# SEC Form D Funding Radar & Sales Leads (`signalfoundryhq/sec-form-d-funding-radar`) Actor

Find fresh SEC Form D funding leads and D/A amendments. Export offering amounts, amount sold, investor counts, issuer contacts, people, and amendment deltas.

- **URL**: https://apify.com/signalfoundryhq/sec-form-d-funding-radar.md
- **Developed by:** [Signal Foundry](https://apify.com/signalfoundryhq) (community)
- **Categories:** Business, Automation, Lead generation
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

Pay per usage

This Actor is paid per platform usage. The Actor is free to use, and you only pay for the Apify platform usage, which gets cheaper the higher subscription plan you have.

Learn more: https://docs.apify.com/actors/running/actors-in-store.md#pay-per-usage

## What's an Apify Actor?

Actors are web data automations that power AI and operations. They run on the Apify platform to scrape websites, process data, connect APIs, and automate workflows.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.
Actors are written with capital "A".

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.
The best way to integrate Actors is as follows.

- **AI agents and MCP clients** — the [Apify MCP server](https://docs.apify.com/integrations/mcp.md) at `https://mcp.apify.com` (remote, streamable HTTP, OAuth on first use).
- **Agentic workflows and local Actor development** — [Agent Skills](https://apify.com/.well-known/agent-skills/index.json) with the [Apify CLI](https://docs.apify.com/cli/docs.md): `npm install -g apify-cli`, then `apify login`.
- **JavaScript/TypeScript projects** — the official [JS/TS client](https://docs.apify.com/api/client/js/docs.md): `npm install apify-client`.
- **Python projects** — the official [Python client](https://docs.apify.com/api/client/python/docs.md): `pip install apify-client`.
- **Any other language** — the [REST API](https://docs.apify.com/api/v2.md).

For usage examples, see the [API](#api) section below.

For more details, see Apify documentation as [Markdown index](https://docs.apify.com/llms.txt) and [Markdown full-text](https://docs.apify.com/llms-full.txt).

# README

## SEC Form D Funding Radar & Sales Leads

**Unofficial community Actor. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. This is not investment or legal advice.**

Turn official SEC Regulation D filings into structured funding and prospecting signals. The Actor scans SEC daily indexes, parses each Form D XML filing, filters out noise, and can calculate real changes against the prior filing for D/A amendments.

### What it delivers

- issuer name, CIK, entity type, incorporation jurisdiction, address, and phone;
- industry, security types, exemption rules, and date of first sale;
- total offering, amount sold, remaining amount, minimum investment, and investor count;
- directors and executive officers listed as related persons;
- previous accession plus amount, investor, offering-size, and minimum-investment deltas for amendments;
- canonical SEC filing, XML document, and raw submission URLs;
- stateful deduplication for schedules, webhooks, API calls, and MCP workflows.

By default, pooled investment funds are excluded so the dataset emphasizes operating-company leads. Disable that filter when fund formation is the target market.

#### Example input

```json
{
  "lookbackDays": 7,
  "includeAmendments": true,
  "fetchPreviousForAmendments": true,
  "excludePooledInvestmentFunds": true,
  "industries": ["Technology", "Biotechnology"],
  "minimumAmountSoldUsd": 250000,
  "userAgent": "Your Company sec-data@example.com",
  "stateKey": "funding-leads",
  "onlyNew": true,
  "maxItems": 100
}
```

### Good lead workflows

- funding-triggered outbound for recruiters, agencies, SaaS, legal, accounting, and insurance teams;
- alerts when an offering adds investors or reports additional capital sold;
- state- or industry-specific funding feeds delivered to a CRM or Slack;
- fund-formation tracking by including pooled investment funds.

### SEC fair access

The Actor stays below the SEC's current 10 requests/second fair-access limit and downloads only the indexes and filings required by the input. SEC guidance asks automated clients to declare a company/app and contact email in the `User-Agent`; replace the public profile fallback with your monitored business email for production schedules.

