# 🏦 FINMA + MAS + SFC Combined Regulator Enforcement Tracker (`nexgendata/finma-mas-sfc-enforcement-tracker`) Actor Unified feed of FINMA (Switzerland) + MAS (Singapore) + SFC (Hong Kong) enforcement actions. Fines, bans, AML composition penalties, prosecutions, license revocations. One normalized schema, CHF/SGD/HKD + USD amounts, stable source URLs. The wealth-management compliance trifecta. - **URL**: https://apify.com/nexgendata/finma-mas-sfc-enforcement-tracker.md - **Developed by:** [NexGenData](https://apify.com/nexgendata) (community) - **Categories:** Business - **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, NaN bookmarks - **User rating**: No ratings yet ## Pricing from $200.00 / 1,000 enforcement actions This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events. Learn more: https://docs.apify.com/platform/actors/running/actors-in-store#pay-per-event ## What's an Apify Actor? Actors are a software tools running on the Apify platform, for all kinds of web data extraction and automation use cases. In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours, and optionally produces a well-defined JSON output, datasets with results, or files in key-value store. In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server. Actors are written with capital "A". ## How to integrate an Actor? If asked about integration, you help developers integrate Actors into their projects. You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready. The best way to integrate Actors is as follows. In JavaScript/TypeScript projects, use official [JavaScript/TypeScript client](https://docs.apify.com/api/client/js.md): ```bash npm install apify-client ``` In Python projects, use official [Python client library](https://docs.apify.com/api/client/python.md): ```bash pip install apify-client ``` In shell scripts, use [Apify CLI](https://docs.apify.com/cli/docs.md): ````bash # MacOS / Linux curl -fsSL https://apify.com/install-cli.sh | bash # Windows irm https://apify.com/install-cli.ps1 | iex ```bash In AI frameworks, you might use the [Apify MCP server](https://docs.apify.com/platform/integrations/mcp.md). If your project is in a different language, use the [REST API](https://docs.apify.com/api/v2.md). For usage examples, see the [API](#api) section below. For more details, see Apify documentation as [Markdown index](https://docs.apify.com/llms.txt) and [Markdown full-text](https://docs.apify.com/llms-full.txt). # README ## FINMA + MAS + SFC Combined Financial Regulator Enforcement Tracker **The wealth-management compliance trifecta in one normalized feed.** Unified enforcement-action surveillance across Switzerland (FINMA), Singapore (MAS), and Hong Kong (SFC) — three of the world's most consequential financial regulators for cross-border private banking, asset management, and APAC capital markets. One actor, one schema, three jurisdictions, local-currency + USD-normalized amounts, stable source URLs. ### What you get - **FINMA (Switzerland)** — press releases, financial-sanction notices, international-sanction implementations, license withdrawals - **MAS (Singapore)** — enforcement actions, composition penalties under PS Act / SFA / FAA, prohibition orders, investor alert list updates - **SFC (Hong Kong)** — enforcement news (newsType=EF), bans, disqualifications, criminal prosecutions, shareholder compensation - **Normalized schema** — every record carries `regulator`, `action_id`, `target_entity`, `target_type` (firm/individual), `action_type` (fine/ban/warning/license_revocation/prosecution), `date` (ISO), `fine_amount_local`, `fine_currency` (CHF/SGD/HKD), `fine_amount_usd` (FX-converted), `jurisdiction`, `summary`, `source_url`, `data_source` (live/curated) - **Resilient dual-path** — when live scrapers return zero rows for the requested window (common for FINMA's caching API and MAS Akamai-fronted endpoints), a curated layer of real recent enforcement actions backfills the gap. You never get empty. ### Use cases - **Multinational private-bank compliance officer** — single feed for cross-border client risk reviews; trigger alerts when a key client jurisdiction lands a new prohibition order - **APAC fintech compliance / MLRO** — Singapore and Hong Kong actions in one place with target_type distinction at firm vs individual - **Private-bank AML team** — pull all FINMA + MAS composition penalties and compare against client base for adverse-media checks - **M&A diligence** — screen target firms across three regulator enforcement registers in one query - **Regulatory benchmarking** — institutional comparison of fine sizes across CHF/SGD/HKD jurisdictions, USD-normalized for board reporting ### Sample input ```json { "regulator": "all", "action_type": "all", "days_back": 90, "min_fine_amount": 0, "max_actions": 50 } ```` ### Sample output (one record) ```json { "regulator": "SFC", "action_id": "26PR74", "target_entity": "Nerico Brothers Ltd", "target_type": "firm", "action_type": "ban", "date": "2026-05-12", "fine_amount_local": null, "fine_currency": "HKD", "fine_amount_usd": null, "jurisdiction": "Hong Kong", "summary": "SFC bans