# SEC Form D Funding Rounds: Recently Funded Startups (`onibaku/sec-form-d-funding`) Actor

New US private fundraises from SEC Form D filings: company, amount raised, offering size, investors, industry, state, address, executives and directors, exemptions (506(b), 506(c)) and a link to the filing. Filter by date, industry, state and amount; schedule for a daily feed.

- **URL**: https://apify.com/onibaku/sec-form-d-funding.md
- **Developed by:** [Onibaku](https://apify.com/onibaku) (community)
- **Categories:** Lead generation, Business
- **Security:** Limited permissions
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

from $10.00 / 1,000 filings

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.

Learn more: https://docs.apify.com/actors/running/actors-in-store.md#pay-per-event

## What's an Apify Actor?

An Actor is a serverless cloud program that runs on the Apify platform. It has two run modes.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.

Apify vocabulary and the platform model are defined once, in the agent quickstart at https://apify.com/agents.md.

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.

Do not guess an integration path. Every one of them is in the agent quickstart at https://apify.com/agents.md: the Apify MCP server, Agent Skills with the Apify CLI, the JavaScript and Python clients, the REST API, and the account-free path for an agent with no human to sign in. It also carries the rule on stating cost before the first paid run.

For examples already wired to this Actor's own input schema, see the [API](#api) section below.

Each client library has reference documentation the quickstart does not restate: [JavaScript/TypeScript](https://docs.apify.com/api/client/js/docs.md) (`npm install apify-client`) and [Python](https://docs.apify.com/api/client/python/docs.md) (`pip install apify-client`).

# README

## SEC Form D Funding Rounds: Recently Funded Startups

A daily feed of **companies that have just raised private money in the US**, straight from the Form D filings they
must send the SEC within 15 days of their first sale. One clean row per filing: **company name, amount raised so
far, total round size, number of investors, industry, state and full address, date of first sale, executives,
directors and promoters**, the exemption claimed (Rule 506(b), 506(c)...), the securities sold (equity, SAFEs,
convertible notes, debt) and a link to the filing on EDGAR.

Pick a date range, industries, states and a minimum raise. Pooled funds (VC, PE and hedge funds, SPVs) are left out
by default, so you get operating companies. Schedule it daily with `onlyNewFilings` and each run returns only the
companies you haven't seen yet.

About 1,500 Form Ds (new filings and amendments) are filed in a normal week. Around two-thirds are from funds,
which leaves roughly 400 new raises by operating companies each week.

### What it's for

- **Sales prospecting:** a company that's just closed a round has budget and is about to hire and buy tools. Get
  the CEO's name, the city and the amount raised the week it's filed, before the press release (if there ever is
  one). Filter to "Technology, California, raised over $1M" and push it into your CRM.
- **VC and angel deal flow:** see seed and Series A rounds as they're filed, including the many that never make
  the news. Track follow-on raises with amendments turned on.
- **Market maps and research:** every private raise in biotech, fintech or real estate over a quarter, with round
  sizes and investor counts, for sizing a market or watching a competitor.
- **Service providers:** law firms, accountants, recruiters, insurers and banks that sell to freshly funded companies.
- **AI agents:** one call answers "which AI startups in New York raised money this week?" (see MCP below).

### Input

| Field | What it does |
| --- | --- |
| `daysBack` | Filings from the last N days (default 7). |
| `dateFrom`, `dateTo` | A fixed filing date range instead (YYYY-MM-DD), up to 366 days. |
| `industryGroups` | Form D industry: whole sectors (`technology`, `health-care`, `real-estate`, `energy`...) or single groups (`biotechnology`, `computers`, `other-technology`...). |
| `locations` | The company's state or country: `CA`, `New York`, `US` (any state), `United Kingdom`, `Canada`. |
| `minAmountRaised`, `maxAmountRaised` | Amount already sold, in dollars. |
| `minOfferingAmount`, `maxOfferingAmount` | Total round size, in dollars. |
| `excludePooledFunds` | Leave out VC, PE and hedge funds and other pooled vehicles (default on). |
| `includeAmendments` | Also return Form D/A amendments (default off: new offerings only). |
| `issuerKeywords` | Company name contains any of these, at the start of a word (`AI`, `Therapeutics`). |
| `onlyNewFilings` | Return only filings that earlier runs with the same filters haven't returned. |
| `maxResults` | Cap on rows (default 1,000). |

**Tech startups in California that raised at least $1M this week:**

```json
{ "daysBack": 7, "industryGroups": ["technology"], "locations": ["CA"], "minAmountRaised": 1000000 }
```