### Pricing

The live price shown by Apify Store is the source of truth. The Actor is prepared for pay per qualified result after creator payout onboarding; until the Store explicitly displays that model, no separate per-result fee is promised.

### Data-use note

Form D is a notice filing, not SEC approval of an offering and not investment advice. Verify any record against the linked SEC filing before acting on it.

### Local development

```bash
npm install
export ACTOR_TEST_PAY_PER_EVENT=true
npm test
npm start
```

# Actor input Schema

## `lookbackDays` (type: `integer`):

Scan daily SEC indexes from today through this many calendar days ago.

## `includeAmendments` (type: `boolean`):

Include D/A filings and calculate changes against the prior filing when available.

## `fetchPreviousForAmendments` (type: `boolean`):

Fetch each amendment's previous filing to calculate changes in amount sold, investors, offering size, and minimum investment.

## `excludePooledInvestmentFunds` (type: `boolean`):

Focus on operating-company leads by excluding hedge funds, private-equity funds, and other pooled investment vehicles.

## `states` (type: `array`):

Optional two-letter issuer address codes, for example CA, NY, or TX. Leave empty for all locations.

## `industries` (type: `array`):

Optional case-insensitive industry phrases such as Biotechnology, Technology, or Health Care.

## `entityTypes` (type: `array`):

Optional exact entity types such as Corporation or Limited Liability Company.

## `minimumAmountSoldUsd` (type: `integer`):

Return only filings reporting at least this much already sold.

## `minimumOfferingAmountUsd` (type: `integer`):

Return only numeric offerings at or above this size. Indefinite offerings are retained.

## `maxFilingsScanned` (type: `integer`):

Safety cap on SEC filing documents fetched before filters are applied.

## `userAgent` (type: `string`):

Identify your app and contact route for SEC fair-access compliance. Replace the profile URL with your company email for recurring production use.

## `stateKey` (type: `string`):

Keep this unchanged across scheduled runs; use another key for a separate lead feed.

## `onlyNew` (type: `boolean`):

Skip accession numbers already delivered under this state key.

## `resetState` (type: `boolean`):

Forget saved accession numbers before this run and replay the lookback window.

## `maxItems` (type: `integer`):

Stop after this many paid dataset rows.

## Actor input object example

```json
{
  "lookbackDays": 7,
  "includeAmendments": true,
  "fetchPreviousForAmendments": true,
  "excludePooledInvestmentFunds": true,
  "states": [],
  "industries": [],
  "entityTypes": [],
  "minimumAmountSoldUsd": 0,
  "minimumOfferingAmountUsd": 0,
  "maxFilingsScanned": 100,
  "userAgent": "Signal Foundry https://apify.com/signalfoundryhq",
  "stateKey": "default",
  "onlyNew": false,
  "resetState": false,
  "maxItems": 25
}
```

# Actor output Schema

## `results` (type: `string`):

No description

## `summary` (type: `string`):

No description

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {};

// Run the Actor and wait for it to finish
const run = await client.actor("signalfoundryhq/sec-form-d-funding-radar").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {}

# Run the Actor and wait for it to finish
run = client.actor("signalfoundryhq/sec-form-d-funding-radar").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print(f"💾 Check your data here: https://console.apify.com/storage/datasets/{run.default_dataset_id}")
for item in client.dataset(run.default_dataset_id).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{}' |
apify call signalfoundryhq/sec-form-d-funding-radar --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "type": "http",
            "url": "https://mcp.apify.com/?tools=fetch-actor-details,signalfoundryhq/sec-form-d-funding-radar"
        }
    }
}

```

The hosted server signs you in with OAuth on first connect, so no API token belongs in this config. Clients without OAuth support can send an `Authorization: Bearer <APIFY_API_TOKEN>` header instead, using a token from API & Integrations in Apify Console (https://console.apify.com/settings/integrations).

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/actors/4AXQlsgxwk6oDMjab/builds/XpSNzIuWIB7LQJOvk/openapi.json