Nerico Brothers for serious failures in handling client assets and supervisory deficiencies.", "source_url": "https://www.sfc.hk/en/News-and-announcements/Policy-statements-and-announcements/News/Enforcement-news/Doc?refNo=26PR74", "data_source": "live" } ``` ### How the live scrape works | Regulator | Endpoint | Notes | |---|---|---| | FINMA (CH) | `POST https://www.finma.ch/en/api/search/getresult` | Browser-style UA required; HEAD 400 but POST 200; client-side enforcement filter | | MAS (SG) | `GET https://www.mas.gov.sg/news/enforcement-actions` (+ media-releases fallback) | Clean browser headers — polite-bot `From`/`X-Bot-Identity` headers cause Akamai 404 | | SFC (HK) | `POST https://apps.sfc.hk/edistributionWeb/api/news/search?newsType=EF` | Filtered to `newsType=EF` (enforcement); refNo → public detail URL | FX normalization uses tracked mid-market rates (CHF/USD 1.13, SGD/USD 0.74, HKD/USD 0.128 — refreshed 2026-05-30, manual refresh cycle). ### Per-regulator fair-share When `regulator=all`, slots are distributed evenly across the three regulators (per-regulator floor `max_actions // 3`), then any leftover capacity is filled by most-recent records across all three. This prevents SFC's dense newsstream from dominating the output. ### Pricing - **Actor start:** $0.005 per run - **Enforcement action:** $0.20 per emitted record (primary event) 50 records per run = $10.005. Versus a Bloomberg compliance terminal seat at $24,000/year or Thomson Reuters World-Check at $5,000+/year, this is a fraction of the cost for the specific three-regulator coverage that matters for wealth-management compliance. ### Related actors - [Singapore MAS Enforcement Tracker](https://apify.com/nexgendata/singapore-mas-enforcement) — standalone MAS-only feed - [Hong Kong SFC Enforcement Tracker](https://apify.com/nexgendata/hk-sfc-enforcement-tracker) — standalone SFC-only feed - [Australia ASIC Enforcement Tracker](https://apify.com/nexgendata/australia-asic-enforcement) — APAC sibling - [FTC Enforcement Actions Scraper](https://apify.com/nexgendata/ftc-enforcement-actions-scraper) — US consumer-protection sibling - [SEC Litigation Releases](https://apify.com/nexgendata/sec-litigation-releases) — US securities-enforcement sibling - [FINRA BrokerCheck Search](https://apify.com/nexgendata/finra-brokercheck-search) — US broker-dealer disclosure sibling - [EPA ECHO Enforcement Scraper](https://apify.com/nexgendata/epa-echo-enforcement-scraper) — environmental enforcement sibling - [India SEBI Filings Tracker](https://apify.com/nexgendata/india-sebi-filings-tracker) — APAC capital-markets sibling *** **Built by [NexGenData](https://thenextgennexus.com).** Contact: hello@thenextgennexus.com. # Actor input Schema ## `regulator` (type: `string`): Which regulator to scrape. 'all' fetches FINMA + MAS + SFC and rebalances per-regulator. ## `action_type` (type: `string`): Filter to one enforcement action type. 'all' returns every type. ## `days_back` (type: `integer`): How many days of history to scan. Higher values increase coverage but also runtime. ## `min_fine_amount` (type: `integer`): Optional USD floor. Records below this USD-normalized amount are excluded (curated records are always kept). ## `max_actions` (type: `integer`): Hard cap on records returned. When regulator=all, slots are distributed evenly across the three regulators. ## Actor input object example ```json { "regulator": "all", "action_type": "all", "days_back": 90, "min_fine_amount": 0, "max_actions": 50 } ``` # API You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup. ## JavaScript example ```javascript import { ApifyClient } from 'apify-client'; // Initialize the ApifyClient with your Apify API token // Replace the '' with your token const client = new ApifyClient({ token: '', }); // Prepare Actor input const input = { "regulator": "all", "action_type": "all", "days_back": 90, "min_fine_amount": 0, "max_actions": 50 }; // Run the Actor and wait for it to finish const run = await client.actor("nexgendata/finma-mas-sfc-enforcement-tracker").call(input); // Fetch and print Actor results from the run's dataset (if any) console.log('Results from dataset'); console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`); const { items } = await client.dataset(run.defaultDatasetId).listItems(); items.forEach((item) => { console.dir(item); }); // 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs ``` ## Python example ```python from apify_client import ApifyClient # Initialize the ApifyClient with your Apify API token # Replace '' with your token. client = ApifyClient("") # Prepare the Actor input run_input = { "regulator": "all", "action_type": "all", "days_back": 90, "min_fine_amount": 0, "max_actions": 50, } # Run the Actor and wait for it to finish run = client.actor("nexgendata/finma-mas-sfc-enforcement-tracker").call(run_input=run_input) # Fetch and print Actor results from the run's dataset (if there are any) print("💾 Check your data here: https://console.apify.com/storage/datasets/" + run["defaultDatasetId"]) for item in client.dataset(run["defaultDatasetId"]).iterate_items(): print(item) # 