**Daily feed of every new US biotech and pharma raise (schedule it):**

```json
{ "daysBack": 2, "industryGroups": ["biotechnology", "pharmaceuticals"], "locations": ["US"], "onlyNewFilings": true }
```

**Every VC fund raising in the third quarter:**

```json
{ "dateFrom": "2026-07-01", "dateTo": "2026-09-30", "industryGroups": ["pooled-investment-fund"], "excludePooledFunds": false, "maxResults": 100000 }
```

### Output

One row per filing:

```json
{
    "issuerName": "Hermai Inc.",
    "cik": "0002162107",
    "formType": "D",
    "isAmendment": false,
    "previousAccessionNumber": null,
    "accessionNumber": "0002162107-26-000001",
    "filingDate": "2026-10-26",
    "industrySector": "Technology",
    "industryGroup": "Other Technology",
    "isPooledInvestmentFund": false,
    "investmentFundType": null,
    "entityType": "Corporation",
    "jurisdictionOfIncorporation": "DELAWARE",
    "yearOfIncorporation": 2026,
    "incorporatedWithinFiveYears": true,
    "street": "103 RANDALL ROAD",
    "city": "BLYTHEVILLE",
    "stateOrCountry": "AR",
    "stateOrCountryName": "ARKANSAS",
    "zipCode": "72315",
    "phone": "7023551632",
    "revenueRange": "Decline to Disclose",
    "netAssetValueRange": null,
    "currency": "USD",
    "totalAmountSold": 50000,
    "totalOfferingAmount": 200000,
    "totalRemaining": 150000,
    "offeringAmountIndefinite": false,
    "minimumInvestment": 0,
    "totalInvestors": 1,
    "hasNonAccreditedInvestors": false,
    "nonAccreditedInvestors": null,
    "dateOfFirstSale": "2026-10-22",
    "firstSaleYetToOccur": false,
    "offeringOverOneYear": false,
    "exemptions": ["Rule 506(b)"],
    "exemptionCodes": ["06b"],
    "securitiesTypes": ["Option, warrant or other right to acquire another security", "Other: Simple Agreements for Future Equity (SAFEs)"],
    "isBusinessCombination": false,
    "salesCommissions": 0,
    "findersFees": 0,
    "salesRecipients": [],
    "relatedPersons": [
        { "name": "Jing Xuan Chen", "roles": ["Executive Officer", "Director", "Promoter"], "clarification": null, "city": "Blytheville", "stateOrCountry": "AR", "stateOrCountryName": "ARKANSAS" },
        { "name": "Kirthi Banothu", "roles": ["Director"], "clarification": null, "city": "Blytheville", "stateOrCountry": "AR", "stateOrCountryName": "ARKANSAS" }
    ],
    "otherIssuers": [],
    "signedBy": "Jing Xuan Chen",
    "signerTitle": "CEO",
    "filingUrl": "https://www.sec.gov/Archives/edgar/data/2162107/000216210726000001/0002162107-26-000001-index.htm",
    "formUrl": "https://www.sec.gov/Archives/edgar/data/2162107/000216210726000001/xslFormDX01/primary_doc.xml",
    "xmlUrl": "https://www.sec.gov/Archives/edgar/data/2162107/000216210726000001/primary_doc.xml"
}
```

- `totalAmountSold` is what's been raised **so far** in the offering; `totalOfferingAmount` is the target. When a
  company sets no ceiling, `totalOfferingAmount` is null and `offeringAmountIndefinite` is true.
- `relatedPersons` are the executive officers, directors and promoters listed on the form, with their role and
  city. Funds often list an entity (the general partner) here.
- `salesRecipients` are placement agents and brokers paid to sell the round, with their FINRA CRD numbers.
- `filingUrl` opens the filing on EDGAR; `formUrl` shows the form itself as a readable page.

### Pricing

**$0.01 per filing returned**, plus a token $0.00005 per run. A week of new operating-company raises (about
400 filings) costs about $4; a filtered daily feed usually costs a few cents a day. You only pay for filings that match
your filters.

### Good to know

- **Form D is filed by the company itself.** Amounts are what it reported and aren't audited. Some companies file
  late, some never file, and the form doesn't name the investors.
- A filing is made when the round **starts selling**, so `totalAmountSold` is often below the final size.
  Amendments (`includeAmendments`) bring later updates and the yearly renewal of long-running offerings.
- Rule **506(c)** means the company may advertise the round publicly (and must verify investors are accredited);
  **506(b)** is the usual quiet raise.
- Real estate deals and SPVs are operating companies on Form D, so they stay in with `excludePooledFunds` on. Filter
  by industry to narrow it down.
- Filing dates follow EDGAR (US Eastern time). Filings show up the day they're filed.
- `onlyNewFilings` keeps its memory in a named key-value store in your Apify account (`sec-form-d-funding-seen`),
  separately for each set of filters. Delete the store to start afresh.
- The names on these filings are public, but if you contact people, follow the marketing and privacy laws that
  apply to you (CAN-SPAM, GDPR and so on).

### Use it from Claude, ChatGPT or Cursor (MCP)

AI assistants can call this actor as a tool through Apify's MCP server. Add this server URL to your MCP client and
sign in with your Apify account when prompted:

```
https://mcp.apify.com?tools=onibaku/sec-form-d-funding
```

### Data source

[SEC EDGAR](https://www.sec.gov/edgar/search/): Form D filings found through EDGAR full-text search and read from
each filing's structured `primary_doc.xml`. SEC filings are public-domain US government data. The actor follows the
SEC's fair access rules (a declared User-Agent, about 5 requests a second).

This actor isn't affiliated with or endorsed by the U.S. Securities and Exchange Commission.

Questions or feature requests? Open an issue on the actor's Issues tab or email admin@onibaku.co.uk.

# Actor input Schema

## `daysBack` (type: `integer`):

Filings from this many days ago up to today. 0 means today only. Ignored when "Filed on or after" is set. Up to 366.

## `dateFrom` (type: `string`):

A date (YYYY-MM-DD). Overrides "Filed in the last N days". EDGAR filing dates are US Eastern time.

## `dateTo` (type: `string`):

A date (YYYY-MM-DD). Leave empty for today.

## `industryGroups` (type: `array`):

The industry group the company picked on its Form D. Choose a whole sector ("Technology (all)") or single groups. Leave empty for every industry.

## `locations` (type: `array`):

The company's address on the filing: a US state code or name (CA, New York), "US" for any US state, or a country (United Kingdom, Canada, Israel). Leave empty for anywhere.

## `minAmountRaised` (type: `integer`):

Total amount already sold in the offering, in US dollars.

## `maxAmountRaised` (type: `integer`):

Total amount already sold in the offering, in US dollars.

## `minOfferingAmount` (type: `integer`):

Total offering amount, in US dollars. Offerings with no set size ("Indefinite") are kept.

## `maxOfferingAmount` (type: `integer`):

Total offering amount, in US dollars. Offerings with no set size ("Indefinite") are left out.

## `excludePooledFunds` (type: `boolean`):

Skip VC, private equity and hedge funds, SPVs and other pooled funds raising from their own investors (often over half of all Form Ds), and keep operating companies.

## `includeAmendments` (type: `boolean`):

Amendments update an earlier filing, typically with a bigger amount raised or the yearly renewal. Off returns only new offerings.

## `issuerKeywords` (type: `array`):

Matched at the start of a word in the issuer's name, case-insensitive, e.g. "AI", "Therapeutics", "Robotics".

## `onlyNewFilings` (type: `boolean`):

Remembers the filings each run of this search returned and skips them next time. Use with a daily schedule for a recently-funded feed.

## `maxResults` (type: `integer`):

Stop after this many filings.

## Actor input object example

```json
{
  "daysBack": 2,
  "excludePooledFunds": true,
  "includeAmendments": false,
  "onlyNewFilings": false,
  "maxResults": 20
}
```

# Actor output Schema

## `overview` (type: `string`):

No description

## `results` (type: `string`):

No description

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {
    "daysBack": 2,
    "maxResults": 20
};

// Run the Actor and wait for it to finish
const run = await client.actor("onibaku/sec-form-d-funding").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {
    "daysBack": 2,
    "maxResults": 20,
}

# Run the Actor and wait for it to finish
run = client.actor("onibaku/sec-form-d-funding").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print(f"💾 Check your data here: https://console.apify.com/storage/datasets/{run.default_dataset_id}")
for item in client.dataset(run.default_dataset_id).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{
  "daysBack": 2,
  "maxResults": 20
}' |
apify call onibaku/sec-form-d-funding --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "type": "http",
            "url": "https://mcp.apify.com/?tools=fetch-actor-details,onibaku/sec-form-d-funding"
        }
    }
}
```

The hosted server signs you in with OAuth on first connect, so no API token belongs in this config. Clients without OAuth support can send an `Authorization: Bearer <APIFY_API_TOKEN>` header instead, using a token from API & Integrations in Apify Console (https://console.apify.com/settings/integrations).

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/actors/qiw3BNip8IGQXEoDr/builds/rZM73gyVcaPHbpjM6/openapi.json