# New York investment advisers (RIAs) with $100M–$1B AUM

**Use case:** 

List SEC-registered investment advisers headquartered in New York with $100 million to $1 billion in regulatory assets under management, from their Form ADV filings.

## Input

```json
{
  "state_filter": "NY",
  "min_aum": 100000000,
  "max_aum": 1000000000,
  "custodian_filter": "",
  "max_firms": 10,
  "include_brochure": false
}
```

## Output

```json
{
  "firm_name": {
    "label": "firm_name"
  },
  "legal_name": {
    "label": "legal_name"
  },
  "CRD_number": {
    "label": "CRD_number"
  },
  "SEC_number": {
    "label": "SEC_number"
  },
  "AUM": {
    "label": "AUM"
  },
  "state": {
    "label": "state"
  },
  "address": {
    "label": "address"
  },
  "phone": {
    "label": "phone"
  },
  "fax": {
    "label": "fax"
  },
  "mailing_address": {
    "label": "mailing_address"
  },
  "employee_count": {
    "label": "employee_count"
  },
  "fiduciary_advisor_count": {
    "label": "fiduciary_advisor_count"
  }
}
```

## How it works

### 1. Sign up on Apify or log in

The SEC Form ADV Tracker — Investment Adviser (RIA) Data Actor is ready to run with the inputs already set for "New York investment advisers (RIAs) with $100M–$1B AUM". [Sign up or log in](https://console.apify.com/create-task-from-example/MMSH4Ba5vqGr5nCcu) and you'll land in Apify Console with a copy of this exact task.

### 2. Start the "New York investment advisers (RIAs) with $100M–$1B AUM" task

The SEC Form ADV Tracker — Investment Adviser (RIA) Data Actor will start running based on the input automatically. You can also change all the input fields, like state filter (2-letter us state), minimum regulatory aum (usd), and more, to match your specific use case.

### 3. Receive the "New York investment advisers (RIAs) with $100M–$1B AUM" output

Monitor the progress in real time. You will be notified as soon as your dataset is complete and ready for review. Each result includes data such as firm_name, legal_name, CRD_number, and more.

### 4. Integrate into your workflow

The final output is delivered in JSON, CSV, or Excel format, ready to be plugged into your workflow. You can also [run the "New York investment advisers (RIAs) with $100M–$1B AUM" task via API](https://apify.com/nexgendata/sec-form-adv-investment-adviser-tracker.md).

## FAQ

### What does this task return?

One row per SEC-registered investment adviser from Form ADV: firm name, CRD and SEC numbers, regulatory AUM, address, phone, employee count, registration status and dates.

### What does a run of this task cost?

$0.15 per RIA firm, plus a $0.005 Actor start fee per run. This task is set to max_firms: 10, so a full run costs about $1.50 plus the start fee. The ADV Part 2 brochure add-on is off ($0.10 per firm if on).

### Can I change this task's input?

Yes. Change state_filter (two-letter state), min_aum and max_aum (in dollars) or max_firms before you run it. Open the SEC Form ADV Tracker actor for every option.

## About this Actor

This example demonstrates how to use [SEC Form ADV Tracker — Investment Adviser (RIA) Data](https://apify.com/nexgendata/sec-form-adv-investment-adviser-tracker.md) with a specific input configuration. Visit the [Actor detail page](https://apify.com/nexgendata/sec-form-adv-investment-adviser-tracker.md) to learn more, explore other use cases, and run it yourself.


## How to integrate an Actor?

This Task's input is already configured above. Use it as-is rather than inventing a new one.

Do not guess an integration path. Every one of them is in the agent quickstart at https://apify.com/agents.md: the Apify MCP server, Agent Skills with the Apify CLI, the JavaScript and Python clients, the REST API, and the account-free path for an agent with no human to sign in. It also carries the rule on stating cost before the first paid run.

For full API examples (JavaScript, Python, CLI, MCP, OpenAPI), see this Task's Actor page: https://apify.com/nexgendata/sec-form-adv-investment-adviser-tracker.md

Each client library has reference documentation the quickstart does not restate: [JavaScript/TypeScript](https://docs.apify.com/api/client/js/docs.md) (`npm install apify-client`) and [Python](https://docs.apify.com/api/client/python/docs.md) (`pip install apify-client`).