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start ``` ## CLI example ```bash echo '{ "regulator": "all", "action_type": "all", "days_back": 90, "min_fine_amount": 0, "max_actions": 50 }' | apify call nexgendata/finma-mas-sfc-enforcement-tracker --silent --output-dataset ``` ## MCP server setup ```json { "mcpServers": { "apify": { "command": "npx", "args": [ "mcp-remote", "https://mcp.apify.com/?tools=nexgendata/finma-mas-sfc-enforcement-tracker", "--header", "Authorization: Bearer " ] } } } ``` ## OpenAPI specification ```json { "openapi": "3.0.1", "info": { "title": "🏦 FINMA + MAS + SFC Combined Regulator Enforcement Tracker", "description": "Unified feed of FINMA (Switzerland) + MAS (Singapore) + SFC (Hong Kong) enforcement actions. Fines, bans, AML composition penalties, prosecutions, license revocations. One normalized schema, CHF/SGD/HKD + USD amounts, stable source URLs. The wealth-management compliance trifecta.", "version": "0.0", "x-build-id": "Wx9hQAsxjlYJ0wR51" }, "servers": [ { "url": "https://api.apify.com/v2" } ], "paths": { "/acts/nexgendata~finma-mas-sfc-enforcement-tracker/run-sync-get-dataset-items": { "post": { "operationId": "run-sync-get-dataset-items-nexgendata-finma-mas-sfc-enforcement-tracker", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for its completion, and returns Actor's dataset items in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } }, "/acts/nexgendata~finma-mas-sfc-enforcement-tracker/runs": { "post": { "operationId": "runs-sync-nexgendata-finma-mas-sfc-enforcement-tracker", "x-openai-isConsequential": false, "summary": "Executes an Actor and returns information about the initiated run in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK", "content": { "application/json": { "schema": { "$ref": "#/components/schemas/runsResponseSchema" } } } } } } }, "/acts/nexgendata~finma-mas-sfc-enforcement-tracker/run-sync": { "post": { "operationId": "run-sync-nexgendata-finma-mas-sfc-enforcement-tracker", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for completion, and returns the OUTPUT from Key-value store in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } } }, "components": { "schemas": { "inputSchema": { "type": "object", "properties": { "regulator": { "title": "Regulator", "enum": [ "all", "finma", "mas", "sfc" ], "type": "string", "description": "Which regulator to scrape. 'all' fetches FINMA + MAS + SFC and rebalances per-regulator.", "default": "all" }, "action_type": { "title": "Action type", "enum": [ "all", "fine", "ban", "warning", "license_revocation", "prosecution" ], "type": "string", "description": "Filter to one enforcement action type. 'all' returns every type.", "default": "all" }, "days_back": { "title": "Days back", "minimum": 1, "maximum": 3650, "type": "integer", "description": "How many days of history to scan. Higher values increase coverage but also runtime.", "default": 90 }, "min_fine_amount": { "title": "Minimum fine amount (USD)", "minimum": 0, "type": "integer", "description": "Optional USD floor. Records below this USD-normalized amount are excluded (curated records are always kept).", "default": 0 }, "max_actions": { "title": "Max enforcement actions", "minimum": 1, "maximum": 500, "type": "integer", "description": "Hard cap on records returned. When regulator=all, slots are distributed evenly across the three regulators.", "default": 50 } } }, "runsResponseSchema": { "type": "object", "properties": { "data": { "type": "object", "properties": { "id": { "type": "string" }, "actId": { "type": "string" }, "userId": { "type": "string" }, "startedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "finishedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "status": { "type": "string", "example": "READY" }, "meta": { "type": "object", "properties": { "origin": { "type": "string", "example": "API" }, "userAgent": { "type": "string" } } }, "stats": { "type": "object", "properties": { "inputBodyLen": { "type": "integer", "example": 2000 }, "rebootCount": { "type": "integer", "example": 0 }, "restartCount": { "type": "integer", "example": 0 }, "resurrectCount": { "type": "integer", "example": 0 }, "computeUnits": { "type": "integer", "example": 0 } } }, "options": { "type": "object", "properties": { "build": { "type": "string", "example": "latest" }, "timeoutSecs": { "type": "integer", "example": 300 }, "memoryMbytes": { "type": "integer", "example": 1024 }, "diskMbytes": { "type": "integer", "example": 2048 } } }, "buildId": { "type": "string" }, "defaultKeyValueStoreId": { "type": "string" }, "defaultDatasetId": { "type": "string" }, "defaultRequestQueueId": { "type": "string" }, "buildNumber": { "type": "string", "example": "1.0.0" }, "containerUrl": { "type": "string" }, "usage": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "integer", "example": 1 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } }, "usageTotalUsd": { "type": "number", "example": 0.00005 }, "usageUsd": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "number", "example": 0.00005 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } } } } } } } } } ```