# SEC Form D Tracker โ€” Private Capital Raises & Exempt Offerings (`nexgendata/sec-form-d-tracker`) Actor Track SEC Form D filings (Reg D private placements) โ€” issuer, offering amount, investors, related persons. - **URL**: https://apify.com/nexgendata/sec-form-d-tracker.md - **Developed by:** [NexGenData](https://apify.com/nexgendata) (community) - **Categories:** Business - **Stats:** 2 total users, 1 monthly users, 44.4% runs succeeded, 0 bookmarks - **User rating**: No ratings yet ## Pricing from $100.00 / 1,000 filings This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events. Learn more: https://docs.apify.com/platform/actors/running/actors-in-store#pay-per-event ## What's an Apify Actor? Actors are a software tools running on the Apify platform, for all kinds of web data extraction and automation use cases. In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours, and optionally produces a well-defined JSON output, datasets with results, or files in key-value store. In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server. Actors are written with capital "A". ## How to integrate an Actor? If asked about integration, you help developers integrate Actors into their projects. You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready. The best way to integrate Actors is as follows. In JavaScript/TypeScript projects, use official [JavaScript/TypeScript client](https://docs.apify.com/api/client/js.md): ```bash npm install apify-client ``` In Python projects, use official [Python client library](https://docs.apify.com/api/client/python.md): ```bash pip install apify-client ``` In shell scripts, use [Apify CLI](https://docs.apify.com/cli/docs.md): ````bash # MacOS / Linux curl -fsSL https://apify.com/install-cli.sh | bash # Windows irm https://apify.com/install-cli.ps1 | iex ```bash In AI frameworks, you might use the [Apify MCP server](https://docs.apify.com/platform/integrations/mcp.md). If your project is in a different language, use the [REST API](https://docs.apify.com/api/v2.md). For usage examples, see the [API](#api) section below. For more details, see Apify documentation as [Markdown index](https://docs.apify.com/llms.txt) and [Markdown full-text](https://docs.apify.com/llms-full.txt). # README ## SEC Form D Tracker โ€” Private Capital Raises & Exempt Offerings Track every **SEC Form D** filing in near-real time. Form D is the official disclosure filed by issuers raising private capital under **Regulation D** โ€” startups, venture funds, hedge funds, private equity vehicles, real estate sponsors. Each filing reveals **who raised, how much, from how many investors, and which officers/directors signed off**. Built on the official **SEC EDGAR full-text search index** (`efts.sec.gov`) with the SEC-compliant User-Agent and rate limiting. Every row links back to the canonical filing on sec.gov for full auditability. ### ๐Ÿ“Š Sample Output [![SEC Form D Tracker โ€” Private Capital Raises & Exempt Offerings sample output โ€” SEC Form D Tracker โ€” Private Capital Raises & Exempt Offerings, premium API, JSON output, NexGenData premium dataset for ](https://api.apify.com/v2/key-value-stores/8gLgXMBveEI1tTz1z/records/sec-form-d-tracker-output.png)](https://apify.com/nexgendata/sec-form-d-tracker) ### What it does - Pulls Form D and Form D/A (amendments) filings within a date range - Parses the structured **primary_doc.xml** from each filing - Returns clean JSON with issuer, offering amount, amount sold, number of investors, related persons, jurisdiction, industry, exemptions claimed - Filters by **minimum offering size**, **industry group**, and **free-text query** - Preserves `source_url` and `filing_index_url` for every row ### Buyer use cases - **VC deal sourcing** โ€” track which startups just raised, what stage, who's on the board. Pairs with `startup-funding-tracker` for full coverage. - **M&A advisor intel** โ€” monitor private capital flows by industry and jurisdiction - **Hedge fund competitive intel** โ€” see which funds are raising LP capital, fund sizes, investor counts - **PE fund-tracking** โ€” fund formation feed by entity type and jurisdiction - **Fundraising journalism** โ€” fresh, factual filings with named officers (public legal record) - **Compliance & KYC teams** โ€” verify exempt-offering activity for diligence - **Real estate fund monitoring** โ€” pooled investment funds filing under 506(b) / 506(c) ### SEO SEC Form D API ยท private placement tracker ยท Reg D filings ยท exempt offering tracker ยท VC funding intelligence ยท private capital flows feed ยท startup funding tracker SEC ยท 506(b) 506(c) feed ยท venture fund formation tracker ยท hedge fund LP raise monitor ### Input | Field | Type | Description | |-------|------|-------------| | `query` | string | Free-text search across issuer name, executive name, industry | | `dateFrom` | string | Earliest filing date (YYYY-MM-DD) | | `dateTo` | string | Latest filing date (YYYY-MM-DD). Empty = today | | `minOfferingAmount` | integer | Filter to filings with totalOfferingAmount >= this. 0 = no filter | | `industryFilter` | string | Free-text match on industry group (e.g. "Technology", "Pooled Investment Fund") | | `maxResults` | integer | Hard cap on filings returned (1-500) | ### Output schema ```json { "accession_number": "0001234567-26-000123", "filing_date": "2026-05-28", "form_type": "D", "issuer_name": "Acme Innovations Inc.", "cik": "1234567", "entity_type": "Corporation", "industry_group": "Technology", "year_of_incorporation": 2024, "jurisdiction_of_incorporation": "DE", "total_offering_amount": 5000000, "total_amount_sold": 2500000, "minimum_investment_accepted": 25000, "number_of_investors": 18, "sales_compensation_recipients": ["Goldman Sachs & Co."], "related_persons": [ {"name": "Jane Smith", "relationship": "Executive Officer"}, {"name": "John Doe", "relationship": "Director"} ], "exemptions_claimed": ["506(b)"], "is_new_or_amended": "new", "source_url": "https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1234567&type=D", "filing_index_url": "https://www.sec.gov/Archives/edgar/data/1234567/000123456726000123/", "scraped_at": "2026-05-29T20:00:00Z" } ```` ### Sample Output Every row is one Form D / D/A filing with full structured offering data and named related persons (public legal record from the filing). No PII beyond what the issuer publicly discloses on the form itself. ### Compliance - **SEC-compliant User-Agent** header: `NexGenData hello@nexgendata.com` - **Rate limit** held to ~5-6 req/s (SEC limit is 10 req/s) - **source\_url** preserved on every row, linking back to the canonical SEC filing - **No PII beyond public legal record** โ€” related persons get name + relationship only. NO emails, phones, or personal addresses scraped (even though some appear on the original filing, we omit them) - **Factual filing metadata only** โ€” no commentary, no scoring, no defamatory framing ### Related Actors โ€” Regulatory & IP Intelligence Cluster **Securities & Markets Enforcement:** - [SEC Litigation Releases](https://apify.com/nexgendata/sec-litigation-releases) - [CFTC Enforcement Actions](https://apify.com/nexgendata/cftc-enforcement-actions) - [FTC Consumer Protection Cases](https://apify.com/nexgendata/ftc-consumer-protection-cases) - [FINRA BrokerCheck Search](https://apify.com/nexgendata/finra-brokercheck-search) - [Australia ASIC Enforcement](https://apify.com/nexgendata/australia-asic-enforcement) - [UK FCA Enforcement Tracker](https://apify.com/nexgendata/uk-fca-enforcement-tracker) **Corporate Disclosure & Announcements:** - [SEC EDGAR 8-K Filings](https://apify.com/nexgendata/sec-edgar-8k-filings) - [SEC Form D Funding](https://apify.com/nexgendata/sec-form-d-tracker) โ† **you are here** - [SEC Event Router](https://apify.com/nexgendata/sec-event-router) - [ASX Company Announcements](https://apify.com/nexgendata/asx-company-announcements) - [SGX Company Announcements](https://apify.com/nexgendata/sgx-company-announcements) - [HKEX News Announcements](https://apify.com/nexgendata/hkex-news-announcements) - [Korea KIND Disclosures](https://apify.com/nexgendata/korea-kind-disclosures) - [PSE Edge Disclosures](https://apify.com/nexgendata/pse-edge-disclosures) - [Investegate RNS Aggregator](https://apify.com/nexgendata/investegate-rns-aggregator) - [PR Newswire](https://apify.com/nexgendata/pr-newswire-press-releases-scraper) - [AP News](https://apify.com/nexgendata/ap-news-scraper) **IP Intelligence:** - [USPTO Patent Grants Tracker](https://apify.com/nexgendata/uspto-patent-grants-tracker) - [WIPO PATENTSCOPE](https://apify.com/nexgendata/wipo-patentscope-search) - [EUIPO Trademarks](https://apify.com/nexgendata/euipo-esearch-trademarks) # Actor input Schema ## `query` (type: `string`): Free-text search for company name, executive name, or industry. ## `dateFrom` (type: `string`): Earliest filing date (YYYY-MM-DD). ## `dateTo` (type: `string`): Latest filing date (YYYY-MM-DD). Empty = today. ## `minOfferingAmount` (type: `integer`): Filter to filings with totalOfferingAmount >= this value. 0 = no filter. ## `industryFilter` (type: `string`): Free-text filter on industry group (e.g. 'Technology', 'Pooled Investment Fund'). ## `maxResults` (type: `integer`): Hard cap on filings returned. ## Actor input object example ```json { "dateFrom": "2026-05-01", "maxResults": 25 } ``` # API You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup. ## JavaScript example ```javascript import { ApifyClient } from 'apify-client'; // Initialize the ApifyClient with your Apify API token // Replace the '' with your token const client = new ApifyClient({ token: '', }); // Prepare Actor input const input = { "query": "", "dateFrom": "2026-05-01", "dateTo": "", "minOfferingAmount": 0, "industryFilter": "", "maxResults": 25 }; // Run the Actor and wait for it to finish const run = await client.actor("nexgendata/sec-form-d-tracker").call(input); // Fetch and print Actor results from the run's dataset (if any) console.log('Results from dataset'); console.log(`๐Ÿ’พ Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`); const { items } = await client.dataset(run.defaultDatasetId).listItems(); items.forEach((item) => { console.dir(item); }); // ๐Ÿ“š Want to learn more ๐Ÿ“–? Go to โ†’ https://docs.apify.com/api/client/js/docs ``` ## Python example ```python from apify_client import ApifyClient # Initialize the ApifyClient with your Apify API token # Replace '' with your token. client = ApifyClient("") # Prepare the Actor input run_input = { "query": "", "dateFrom": "2026-05-01", "dateTo": "", "minOfferingAmount": 0, "industryFilter": "", "maxResults": 25, } # Run the Actor and wait for it to finish run = client.actor("nexgendata/sec-form-d-tracker").call(run_input=run_input) # Fetch and print Actor results from the run's dataset (if there are any) print("๐Ÿ’พ Check your data here: https://console.apify.com/storage/datasets/" + run["defaultDatasetId"]) for item in client.dataset(run["defaultDatasetId"]).iterate_items(): print(item) # ๐Ÿ“š Want to learn more ๐Ÿ“–? Go to โ†’ https://docs.apify.com/api/client/python/docs/quick-start ``` ## CLI example ```bash echo '{ "query": "", "dateFrom": "2026-05-01", "dateTo": "", "minOfferingAmount": 0, "industryFilter": "", "maxResults": 25 }' | apify call nexgendata/sec-form-d-tracker --silent --output-dataset ``` ## MCP server setup ```json { "mcpServers": { "apify": { "command": "npx", "args": [ "mcp-remote", "https://mcp.apify.com/?tools=nexgendata/sec-form-d-tracker", "--header", "Authorization: Bearer " ] } } } ``` ## OpenAPI specification ```json { "openapi": "3.0.1", "info": { "title": "SEC Form D Tracker โ€” Private Capital Raises & Exempt Offerings", "description": "Track