# SEC Form D Fundraising Monitor (`seemuapps/sec-form-d-monitor`) Actor

Discover companies that just raised private capital  monitor new SEC Form D filings by date, state, and industry, with amount offered, amount sold, issuer details, and executives, one row per filing.

- **URL**: https://apify.com/seemuapps/sec-form-d-monitor.md
- **Developed by:** [Andrew](https://apify.com/seemuapps) (community)
- **Categories:** Lead generation, SEO tools, Automation
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, NaN bookmarks
- **User rating**: No ratings yet

## Pricing

from $10.00 / 1,000 form d filings

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.

Learn more: https://docs.apify.com/platform/actors/running/actors-in-store#pay-per-event

## What's an Apify Actor?

Actors are a software tools running on the Apify platform, for all kinds of web data extraction and automation use cases.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.
Actors are written with capital "A".

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.
The best way to integrate Actors is as follows.

In JavaScript/TypeScript projects, use official [JavaScript/TypeScript client](https://docs.apify.com/api/client/js.md):

```bash
npm install apify-client
```

In Python projects, use official [Python client library](https://docs.apify.com/api/client/python.md):

```bash
pip install apify-client
```

In shell scripts, use [Apify CLI](https://docs.apify.com/cli/docs.md):

````bash
# MacOS / Linux
curl -fsSL https://apify.com/install-cli.sh | bash
# Windows
irm https://apify.com/install-cli.ps1 | iex
```bash

In AI frameworks, you might use the [Apify MCP server](https://docs.apify.com/platform/integrations/mcp.md).

If your project is in a different language, use the [REST API](https://docs.apify.com/api/v2.md).

For usage examples, see the [API](#api) section below.

For more details, see Apify documentation as [Markdown index](https://docs.apify.com/llms.txt) and [Markdown full-text](https://docs.apify.com/llms-full.txt).


# README

## SEC Form D Fundraising Monitor

Find companies that just raised private capital. This actor monitors new **SEC Form D** filings — the disclosure companies file when they raise money in a private (exempt) offering — and returns one clean row per filing with the amount offered, amount sold, issuer details, and named executives. No API key required.

### What you get

- **Company name and CIK**
- **Filing date, form type** (`D` or amendment `D/A`), and links to the filing
- **Total offering amount, amount sold, and amount remaining**
- **Minimum investment accepted** and **revenue range**
- **Industry group** (Technology, Health Care, Real Estate, Pooled Investment Fund, …)
- **Issuer location** (city, state) and **jurisdiction / year of incorporation**
- **Related persons** — executive officers, directors, and promoters with their roles

### Use cases

- **Buyer-intent & sales triggers** — "company just raised a round" is one of the strongest B2B buying signals; reach out while budgets are fresh
- **Investor & deal sourcing** — track new raises by industry and geography
- **Recruiting** — newly funded companies hire fast; get them before the job posts go up
- **Market research** — measure private fundraising activity by sector, state, or time period
- **Competitive intelligence** — watch funding in your category as it's disclosed

### How to use

1. Set a **Start Date** and **End Date** (`YYYY-MM-DD`). Leave blank for the last 7 days.
2. Optionally filter by **State** (two-letter code, e.g. `CA`) and/or **Industry** (e.g. `Technology`)
3. Keep **Fetch Filing Details** on to pull amounts, industry, and executives (turn off for a faster metadata-only run)
4. Set **Max Items** to cap the run
5. Run the actor — results land in the **Dataset** tab
6. Export to JSON, CSV, Excel, or Google Sheets directly from the Apify console

> Tip: to run this as a recurring monitor, schedule the actor and leave the dates blank — each run picks up the most recent 7 days of filings.

#### Example input

```json
{
  "startDate": "2026-05-20",
  "endDate": "2026-05-30",
  "state": "CA",
  "industry": "Technology",
  "fetchDetails": true,
  "maxItems": 200
}
````

### Output format

One dataset record per filing:

```json
{
  "companyName": "EXAMPLE VENTURES, LLC",
  "cik": "0002137812",
  "accessionNumber": "0002137812-26-000001",
  "formType": "D",
  "isAmendment": false,
  "filingDate": "2026-05-29",
  "filingIndexUrl": "https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0002137812&type=D",
  "documentUrl": "https://www.sec.gov/Archives/edgar/data/2137812/000213781226000001/primary_doc.xml",
  "jurisdictionOfInc": "DELAWARE",
  "yearOfInc": "2025",
  "issuerCity": "San Francisco",
  "issuerState": "CA",
  "industryGroup": "Technology",
  "totalOfferingAmount": 5000000,
  "totalAmountSold": 2500000,
  "totalRemaining": 2500000,
  "minimumInvestment": 25000,
  "offeringAmountIndefinite": false,
  "revenueRange": "$1,000,001 - $5,000,000",
  "relatedPersons": [
    { "name": "Jane Doe", "relationships": ["Executive Officer", "Director"] }
  ]
}
```

### Notes

- Data comes directly from the **SEC EDGAR** full-text search and each filing's Form D document — public, official, and free.
- `totalOfferingAmount` is `null` with `offeringAmountIndefinite: true` for funds that disclose an indefinite raise.
- Form D reports the offering as disclosed at filing time; companies file an amendment (`D/A`) as a raise progresses, so the same company can appear more than once.

# Actor input Schema

## `startDate` (type: `string`):

Earliest filing date to include, in YYYY-MM-DD format. Defaults to 7 days ago.

## `endDate` (type: `string`):

Latest filing date to include, in YYYY-MM-DD format. Defaults to today.

## `state` (type: `string`):

Optional. Two-letter US state code (e.g. 'CA', 'NY', 'TX'). Keeps only issuers whose business or incorporation state matches.

## `industry` (type: `string`):

Optional. Keep only filings whose industry group contains this text (case-insensitive), e.g. 'Technology', 'Health Care', 'Real Estate', 'Pooled Investment Fund'. Requires 'Fetch Details' on.

## `fetchDetails` (type: `boolean`):

If enabled, fetch each filing's Form D document to extract amount offered/sold, industry, issuer location, and executives. Turn off for a faster, metadata-only run (company, CIK, date).

## `maxItems` (type: `integer`):

Maximum number of filings to push. 0 = no limit (use date/state/industry filters to keep runs focused).

## Actor input object example

```json
{
  "fetchDetails": true,
  "maxItems": 100
}
```

# Actor output Schema

## `results` (type: `string`):

Each record: { companyName, cik, accessionNumber, formType, isAmendment, filingDate, filingIndexUrl, documentUrl, jurisdictionOfInc, yearOfInc, issuerCity, issuerState, industryGroup, totalOfferingAmount, totalAmountSold, totalRemaining, minimumInvestment, offeringAmountIndefinite, revenueRange, relatedPersons }

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {
    "startDate": "",
    "endDate": "",
    "state": "",
    "industry": "",
    "maxItems": 100
};

// Run the Actor and wait for it to finish
const run = await client.actor("seemuapps/sec-form-d-monitor").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {
    "startDate": "",
    "endDate": "",
    "state": "",
    "industry": "",
    "maxItems": 100,
}

# Run the Actor and wait for it to finish
run = client.actor("seemuapps/sec-form-d-monitor").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print("💾 Check your data here: https://console.apify.com/storage/datasets/" + run["defaultDatasetId"])
for item in client.dataset(run["defaultDatasetId"]).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{
  "startDate": "",
  "endDate": "",
  "state": "",
  "industry": "",
  "maxItems": 100
}' |
apify call seemuapps/sec-form-d-monitor --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "command": "npx",
            "args": [
                "mcp-remote",
                "https://mcp.apify.com/?tools=seemuapps/sec-form-d-monitor",
                "--header",
                "Authorization: Bearer <YOUR_API_TOKEN>"
            ]
        }
    }
}

```

## OpenAPI specification

```json
{
    "openapi": "3.0.1",
    "info": {
        "title": "SEC Form D Fundraising Monitor",
        "description": "Discover companies that just raised private capital  monitor new SEC Form D filings by date, state, and industry, with amount offered, amount sold, issuer details, and executives, one row per filing.",
        "version": "1.0",
        "x-build-id": "b64xWvIe8AZ5dv5Df"
    },
    "servers": [
        {
            "url": "https://api.apify.com/v2"
        }
    ],
    "paths": {
        "/acts/seemuapps~sec-form-d-monitor/run-sync-get-dataset-items": {
            "post": {
                "operationId": "run-sync-get-dataset-items-seemuapps-sec-form-d-monitor",
                "x-openai-isConsequential": false,
                "summary": "Executes an Actor, waits for its completion, and returns Actor's dataset items in response.",
                "tags": [
                    "Run Actor"
                ],
                "requestBody": {
                    "required": true,
                    "content": {
                        "application/json": {
                            "schema": {
                                "$ref": "#/components/schemas/inputSchema"
                            }
                        }
                    }
                },
                "parameters": [
                    {
                        "name": "token",
                        "in": "query",
                        "required": true,
                        "schema": {
                            "type": "string"
                        },
                        "description": "Enter your Apify token here"
                    }
                ],
                "responses": {
                    "200": {
                        "description": "OK"
                    }
                }
            }
        },
        "/acts/seemuapps~sec-form-d-monitor/runs": {
            "post": {
                "operationId": "runs-sync-seemuapps-sec-form-d-monitor",
                "x-openai-isConsequential": false,
                "summary": "Executes an Actor and returns information about the initiated run in response.",
                "tags": [
                    "Run Actor"
                ],
                "requestBody": {
                    "required": true,
                    "content": {
                        "application/json": {
                            "schema": {
                                "$ref": "#/components/schemas/inputSchema"
                            }
                        }
                    }
                },
                "parameters": [
                    {
                        "name": "token",
                        "in": "query",
                        "required": true,
                        "schema": {
                            "type": "string"
                        },
                        "description": "Enter your Apify token here"
                    }
                ],
                "responses": {
                    "200": {
                        "description": "OK",
                        "content": {
                            "application/json": {
                                "schema": {
                                    "$ref": "#/components/schemas/runsResponseSchema"
                                }
                            }
                        }
                    }
                }
            }
        },
        "/acts/seemuapps~sec-form-d-monitor/run-sync": {
            "post": {
                "operationId": "run-sync-seemuapps-sec-form-d-monitor",
                "x-openai-isConsequential": false,
                "summary": "Executes an Actor, waits for completion, and returns the OUTPUT from Key-value store in response.",
                "tags": [
                    "Run Actor"
                ],
                "requestBody": {
                    "required": true,
                    "content": {
                        "application/json": {
                            "schema": {
                                "$ref": "#/components/schemas/inputSchema"
                            }
                        }
                    }
                },
                "parameters": [
                    {
                        "name": "token",
                        "in": "query",
                        "required": true,
                        "schema": {
                            "type": "string"
                        },
                        "description": "Enter your Apify token here"
                    }
                ],
                "responses": {
                    "200": {
                        "description": "OK"
                    }
                }
            }
        }
    },
    "components": {
        "schemas": {
            "inputSchema": {
                "type": "object",
                "properties": {
                    "startDate": {
                        "title": "Start Date",
                        "type": "string",
                        "description": "Earliest filing date to include, in YYYY-MM-DD format. Defaults to 7 days ago."
                    },
                    "endDate": {
                        "title": "End Date",
                        "type": "string",
                        "description": "Latest filing date to include, in YYYY-MM-DD format. Defaults to today."
                    },
                    "state": {
                        "title": "State Filter",
                        "type": "string",
                        "description": "Optional. Two-letter US state code (e.g. 'CA', 'NY', 'TX'). Keeps only issuers whose business or incorporation state matches."
                    },
                    "industry": {
                        "title": "Industry Filter",
                        "type": "string",
                        "description": "Optional. Keep only filings whose industry group contains this text (case-insensitive), e.g. 'Technology', 'Health Care', 'Real Estate', 'Pooled Investment Fund'. Requires 'Fetch Details' on."
                    },
                    "fetchDetails": {
                        "title": "Fetch Filing Details",
                        "type": "boolean",
                        "description": "If enabled, fetch each filing's Form D document to extract amount offered/sold, industry, issuer location, and executives. Turn off for a faster, metadata-only run (company, CIK, date).",
                        "default": true
                    },
                    "maxItems": {
                        "title": "Max Items",
                        "minimum": 0,
                        "type": "integer",
                        "description": "Maximum number of filings to push. 0 = no limit (use date/state/industry filters to keep runs focused).",
                        "default": 100
                    }
                }
            },
            "runsResponseSchema": {
                "type": "object",
                "properties": {
                    "data": {
                        "type": "object",
                        "properties": {
                            "id": {
                                "type": "string"
                            },
                            "actId": {
                                "type": "string"
                            },
                            "userId": {
                                "type": "string"
                            },
                            "startedAt": {
                                "type": "string",
                                "format": "date-time",
                                "example": "2025-01-08T00:00:00.000Z"
                            },
                            "finishedAt": {
                                "type": "string",
                                "format": "date-time",
                                "example": "2025-01-08T00:00:00.000Z"
                            },
                            "status": {
                                "type": "string",
                                "example": "READY"
                            },
                            "meta": {
                                "type": "object",
                                "properties": {
                                    "origin": {
                                        "type": "string",
                                        "example": "API"
                                    },
                                    "userAgent": {
                                        "type": "string"
                                    }
                                }
                            },
                            "stats": {
                                "type": "object",
                                "properties": {
                                    "inputBodyLen": {
                                        "type": "integer",
                                        "example": 2000
                                    },
                                    "rebootCount": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "restartCount": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "resurrectCount": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "computeUnits": {
                                        "type": "integer",
                                        "example": 0
                                    }
                                }
                            },
                            "options": {
                                "type": "object",
                                "properties": {
                                    "build": {
                                        "type": "string",
                                        "example": "latest"
                                    },
                                    "timeoutSecs": {
                                        "type": "integer",
                                        "example": 300
                                    },
                                    "memoryMbytes": {
                                        "type": "integer",
                                        "example": 1024
                                    },
                                    "diskMbytes": {
                                        "type": "integer",
                                        "example": 2048
                                    }
                                }
                            },
                            "buildId": {
                                "type": "string"
                            },
                            "defaultKeyValueStoreId": {
                                "type": "string"
                            },
                            "defaultDatasetId": {
                                "type": "string"
                            },
                            "defaultRequestQueueId": {
                                "type": "string"
                            },
                            "buildNumber": {
                                "type": "string",
                                "example": "1.0.0"
                            },
                            "containerUrl": {
                                "type": "string"
                            },
                            "usage": {
                                "type": "object",
                                "properties": {
                                    "ACTOR_COMPUTE_UNITS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_WRITES": {
                                        "type": "integer",
                                        "example": 1
                                    },
                                    "KEY_VALUE_STORE_LISTS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_INTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_EXTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_RESIDENTIAL_TRANSFER_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_SERPS": {
                                        "type": "integer",
                                        "example": 0
                                    }
                                }
                            },
                            "usageTotalUsd": {
                                "type": "number",
                                "example": 0.00005
                            },
                            "usageUsd": {
                                "type": "object",
                                "properties": {
                                    "ACTOR_COMPUTE_UNITS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_WRITES": {
                                        "type": "number",
                                        "example": 0.00005
                                    },
                                    "KEY_VALUE_STORE_LISTS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_INTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_EXTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_RESIDENTIAL_TRANSFER_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_SERPS": {
                                        "type": "integer",
                                        "example": 0
                                    }
                                }
                            }
                        }
                    }
                }
            }
        }
    }
}
```
