "x-openai-isConsequential": false, "summary": "Executes an Actor and returns information about the initiated run in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK", "content": { "application/json": { "schema": { "$ref": "#/components/schemas/runsResponseSchema" } } } } } } }, "/acts/jungle_synthesizer~sec-edgar-conflict-minerals-sd-scraper/run-sync": { "post": { "operationId": "run-sync-jungle_synthesizer-sec-edgar-conflict-minerals-sd-scraper", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for completion, and returns the OUTPUT from Key-value store in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } } }, "components": { "schemas": { "inputSchema": { "type": "object", "required": [ "sp_intended_usage", "sp_improvement_suggestions" ], "properties": { "sp_intended_usage": { "title": "What is the intended usage of this data?", "minLength": 1, "type": "string", "description": "Please describe how you plan to use the data extracted by this crawler." }, "sp_improvement_suggestions": { "title": "How can we improve this crawler for you?", "minLength": 1, "type": "string", "description": "Provide any feedback or suggestions for improvements." }, "sp_contact": { "title": "Contact Email", "minLength": 1, "type": "string", "description": "Provide your email address so we can get in touch with you." }, "filingYearFrom": { "title": "Filing Year From", "type": "integer", "description": "Start year for SD filing range (e.g. 2023). Earliest available is 2013." }, "filingYearTo": { "title": "Filing Year To", "type": "integer", "description": "End year for SD filing range (inclusive). Leave equal to filingYearFrom for a single year." }, "filerCikList": { "title": "Filer CIK List (Optional)", "type": "array", "description": "Restrict extraction to specific issuer CIKs (e.g. [\"0000320193\"] for Apple). Leave blank to scrape all SD filers in the year range.", "items": { "type": "string" } }, "metalFilter": { "title": "Metal Filter", "enum": [ "all", "tin", "tantalum", "tungsten", "gold" ], "type": "string", "description": "Restrict smelter records to a specific 3TG metal. Defaults to all four metals." }, "includeRawCmrText": { "title": "Include Raw CMR Text Extract", "type": "boolean", "description": "When true, the raw text extracted from the Conflict Minerals Report is included in each record." }, "maxItems": { "title": "Max Items", "type": "integer", "description": "Maximum number of smelter records to return across all filings. Each SD filing may produce dozens of records (one per smelter per metal). Set to 10 for a quick test run.", "default": 10 } } }, "runsResponseSchema": { "type": "object", "properties": { "data": { "type": "object", "properties": { "id": { "type": "string" }, "actId": { "type": "string" }, "userId": { "type": "string" }, "startedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "finishedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "status": { "type": "string", "example": "READY" }, "meta": { "type": "object", "properties": { "origin": { "type": "string", "example": "API" }, "userAgent": { "type": "string" } } }, "stats": { "type": "object", "properties": { "inputBodyLen": { "type": "integer", "example": 2000 }, "rebootCount": { "type": "integer", "example": 0 }, "restartCount": { "type": "integer", "example": 0 }, "resurrectCount": { "type": "integer", "example": 0 }, "computeUnits": { "type": "integer", "example": 0 } } }, "options": { "type": "object", "properties": { "build": { "type": "string", "example": "latest" }, "timeoutSecs": { "type": "integer", "example": 300 }, "memoryMbytes": { "type": "integer", "example": 1024 }, "diskMbytes": { "type": "integer", "example": 2048 } } }, "buildId": { "type": "string" }, "defaultKeyValueStoreId": { "type": "string" }, "defaultDatasetId": { "type": "string" }, "defaultRequestQueueId": { "type": "string" }, "buildNumber": { "type": "string", "example": "1.0.0" }, "containerUrl": { "type": "string" }, "usage": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "integer", "example": 1 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } }, "usageTotalUsd": { "type": "number", "example": 0.00005 }, "usageUsd": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "number", "example": 0.00005 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } } } } } } } } } ```