# SEC Form D Private Funding Rounds Scraper (`rejoiceful_xaphoon/sec-form-d-funding`) Actor

- **URL**: https://apify.com/rejoiceful_xaphoon/sec-form-d-funding.md
- **Developed by:** [Open Records Data](https://apify.com/rejoiceful_xaphoon) (community)
- **Categories:** Lead generation, Business, Developer tools
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

$3.00 / 1,000 form d filing results

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.

Learn more: https://docs.apify.com/actors/running/actors-in-store.md#pay-per-event

## What's an Apify Actor?

An Actor is a serverless cloud program that runs on the Apify platform. It has two run modes.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.

Apify vocabulary and the platform model are defined once, in the agent quickstart at https://apify.com/agents.md.

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.

Do not guess an integration path. Every one of them is in the agent quickstart at https://apify.com/agents.md: the Apify MCP server, Agent Skills with the Apify CLI, the JavaScript and Python clients, the REST API, and the account-free path for an agent with no human to sign in. It also carries the rule on stating cost before the first paid run.

For examples already wired to this Actor's own input schema, see the [API](#api) section below.

Each client library has reference documentation the quickstart does not restate: [JavaScript/TypeScript](https://docs.apify.com/api/client/js/docs.md) (`npm install apify-client`) and [Python](https://docs.apify.com/api/client/python/docs.md) (`pip install apify-client`).

# README

## SEC Form D Private Funding Rounds Scraper

Find companies that just raised private money. Every US startup, fund or private company that sells securities under Regulation D must file a **Form D** with the SEC within 15 days of the first sale. This actor turns those filings into a clean, filterable dataset: who raised, how much, where they are, and when.

Data comes straight from the official **SEC EDGAR** full-text search and each filing's XML. No API key, no login, no proxies.

### Who it's for

- **B2B sales and lead-gen teams**: newly funded companies have fresh budget. Reach them first.
- **VCs, angels and scouts**: monitor competitors' and peers' raises by state and industry.
- **Lenders, banks, fintechs, fund administrators, law and accounting firms** looking for new clients.
- **Researchers and journalists** tracking private capital formation.

### What you can filter

- Date range (last N days, or exact start and end dates)
- Issuer state (CA, NY, TX ...)
- Keyword full-text search
- Industry group (Other Technology, Biotechnology, Real Estate, Pooled Investment Fund ...)
- Exclude pooled investment funds to get operating companies only
- Min and max offering size
- Federal exemption (506(b), 506(c), 504, 3(c))
- Include amendments (D/A)

### Input example

```json
{
  "daysBack": 7,
  "states": ["CA", "NY"],
  "excludePooledFunds": true,
  "minOfferingAmount": 1000000,
  "maxResults": 200
}
```

### Output example

```json
{
  "companyName": "Hard Pill To Swallow, Inc.",
  "cik": "2159842",
  "formType": "D",
  "isAmendment": false,
  "filingDate": "2026-10-09",
  "industryGroup": "Manufacturing",
  "entityType": "Corporation",
  "jurisdictionOfIncorporation": "DELAWARE",
  "yearOfIncorporation": "2026",
  "city": "MARINA DEL REY",
  "state": "CA",
  "zipCode": "90292",
  "revenueRange": "No Revenues",
  "federalExemptionsDescribed": ["Rule 506(b)"],
  "dateOfFirstSale": "2026-09-24",
  "securitiesOffered": ["Equity"],
  "minimumInvestment": 10000,
  "totalOfferingAmount": 1500000,
  "totalAmountSold": 30000,
  "totalRemaining": 1470000,
  "numberOfInvestors": 2,
  "hasNonAccreditedInvestors": false,
  "relatedPersonsCount": 1,
  "signerTitle": "CEO",
  "filingUrl": "https://www.sec.gov/Archives/edgar/data/2159842/000215984226000001/0002159842-26-000001-index.htm"
}
```

Amounts are in US dollars. `totalOfferingAmount` can be the text `"Indefinite"` when the issuer did not set a cap.

Individuals' names, home addresses and phone numbers are left out by design. Each record links to the original filing.

### Pricing

Pay per result: **$3 per 1,000 filings** ($0.003 each), plus Apify platform usage. A week of US Form D filings (about 1,500) costs roughly $4.50.

### Tips

- Schedule it daily with `daysBack: 1` to get a feed of yesterday's raises.
- Combine `excludePooledFunds` with `minOfferingAmount` to focus on real operating startups.
- EDGAR search returns at most 10,000 filings per query, so split very large date ranges.

### Disclaimer

Data is public information published by the U.S. Securities and Exchange Commission. Not affiliated with the SEC. Requests follow the SEC's fair-access guidelines (declared user agent, under 10 requests per second).

# Actor input Schema

## `daysBack` (type: `integer`):

Filings from the last N days (ignored when Start date is set).

## `startDate` (type: `string`):

Filing date from, YYYY-MM-DD. Optional.

## `endDate` (type: `string`):

Filing date to, YYYY-MM-DD. Defaults to today.

## `states` (type: `array`):

Two-letter state codes of the issuer's principal place of business, e.g. CA, NY, TX. Empty = all.

## `keyword` (type: `string`):

Optional full-text search term, e.g. a company name or word like "therapeutics".

## `industryGroups` (type: `array`):

Keep only these Form D industry groups, e.g. Other Technology, Biotechnology, Commercial, Restaurants, Pooled Investment Fund. Empty = all.

## `excludePooledFunds` (type: `boolean`):

Skip hedge, PE and VC fund vehicles so you only get operating companies.

## `minOfferingAmount` (type: `integer`):

Skip offerings smaller than this.

## `maxOfferingAmount` (type: `integer`):

Skip offerings larger than this.

## `exemptions` (type: `array`):

Keep only these federal exemption codes: 06b (Rule 506(b)), 06c (Rule 506(c)), 04 (Rule 504), 3C (Investment Company Act). Empty = all.

## `includeAmendments` (type: `boolean`):

Also return amended filings, which often report updated amounts sold.

## `maxResults` (type: `integer`):

Maximum filings to return (you pay per result).

## Actor input object example

```json
{
  "daysBack": 7,
  "states": [
    "CA"
  ],
  "excludePooledFunds": false,
  "includeAmendments": false,
  "maxResults": 50
}
```

# Actor output Schema

## `results` (type: `string`):

All scraped records in the default dataset

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {
    "daysBack": 7,
    "states": [
        "CA"
    ],
    "maxResults": 50
};

// Run the Actor and wait for it to finish
const run = await client.actor("rejoiceful_xaphoon/sec-form-d-funding").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {
    "daysBack": 7,
    "states": ["CA"],
    "maxResults": 50,
}

# Run the Actor and wait for it to finish
run = client.actor("rejoiceful_xaphoon/sec-form-d-funding").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print(f"💾 Check your data here: https://console.apify.com/storage/datasets/{run.default_dataset_id}")
for item in client.dataset(run.default_dataset_id).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{
  "daysBack": 7,
  "states": [
    "CA"
  ],
  "maxResults": 50
}' |
apify call rejoiceful_xaphoon/sec-form-d-funding --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "type": "http",
            "url": "https://mcp.apify.com/?tools=fetch-actor-details,rejoiceful_xaphoon/sec-form-d-funding"
        }
    }
}
```

The hosted server signs you in with OAuth on first connect, so no API token belongs in this config. Clients without OAuth support can send an `Authorization: Bearer <APIFY_API_TOKEN>` header instead, using a token from API & Integrations in Apify Console (https://console.apify.com/settings/integrations).

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/actors/Tv96eV88aFsubo0Rf/builds/cxPLIU2uOz1kb6dNz/openapi.json