# SEC Form D Tracker: Private Funds, Lenders & Financial Issuers (`ledgerline-data/sec-form-d-finance-tracker`) Actor

New SEC Form D filings filtered to finance issuers (funds, private credit, banking, REITs, insurance) with parsed offering size, amount sold, min investment, investors, exemptions and named executives. For fundraising leads and LP prospecting.

- **URL**: https://apify.com/ledgerline-data/sec-form-d-finance-tracker.md
- **Developed by:** [Ledgerline Data](https://apify.com/ledgerline-data) (community)
- **Categories:** Lead generation, Business
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

from $5.00 / 1,000 results

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.

Learn more: https://docs.apify.com/actors/running/actors-in-store.md#pay-per-event

## What's an Apify Actor?

An Actor is a serverless cloud program that runs on the Apify platform. It has two run modes.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.

Apify vocabulary and the platform model are defined once, in the agent quickstart at https://apify.com/agents.md.

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.

Do not guess an integration path. Every one of them is in the agent quickstart at https://apify.com/agents.md: the Apify MCP server, Agent Skills with the Apify CLI, the JavaScript and Python clients, the REST API, and the account-free path for an agent with no human to sign in. It also carries the rule on stating cost before the first paid run.

For examples already wired to this Actor's own input schema, see the [API](#api) section below.

Each client library has reference documentation the quickstart does not restate: [JavaScript/TypeScript](https://docs.apify.com/api/client/js/docs.md) (`npm install apify-client`) and [Python](https://docs.apify.com/api/client/python/docs.md) (`pip install apify-client`).

# README

## SEC Form D Tracker: Private Funds, Lenders & Financial Issuers

**By Ledgerline Data.** A daily feed of new SEC Form D filings, filtered to finance issuers, with each filing's XML parsed into ready-to-use fields.

### What it does

Searches SEC EDGAR for Form D filings in your date range and opens each filing's primary document. It keeps only finance industry groups: Pooled Investment Fund, Commercial Banking, Other Banking and Financial Services, REITs and Finance, Insurance, Investing and Investment Banking. It respects SEC fair-access limits.

### Use cases

- **Fundraising and LP leads:** see new private funds and private-credit vehicles as soon as they file.
- **Service-provider sales:** fund administration, loan servicing, compliance, audit and legal.
- **Competitive monitoring:** track who is raising, how much and at what minimum check size.
- **Research:** track private-market capital formation by state or fund type.

### Input

| Field | Description |
|---|---|
| `dateFrom` / `dateTo` | Filing date range (YYYY-MM-DD). Defaults to the last 7 days. |
| `industries` | Industry groups to keep. Defaults to the finance groups listed above. |
| `states` | Issuer state codes, for example `NY` or `TX` |
| `maxItems` | Maximum results (default 100, up to 2,000) |

```json
{ "dateFrom": "2026-10-19", "dateTo": "2026-10-20", "maxItems": 100 }
```

### Sample output

```json
{
  "filingDate": "2026-10-20",
  "issuer": "Almanack Opportunity Fund - Series 8",
  "entityType": "Limited Partnership",
  "city": "NEWTOWN SQUARE",
  "state": "PA",
  "industry": "Pooled Investment Fund",
  "fundType": "Other Investment Fund",
  "isAmendment": false,
  "firstSaleDate": "2026-10-08",
  "exemptions": ["06b", "3C", "3C.1"],
  "totalOfferingAmount": 9470000,
  "totalAmountSold": 9470000,
  "minInvestment": 25000,
  "investorsSoFar": 51,
  "relatedPersons": [{ "name": "Kevin Harper", "roles": ["Executive Officer", "Promoter"] }],
  "filingUrl": "https://www.sec.gov/Archives/edgar/data/2161164/000216116426000001/primary_doc.xml"
}
```

### Pricing

Pay per result: **$5.00 per 1,000 filings** ($0.005 each), plus standard Apify platform usage.

### Notes

The data comes from public SEC EDGAR filings. This tool isn't affiliated with the SEC.

# Actor input Schema

## `dateFrom` (type: `string`):

Default: last 7 days

## `dateTo` (type: `string`):

Filed to (YYYY-MM-DD)

## `industries` (type: `array`):

Default: Pooled Investment Fund, Commercial Banking, Other Banking and Financial Services, REITS and Finance, Insurance, Investing, Investment Banking

## `states` (type: `array`):

Issuer states (2-letter)

## `maxItems` (type: `integer`):

Max results

## `secUserAgent` (type: `string`):

SEC User-Agent (name + email)

## Actor input object example

```json
{
  "maxItems": 100
}
```

# Actor output Schema

## `results` (type: `string`):

No description

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {};

// Run the Actor and wait for it to finish
const run = await client.actor("ledgerline-data/sec-form-d-finance-tracker").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {}

# Run the Actor and wait for it to finish
run = client.actor("ledgerline-data/sec-form-d-finance-tracker").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print(f"💾 Check your data here: https://console.apify.com/storage/datasets/{run.default_dataset_id}")
for item in client.dataset(run.default_dataset_id).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{}' |
apify call ledgerline-data/sec-form-d-finance-tracker --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "type": "http",
            "url": "https://mcp.apify.com/?tools=fetch-actor-details,ledgerline-data/sec-form-d-finance-tracker"
        }
    }
}
```

The hosted server signs you in with OAuth on first connect, so no API token belongs in this config. Clients without OAuth support can send an `Authorization: Bearer <APIFY_API_TOKEN>` header instead, using a token from API & Integrations in Apify Console (https://console.apify.com/settings/integrations).

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/actors/2LJIPCFlrdY4MA4xW/builds/gZqYCD4pCHeMcTch4/openapi.json