# Exchange Listing Notices: Deficiencies, Delistings, IPOs (`pushbuild/exchange-listing-notices`) Actor

Nasdaq and NYSE listing events for US stocks: deficiency notices (8-K Item 3.01) with reason, rule and compliance deadline, Form 25 delistings with basis, new exchange listings (8-A12B) and the IPO calendar. Official SEC EDGAR and Nasdaq data.

- **URL**: https://apify.com/pushbuild/exchange-listing-notices.md
- **Developed by:** [Pushbuild Data](https://apify.com/pushbuild) (community)
- **Categories:** Business, Other
- **Features:** Limited permissions
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

$1.00 / 1,000 events

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.

Learn more: https://docs.apify.com/actors/running/actors-in-store.md#pay-per-event

## What's an Apify Actor?

An Actor is a serverless cloud program that runs on the Apify platform. It has two run modes.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.

Apify vocabulary and the platform model are defined once, in the agent quickstart at https://apify.com/agents.md.

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.

Do not guess an integration path. Every one of them is in the agent quickstart at https://apify.com/agents.md: the Apify MCP server, Agent Skills with the Apify CLI, the JavaScript and Python clients, the REST API, and the account-free path for an agent with no human to sign in. It also carries the rule on stating cost before the first paid run.

For examples already wired to this Actor's own input schema, see the [API](#api) section below.

Each client library has reference documentation the quickstart does not restate: [JavaScript/TypeScript](https://docs.apify.com/api/client/js/docs.md) (`npm install apify-client`) and [Python](https://docs.apify.com/api/client/python/docs.md) (`pip install apify-client`).

# README

## Exchange Listing Notices: Deficiencies, Delistings, New Listings, IPOs

Track US stock listing status changes from official sources.

- **deficiency**: exchange notices disclosed in 8-K Item 3.01 (Nasdaq, NYSE, NYSE American). Each row carries the reason (minimum bid price, stockholders' equity, late 10-K/10-Q, audit committee, holders, SPAC deadline...), status (deficiency notice, delisting determination, hearing, extension, regained compliance, transfer, merger completion), cited listing rules, notice date, compliance deadline and a text summary.
- **delisting**: Form 25-NSE (exchange-initiated) and Form 25 (issuer) removals, with exchange, security class, Rule 12d2-2 provision and basis.
- **newListing**: Form 8-A12B registrations of a class on an exchange (IPOs, uplists, new ETFs, SPACs), with exchange and security description.
- **ipo**: Nasdaq IPO calendar (priced, expected, filed, withdrawn) with price, shares and offer size.

Every SEC row includes company, CIK, tickers, filed date, accession number and links to the document and filing index.

### Example input

```json
{"eventTypes": ["deficiency"], "dateFrom": "2026-10-01", "exchanges": ["Nasdaq"]}
```

### Example output

```json
{"eventType": "deficiency", "filedDate": "2026-10-15", "company": "Cyngn Inc.", "tickers": ["CYN"], "exchange": "Nasdaq",
 "reason": "minimum bid price", "status": "deficiency notice", "listingRules": ["5550(a)(2)"],
 "noticeDate": "2026-10-14", "complianceDeadline": "2027-04-12"}
```

Uses: short-squeeze and distressed screens, reverse-split anticipation, compliance monitoring, index and universe maintenance.

# Actor input Schema

## `eventTypes` (type: `array`):

deficiency = exchange continued-listing notices (8-K Item 3.01); delisting = Form 25 / 25-NSE removals; newListing = Form 8-A12B exchange registrations; ipo = Nasdaq IPO calendar. Default: all.

## `dateFrom` (type: `string`):

Filed on or after (YYYY-MM-DD). Default: 7 days before dateTo.

## `dateTo` (type: `string`):

Filed on or before (YYYY-MM-DD). Default: today.

## `symbols` (type: `array`):

Only events for these tickers, e.g. CYN, LUCY. Empty = all.

## `exchanges` (type: `array`):

Only these exchanges: Nasdaq, NYSE, NYSE American, NYSE Arca, Cboe. Empty = all.

## `includeDetails` (type: `boolean`):

Read each filing for exchange, reason, listing rules, compliance deadline, security class and delisting basis. Off = faster index-only rows.

## `maxItems` (type: `integer`):

Maximum events returned per event type (up to 5000).

## Actor input object example

```json
{
  "eventTypes": [
    "deficiency",
    "delisting",
    "newListing",
    "ipo"
  ],
  "dateFrom": "2026-10-01",
  "includeDetails": true,
  "maxItems": 200
}
```

# Actor output Schema

## `results` (type: `string`):

No description

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {};

// Run the Actor and wait for it to finish
const run = await client.actor("pushbuild/exchange-listing-notices").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {}

# Run the Actor and wait for it to finish
run = client.actor("pushbuild/exchange-listing-notices").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print(f"💾 Check your data here: https://console.apify.com/storage/datasets/{run.default_dataset_id}")
for item in client.dataset(run.default_dataset_id).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{}' |
apify call pushbuild/exchange-listing-notices --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "type": "http",
            "url": "https://mcp.apify.com/?tools=fetch-actor-details,pushbuild/exchange-listing-notices"
        }
    }
}
```

The hosted server signs you in with OAuth on first connect, so no API token belongs in this config. Clients without OAuth support can send an `Authorization: Bearer <APIFY_API_TOKEN>` header instead, using a token from API & Integrations in Apify Console (https://console.apify.com/settings/integrations).

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/actors/2mFQw39gBk0URUD0O/builds/BLduaf3h1IxSFBwZ7/openapi.json