# 🏦 SEC Form NPORT-P Mutual Fund & ETF Holdings Tracker (`nexgendata/sec-form-nport-p-mutual-fund-holdings`) Actor

Pulls holding-level portfolio data from SEC Form NPORT-P public filings — the monthly disclosure for every U.S. registered investment company. One row per holding: fund CIK/series, CUSIP/ISIN/ticker, USD value, % net assets, derivatives. Morningstar Direct alternative at PPE pricing.

- **URL**: https://apify.com/nexgendata/sec-form-nport-p-mutual-fund-holdings.md
- **Developed by:** [NexGenData](https://apify.com/nexgendata) (community)
- **Categories:** Business
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, NaN bookmarks
- **User rating**: No ratings yet

## Pricing

from $250.00 / 1,000 fund holdings

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.

Learn more: https://docs.apify.com/platform/actors/running/actors-in-store#pay-per-event

## What's an Apify Actor?

Actors are a software tools running on the Apify platform, for all kinds of web data extraction and automation use cases.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.
Actors are written with capital "A".

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.
The best way to integrate Actors is as follows.

In JavaScript/TypeScript projects, use official [JavaScript/TypeScript client](https://docs.apify.com/api/client/js.md):

```bash
npm install apify-client
```

In Python projects, use official [Python client library](https://docs.apify.com/api/client/python.md):

```bash
pip install apify-client
```

In shell scripts, use [Apify CLI](https://docs.apify.com/cli/docs.md):

````bash
# MacOS / Linux
curl -fsSL https://apify.com/install-cli.sh | bash
# Windows
irm https://apify.com/install-cli.ps1 | iex
```bash

In AI frameworks, you might use the [Apify MCP server](https://docs.apify.com/platform/integrations/mcp.md).

If your project is in a different language, use the [REST API](https://docs.apify.com/api/v2.md).

For usage examples, see the [API](#api) section below.

For more details, see Apify documentation as [Markdown index](https://docs.apify.com/llms.txt) and [Markdown full-text](https://docs.apify.com/llms-full.txt).


# README

## 🏦 SEC Form NPORT-P Mutual Fund & ETF Holdings Tracker

Pull holding-level portfolio data straight from SEC Form NPORT-P — the monthly disclosure that every U.S. registered investment company (mutual funds, ETFs, closed-end funds) must file. One actor invocation gives you a flat row per holding across the whole NPORT-P universe: fund identity, CUSIP / ISIN / ticker, USD position value, % of net assets, derivatives counterparty + notional, debt coupon and maturity, asset and issuer category. A direct, regulator-sourced alternative to Morningstar Direct, Refinitiv Lipper, and Bloomberg fund-holdings — at per-row pay-per-event pricing.

### What you get

- **Holding-level granularity** — one dataset row per portfolio position (not per filing). A 1,000-position fund pushes 1,000 rows.
- **35+ fields per row** — fund CIK + series, security name + CUSIP + ISIN + ticker, balance, USD value, % of net assets, asset/issuer category, country, restricted-security flag, fair-value level, debt coupon + maturity, derivatives type + counterparty + notional + unrealized P&L.
- **Direct from SEC EDGAR** — no editorial layer, no estimates, no "top picks" curation. Polite `User-Agent` with contact email per SEC fair-access policy + 12-second backoff retry on transient EDGAR 5xx.
- **Quarter-end coverage** — NPORT-P (public) filings cluster ~60 days after each calendar quarter end (March, June, September, December). Set a wide `date_from` / `date_to` window to capture the full quarter.

### Use cases

- **Quant PM / fund-of-funds analyst** at a $50M-$1B AUM shop: monthly active-share, factor exposure, and overlap analysis across mutual funds and ETFs without paying Morningstar Direct's $20K+/yr seat.
- **ETF strategist at an RIA or family office**: extract iShares / Vanguard / SPDR constituent weights and rebalances to build / monitor model portfolios.
- **Plan-sponsor / 401(k) consultant**: benchmark fee tiers and sub-advisor allocations across the target-date-fund universe.
- **Forensic accounting / short-seller research**: cross-reference fund positioning around restatements, late filings (NT), and material 8-K events.
- **Academic finance researcher**: reproducible holdings datasets without Refinitiv / WRDS licensing friction.

### 📊 Sample Output

[![SEC Form NPORT-P mutual fund and ETF holdings — fund CIK, series, security CUSIP/ISIN/ticker, USD value, percent of net assets, derivatives counterparty and notional, debt coupon and maturity — for quant PMs, ETF strategists, RIAs, and forensic accountants](https://api.apify.com/v2/key-value-stores/8gLgXMBveEI1tTz1z/records/sec-form-nport-p-mutual-fund-holdings-output.png)](https://apify.com/nexgendata/sec-form-nport-p-mutual-fund-holdings)

### 💰 Pricing Example

This actor uses **pay-per-event** pricing. You pay only for the holdings you actually receive.

- **Small run:** 100 holdings × $0.18 = **$18.00**
- **Medium run:** 500 holdings × $0.18 = **$90.00**
- **Large run:** 2,000 holdings × $0.18 = **$360.00**

Each run also incurs a one-time `$0.005` actor-start fee.

Apify's free `$5/mo` credit covers ~27 holdings — typical institutional workflows comfortably exceed this, so plan for paid usage. No subscriptions, no seat licenses, no minimums.

### How to use

#### Sample input

```json
{
  "query": "",
  "date_from": "2026-04-30",
  "date_to": "2026-05-30",
  "max_filings": 50
}
````

Leave `query` empty to scan every NPORT-P filing in the window. Use a fund-family keyword (e.g. `Vanguard`, `Fidelity Magellan`, `BlackRock`) to narrow results. `max_filings` caps EDGAR scanning — a single multi-billion-dollar fund can hold 1,000-10,000 positions per filing, so even 50 filings can mean tens of thousands of holding rows.

#### Sample output (one row)

```json
{
  "fund_cik": "820892",
  "fund_name": "FIDELITY MAGELLAN FUND",
  "fund_series_id": "S000007783",
  "fund_series_name": "Fidelity Magellan Fund",
  "fund_lei": "549300X4P0E1FYZF6L73",
  "filing_accession": "0001752724-26-123456",
  "filing_date": "2026-05-30",
  "report_period_end": "2026-02-28",
  "net_assets_usd": 23456789012.34,
  "security_name": "APPLE INC",
  "security_title": "COMMON STOCK",
  "cusip": "037833100",
  "isin": "US0378331005",
  "ticker": "AAPL",
  "balance": 4523123.0,
  "units": "NS",
  "currency": "USD",
  "value_usd": 891234567.12,
  "pct_of_net_assets": 3.8,
  "asset_category": "equity-common",
  "issuer_category": "corporate",
  "investment_country": "US",
  "is_restricted_security": false,
  "fair_value_level": "1",
  "payoff_profile": "Long",
  "coupon_rate_pct": null,
  "maturity_date": null,
  "is_default": null,
  "is_derivative": false,
  "derivative_type": null,
  "derivative_counterparty": null,
  "source_url": "https://www.sec.gov/Archives/edgar/data/820892/000175272426123456/primary_doc.xml"
}
```

### 🔗 Related Actors — NexGenData SEC Suite

This actor is part of the largest SEC/EDGAR coverage on Apify Store. Pair it with:

- [SEC Form 13F Tracker Pro](https://apify.com/nexgendata/sec-form-13f-tracker-pro) — hedge-fund quarterly equity positions (Berkshire, Bridgewater, Renaissance, Citadel)
- [SEC Form 4 Insider Trading Tracker](https://apify.com/nexgendata/sec-form-4-insider-trading-scraper) — officer/director buy/sell disclosures
- [SEC Form 8-K Material Events Tracker](https://apify.com/nexgendata/sec-form-8k-material-events-scraper) — real-time corporate disclosure events
- [SEC Litigation Releases](https://apify.com/nexgendata/sec-litigation-releases) — enforcement actions and civil proceedings
- [SEC Form N-PX Mutual Fund Proxy Votes](https://apify.com/nexgendata/sec-form-npx-mutual-fund-proxy-votes) — fund-by-fund proxy voting records
- [SEC EDGAR 10-K / 10-Q Filings Scraper](https://apify.com/nexgendata/sec-edgar-filings-scraper) — periodic-report retrieval

Browse the full 200+ actor catalog at [apify.com/nexgendata](https://apify.com/nexgendata?fpr=2ayu9b).

### Compliance & methodology

- **Public records only** — NPORT-P is filed under Investment Company Act §30 + Rule 30b1-9 and explicitly published for programmatic access.
- **Polite SEC client** — `User-Agent: NexGenData Apify Actor hello@thenextgennexus.com` on every request per SEC fair-access policy; ~8 req/sec throttle (under EDGAR's 10/s cap); 3-retry × 12s backoff on transient 5xx.
- **Source URL preserved** — every row carries the originating `primary_doc.xml` URL for downstream verifiability.
- **Cancellation safe** — `max_filings` caps how many filings the actor will download; you control both runtime and cost up front.

### CTA — the bigger picture

NexGenData ships a deep, regulator-direct SEC catalog on Apify. NPORT-P closes the mutual-fund-and-ETF holdings gap that 13F (institutional managers) and Form 4 (insiders) don't cover. Pair it with 13F + Form 4 + 8-K for a complete buy-side intelligence stack at per-row pay-per-event pricing — no seat licenses, no enterprise contracts, no minimums. Contact `hello@thenextgennexus.com` for volume pricing on 100K+ records/month workflows.

# Actor input Schema

## `query` (type: `string`):

Optional full-text search applied to the SEC EDGAR NPORT-P filings index. Leave blank to pull every public NPORT-P filing in the date window, or use a fund-family / issuer keyword (e.g. `Vanguard`, `Fidelity Magellan`, `Apple Inc`) to narrow results. Matching is case-insensitive against filing text.

## `date_from` (type: `string`):

Start of the filing-date window (inclusive). Defaults to 30 days ago. NPORT-P (public N-PORT) filings are released roughly 60 days after each calendar quarter end — so filings cluster in March, June, September, December. Widen the window if the most recent quarter hasn't been released yet.

## `date_to` (type: `string`):

End of the filing-date window (inclusive). Defaults to today. Use along with `date_from` to scope the slice of NPORT-P filings to inspect.

## `max_filings` (type: `integer`):

Hard cap on how many NPORT-P filings to download and parse. Each filing typically contains hundreds-to-thousands of holding rows — set this to control cost. Default 50 filings ≈ several thousand holdings.

## Actor input object example

```json
{
  "query": "",
  "date_from": "2026-04-30",
  "date_to": "2026-05-30",
  "max_filings": 50
}
```

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {
    "query": "",
    "date_from": "2026-04-30",
    "date_to": "2026-05-30",
    "max_filings": 50
};

// Run the Actor and wait for it to finish
const run = await client.actor("nexgendata/sec-form-nport-p-mutual-fund-holdings").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {
    "query": "",
    "date_from": "2026-04-30",
    "date_to": "2026-05-30",
    "max_filings": 50,
}

# Run the Actor and wait for it to finish
run = client.actor("nexgendata/sec-form-nport-p-mutual-fund-holdings").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print("💾 Check your data here: https://console.apify.com/storage/datasets/" + run["defaultDatasetId"])
for item in client.dataset(run["defaultDatasetId"]).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{
  "query": "",
  "date_from": "2026-04-30",
  "date_to": "2026-05-30",
  "max_filings": 50
}' |
apify call nexgendata/sec-form-nport-p-mutual-fund-holdings --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "command": "npx",
            "args": [
                "mcp-remote",
                "https://mcp.apify.com/?tools=nexgendata/sec-form-nport-p-mutual-fund-holdings",
                "--header",
                "Authorization: Bearer <YOUR_API_TOKEN>"
            ]
        }
    }
}

```

## OpenAPI specification

```json
{
    "openapi": "3.0.1",
    "info": {
        "title": "🏦 SEC Form NPORT-P Mutual Fund & ETF Holdings Tracker",
        "description": "Pulls holding-level portfolio data from SEC Form NPORT-P public filings — the monthly disclosure for every U.S. registered investment company. One row per holding: fund CIK/series, CUSIP/ISIN/ticker, USD value, % net assets, derivatives. Morningstar Direct alternative at PPE pricing.",
        "version": "0.0",
        "x-build-id": "vEzyZQ2QteqNWDxdT"
    },
    "servers": [
        {
            "url": "https://api.apify.com/v2"
        }
    ],
    "paths": {
        "/acts/nexgendata~sec-form-nport-p-mutual-fund-holdings/run-sync-get-dataset-items": {
            "post": {
                "operationId": "run-sync-get-dataset-items-nexgendata-sec-form-nport-p-mutual-fund-holdings",
                "x-openai-isConsequential": false,
                "summary": "Executes an Actor, waits for its completion, and returns Actor's dataset items in response.",
                "tags": [
                    "Run Actor"
                ],
                "requestBody": {
                    "required": true,
                    "content": {
                        "application/json": {
                            "schema": {
                                "$ref": "#/components/schemas/inputSchema"
                            }
                        }
                    }
                },
                "parameters": [
                    {
                        "name": "token",
                        "in": "query",
                        "required": true,
                        "schema": {
                            "type": "string"
                        },
                        "description": "Enter your Apify token here"
                    }
                ],
                "responses": {
                    "200": {
                        "description": "OK"
                    }
                }
            }
        },
        "/acts/nexgendata~sec-form-nport-p-mutual-fund-holdings/runs": {
            "post": {
                "operationId": "runs-sync-nexgendata-sec-form-nport-p-mutual-fund-holdings",
                "x-openai-isConsequential": false,
                "summary": "Executes an Actor and returns information about the initiated run in response.",
                "tags": [
                    "Run Actor"
                ],
                "requestBody": {
                    "required": true,
                    "content": {
                        "application/json": {
                            "schema": {
                                "$ref": "#/components/schemas/inputSchema"
                            }
                        }
                    }
                },
                "parameters": [
                    {
                        "name": "token",
                        "in": "query",
                        "required": true,
                        "schema": {
                            "type": "string"
                        },
                        "description": "Enter your Apify token here"
                    }
                ],
                "responses": {
                    "200": {
                        "description": "OK",
                        "content": {
                            "application/json": {
                                "schema": {
                                    "$ref": "#/components/schemas/runsResponseSchema"
                                }
                            }
                        }
                    }
                }
            }
        },
        "/acts/nexgendata~sec-form-nport-p-mutual-fund-holdings/run-sync": {
            "post": {
                "operationId": "run-sync-nexgendata-sec-form-nport-p-mutual-fund-holdings",
                "x-openai-isConsequential": false,
                "summary": "Executes an Actor, waits for completion, and returns the OUTPUT from Key-value store in response.",
                "tags": [
                    "Run Actor"
                ],
                "requestBody": {
                    "required": true,
                    "content": {
                        "application/json": {
                            "schema": {
                                "$ref": "#/components/schemas/inputSchema"
                            }
                        }
                    }
                },
                "parameters": [
                    {
                        "name": "token",
                        "in": "query",
                        "required": true,
                        "schema": {
                            "type": "string"
                        },
                        "description": "Enter your Apify token here"
                    }
                ],
                "responses": {
                    "200": {
                        "description": "OK"
                    }
                }
            }
        }
    },
    "components": {
        "schemas": {
            "inputSchema": {
                "type": "object",
                "properties": {
                    "query": {
                        "title": "Search query (optional)",
                        "type": "string",
                        "description": "Optional full-text search applied to the SEC EDGAR NPORT-P filings index. Leave blank to pull every public NPORT-P filing in the date window, or use a fund-family / issuer keyword (e.g. `Vanguard`, `Fidelity Magellan`, `Apple Inc`) to narrow results. Matching is case-insensitive against filing text.",
                        "default": ""
                    },
                    "date_from": {
                        "title": "From date (ISO YYYY-MM-DD)",
                        "type": "string",
                        "description": "Start of the filing-date window (inclusive). Defaults to 30 days ago. NPORT-P (public N-PORT) filings are released roughly 60 days after each calendar quarter end — so filings cluster in March, June, September, December. Widen the window if the most recent quarter hasn't been released yet."
                    },
                    "date_to": {
                        "title": "To date (ISO YYYY-MM-DD)",
                        "type": "string",
                        "description": "End of the filing-date window (inclusive). Defaults to today. Use along with `date_from` to scope the slice of NPORT-P filings to inspect."
                    },
                    "max_filings": {
                        "title": "Max filings to process",
                        "minimum": 1,
                        "maximum": 1000,
                        "type": "integer",
                        "description": "Hard cap on how many NPORT-P filings to download and parse. Each filing typically contains hundreds-to-thousands of holding rows — set this to control cost. Default 50 filings ≈ several thousand holdings.",
                        "default": 50
                    }
                }
            },
            "runsResponseSchema": {
                "type": "object",
                "properties": {
                    "data": {
                        "type": "object",
                        "properties": {
                            "id": {
                                "type": "string"
                            },
                            "actId": {
                                "type": "string"
                            },
                            "userId": {
                                "type": "string"
                            },
                            "startedAt": {
                                "type": "string",
                                "format": "date-time",
                                "example": "2025-01-08T00:00:00.000Z"
                            },
                            "finishedAt": {
                                "type": "string",
                                "format": "date-time",
                                "example": "2025-01-08T00:00:00.000Z"
                            },
                            "status": {
                                "type": "string",
                                "example": "READY"
                            },
                            "meta": {
                                "type": "object",
                                "properties": {
                                    "origin": {
                                        "type": "string",
                                        "example": "API"
                                    },
                                    "userAgent": {
                                        "type": "string"
                                    }
                                }
                            },
                            "stats": {
                                "type": "object",
                                "properties": {
                                    "inputBodyLen": {
                                        "type": "integer",
                                        "example": 2000
                                    },
                                    "rebootCount": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "restartCount": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "resurrectCount": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "computeUnits": {
                                        "type": "integer",
                                        "example": 0
                                    }
                                }
                            },
                            "options": {
                                "type": "object",
                                "properties": {
                                    "build": {
                                        "type": "string",
                                        "example": "latest"
                                    },
                                    "timeoutSecs": {
                                        "type": "integer",
                                        "example": 300
                                    },
                                    "memoryMbytes": {
                                        "type": "integer",
                                        "example": 1024
                                    },
                                    "diskMbytes": {
                                        "type": "integer",
                                        "example": 2048
                                    }
                                }
                            },
                            "buildId": {
                                "type": "string"
                            },
                            "defaultKeyValueStoreId": {
                                "type": "string"
                            },
                            "defaultDatasetId": {
                                "type": "string"
                            },
                            "defaultRequestQueueId": {
                                "type": "string"
                            },
                            "buildNumber": {
                                "type": "string",
                                "example": "1.0.0"
                            },
                            "containerUrl": {
                                "type": "string"
                            },
                            "usage": {
                                "type": "object",
                                "properties": {
                                    "ACTOR_COMPUTE_UNITS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_WRITES": {
                                        "type": "integer",
                                        "example": 1
                                    },
                                    "KEY_VALUE_STORE_LISTS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_INTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_EXTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_RESIDENTIAL_TRANSFER_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_SERPS": {
                                        "type": "integer",
                                        "example": 0
                                    }
                                }
                            },
                            "usageTotalUsd": {
                                "type": "number",
                                "example": 0.00005
                            },
                            "usageUsd": {
                                "type": "object",
                                "properties": {
                                    "ACTOR_COMPUTE_UNITS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_WRITES": {
                                        "type": "number",
                                        "example": 0.00005
                                    },
                                    "KEY_VALUE_STORE_LISTS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_INTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_EXTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_RESIDENTIAL_TRANSFER_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_SERPS": {
                                        "type": "integer",
                                        "example": 0
                                    }
                                }
                            }
                        }
                    }
                }
            }
        }
    }
}
```