SEC Form D filings (Reg D private placements) โ€” issuer, offering amount, investors, related persons.", "version": "0.0", "x-build-id": "4MpKJdVTRCEBNhKyo" }, "servers": [ { "url": "https://api.apify.com/v2" } ], "paths": { "/acts/nexgendata~sec-form-d-tracker/run-sync-get-dataset-items": { "post": { "operationId": "run-sync-get-dataset-items-nexgendata-sec-form-d-tracker", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for its completion, and returns Actor's dataset items in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } }, "/acts/nexgendata~sec-form-d-tracker/runs": { "post": { "operationId": "runs-sync-nexgendata-sec-form-d-tracker", "x-openai-isConsequential": false, "summary": "Executes an Actor and returns information about the initiated run in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK", "content": { "application/json": { "schema": { "$ref": "#/components/schemas/runsResponseSchema" } } } } } } }, "/acts/nexgendata~sec-form-d-tracker/run-sync": { "post": { "operationId": "run-sync-nexgendata-sec-form-d-tracker", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for completion, and returns the OUTPUT from Key-value store in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } } }, "components": { "schemas": { "inputSchema": { "type": "object", "properties": { "query": { "title": "Search Query", "type": "string", "description": "Free-text search for company name, executive name, or industry." }, "dateFrom": { "title": "Filing Date From", "type": "string", "description": "Earliest filing date (YYYY-MM-DD)." }, "dateTo": { "title": "Filing Date To", "type": "string", "description": "Latest filing date (YYYY-MM-DD). Empty = today." }, "minOfferingAmount": { "title": "Min Offering Amount USD", "minimum": 0, "type": "integer", "description": "Filter to filings with totalOfferingAmount >= this value. 0 = no filter." }, "industryFilter": { "title": "Industry Filter", "type": "string", "description": "Free-text filter on industry group (e.g. 'Technology', 'Pooled Investment Fund')." }, "maxResults": { "title": "Max Results", "minimum": 1, "maximum": 500, "type": "integer", "description": "Hard cap on filings returned." } } }, "runsResponseSchema": { "type": "object", "properties": { "data": { "type": "object", "properties": { "id": { "type": "string" }, "actId": { "type": "string" }, "userId": { "type": "string" }, "startedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "finishedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "status": { "type": "string", "example": "READY" }, "meta": { "type": "object", "properties": { "origin": { "type": "string", "example": "API" }, "userAgent": { "type": "string" } } }, "stats": { "type": "object", "properties": { "inputBodyLen": { "type": "integer", "example": 2000 }, "rebootCount": { "type": "integer", "example": 0 }, "restartCount": { "type": "integer", "example": 0 }, "resurrectCount": { "type": "integer", "example": 0 }, "computeUnits": { "type": "integer", "example": 0 } } }, "options": { "type": "object", "properties": { "build": { "type": "string", "example": "latest" }, "timeoutSecs": { "type": "integer", "example": 300 }, "memoryMbytes": { "type": "integer", "example": 1024 }, "diskMbytes": { "type": "integer", "example": 2048 } } }, "buildId": { "type": "string" }, "defaultKeyValueStoreId": { "type": "string" }, "defaultDatasetId": { "type": "string" }, "defaultRequestQueueId": { "type": "string" }, "buildNumber": { "type": "string", "example": "1.0.0" }, "containerUrl": { "type": "string" }, "usage": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "integer", "example": 1 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } }, "usageTotalUsd": { "type": "number", "example": 0.00005 }, "usageUsd": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "number", "example": 0.00005 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } } } } } } } } } ```