# SEC Form D Funding Leads - Newly Funded Companies (`skillmerc/sec-form-d-funding-leads`) Actor

Find companies that just raised money from SEC Form D filings: amount raised, offering size, investors, executives, phone and address. Filter by state, industry and amount, skip funds, or monitor new filings daily.

- **URL**: https://apify.com/skillmerc/sec-form-d-funding-leads.md
- **Developed by:** [Kyle Pretorius](https://apify.com/skillmerc) (community)
- **Categories:** Lead generation, Automation
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

from $3.50 / 1,000 funding leads

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.
Since this Actor supports Apify Store discounts, the price gets lower the higher subscription plan you have.

Learn more: https://docs.apify.com/actors/running/actors-in-store.md#pay-per-event

## What's an Apify Actor?

An Actor is a serverless cloud program that runs on the Apify platform. It has two run modes.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.

Apify vocabulary and the platform model are defined once, in the agent quickstart at https://apify.com/agents.md.

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.

Do not guess an integration path. Every one of them is in the agent quickstart at https://apify.com/agents.md: the Apify MCP server, Agent Skills with the Apify CLI, the JavaScript and Python clients, the REST API, and the account-free path for an agent with no human to sign in. It also carries the rule on stating cost before the first paid run.

For examples already wired to this Actor's own input schema, see the [API](#api) section below.

Each client library has reference documentation the quickstart does not restate: [JavaScript/TypeScript](https://docs.apify.com/api/client/js/docs.md) (`npm install apify-client`) and [Python](https://docs.apify.com/api/client/python/docs.md) (`pip install apify-client`).

# README

## SEC Form D Funding Leads

Get a list of companies that just raised money, straight from the SEC. When a US company sells shares or notes in a private round (a seed round, a Series A, a real estate syndication), it has to file a **Form D** with the SEC within 15 days of the first sale. This actor reads those filings from EDGAR and turns each one into a clean lead row: who raised, how much, from how many investors, who runs the company, and how to reach it.

Run it for a date range, or switch on **monitor mode** and schedule it daily to get only the filings that are new since the last run.

### What you get for each filing

- **Company:** name, CIK, entity type, state and year of incorporation, and whether it was incorporated in the last five years
- **Contact:** street address, city, state, zip and the business phone number from the filing
- **The raise:** total offering size, amount already sold, amount remaining, minimum investment, number of investors, date of first sale, and whether non-accredited investors took part
- **Classification:** Form D industry group (for example Biotechnology, Other Technology, Commercial Real Estate), revenue range, exemption (Rule 506(b), 506(c), 504 and others), and the types of securities sold
- **People:** every related person listed on the filing (executive officers, directors, promoters) with their roles, plus a short `executives` list and the name and title of the person who signed
- **Links:** the SEC filing index page, the raw Form D XML and the company's list of Form D filings

### Filters

- **Issuer states:** for example `CA`, `NY`, `TX`
- **Industry groups:** match on words such as `Technology`, `Health`, `Biotechnology`, `Real Estate`
- **Exemptions:** for example `06c` for Rule 506(c) offerings
- **Minimum amount raised** and **minimum offering size** in USD
- **Skip investment funds** (on by default): drops hedge, VC, PE and real estate fund filings so you get operating companies
- **Skip amendments** (on by default): original filings only, no Form D/A
- **Only companies incorporated in the last 5 years:** a quick startup filter

### Common uses

- **Sales prospecting:** companies that just closed a round are buying software, hiring and signing vendors. Reach them in the weeks after the raise.
- **VC and deal research:** track who is raising in your sector and state, how big the rounds are and who sits on the board.
- **Fintech, banking and insurance:** find newly funded companies that need business accounts, payroll, insurance or treasury services.
- **Recruiting and agencies:** spot companies with fresh capital before they post jobs.
- **Market maps:** count raises by industry, state and size over a period.

### Input example

```json
{
  "lookbackDays": 3,
  "states": ["CA", "NY"],
  "industries": ["Technology", "Health"],
  "minAmountSold": 500000,
  "excludePooledFunds": true,
  "excludeAmendments": true,
  "monitorMode": true,
  "monitorName": "ca-ny-tech-health"
}
```

### Output example

```json
{
  "company_name": "Hard Pill To Swallow, Inc.",
  "cik": "2159842",
  "accession_number": "0002159842-26-000001",
  "form_type": "D",
  "filing_date": "2026-10-09",
  "entity_type": "Corporation",
  "jurisdiction_of_incorporation": "Delaware",
  "year_of_incorporation": 2026,
  "incorporated_within_five_years": true,
  "street": "13157 Mindanao Way #391",
  "city": "Marina Del Rey",
  "state": "CA",
  "zip": "90292",
  "phone": "8455056767",
  "industry_group": "Manufacturing",
  "revenue_range": "No Revenues",
  "exemptions": ["06b"],
  "exemption_labels": ["Rule 506(b)"],
  "is_amendment": false,
  "date_of_first_sale": "2026-09-24",
  "securities_offered": ["equity"],
  "minimum_investment": 10000,
  "total_offering_amount": 1500000,
  "total_amount_sold": 30000,
  "total_remaining": 1470000,
  "number_of_investors": 2,
  "has_non_accredited_investors": false,
  "signer_name": "Daniel Ari Smith",
  "signer_title": "CEO",
  "related_persons": [
    { "name": "Daniel Ari Smith", "roles": ["Executive Officer", "Director", "Promoter"], "city": "Marina Del Rey", "state": "CA" }
  ],
  "executives": ["Daniel Ari Smith"],
  "filing_url": "https://www.sec.gov/Archives/edgar/data/2159842/000215984226000001/0002159842-26-000001-index.htm",
  "form_d_xml_url": "https://www.sec.gov/Archives/edgar/data/2159842/000215984226000001/primary_doc.xml",
  "company_filings_url": "https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2159842&type=D"
}
```

Amounts are in US dollars. An offering marked "Indefinite" on the form has `total_offering_amount: null` and `offering_amount_indefinite: true`.

### Pricing

You pay per lead delivered, plus a tiny start fee. Platform usage is included.

- **$0.005 per lead** (one filing that passed your filters)
- **$0.001 per run start**

Filings removed by your filters are not charged. In monitor mode, a daily run that finds nothing new costs only the start fee. A typical weekday has a few hundred Form D filings in total, and fewer after filters.

### How it works

The actor uses the SEC's public EDGAR full-text search to list Form D filings for each day in the range, then downloads each filing's Form D XML from sec.gov. It identifies itself to the SEC and stays under the SEC's limit of 10 requests per second. No API key, login or proxy is needed.

### Limits

- Data is exactly what the company filed. Form D has no email address and no website field, so neither is included. The phone number is the one on the form.
- Executive names come from the related persons section. Some filings list only a fund manager or a promoter.
- Filing dates follow EDGAR, which uses US Eastern time.
- A single run covers up to 92 days. Split longer periods into several runs.
- Not affiliated with or endorsed by the SEC. Form D data is public information.

# Actor input Schema

## `lookbackDays` (type: `integer`):

Used when no start date is set. 1 means today only, 3 means today and the two days before (SEC filing dates, US Eastern). Maximum 30.

## `startDate` (type: `string`):

Optional. First filing date to include, as YYYY-MM-DD. Overrides 'Days to look back'. Ranges up to 92 days per run.

## `endDate` (type: `string`):

Optional. Last filing date to include, as YYYY-MM-DD. Defaults to today.

## `monitorMode` (type: `boolean`):

Remember which filings were already delivered and only return new ones on the next run. Schedule the actor daily with this on to get a feed of newly funded companies. Each filter combination keeps its own memory.

## `monitorName` (type: `string`):

Optional. Give the monitor a name to keep its memory stable even if you change filters. Leave empty to key the memory on the filters.

## `states` (type: `array`):

Two-letter US state codes of the company's principal place of business, such as CA, NY, TX. Leave empty for all.

## `industries` (type: `array`):

Keep filings whose Form D industry group contains any of these words, for example 'Technology', 'Health', 'Biotechnology', 'Real Estate', 'Energy', 'Banking'. Leave empty for all.

## `exemptions` (type: `array`):

Keep only these federal exemptions, for example 06b (Rule 506(b)), 06c (Rule 506(c), general solicitation allowed), 04 (Rule 504), 3c.1, 3c.7. Leave empty for all.

## `minAmountSold` (type: `integer`):

Only companies that report at least this much already sold. 0 for no minimum.

## `minOfferingAmount` (type: `integer`):

Only offerings of at least this size. Offerings marked 'Indefinite' are kept. 0 for no minimum.

## `excludePooledFunds` (type: `boolean`):

Skip filings with industry group 'Pooled Investment Fund' (hedge, VC, PE and real estate funds raising from their LPs). Turn off if funds are your target.

## `excludeAmendments` (type: `boolean`):

Skip Form D/A amendments and return original notices only.

## `onlyNewCompanies` (type: `boolean`):

Keep only issuers that tick 'within last five years' for year of incorporation. Good for startup prospecting.

## `maxResults` (type: `integer`):

Stop after this many leads. You are only charged for leads delivered.

## `webhookUrl` (type: `string`):

Optional. Receives a JSON POST with the run summary and up to 500 leads when a run finds new leads.

## Actor input object example

```json
{
  "lookbackDays": 3,
  "monitorMode": false,
  "minAmountSold": 0,
  "minOfferingAmount": 0,
  "excludePooledFunds": true,
  "excludeAmendments": true,
  "onlyNewCompanies": false,
  "maxResults": 1000
}
```

# Actor output Schema

## `leads` (type: `string`):

No description

## `summary` (type: `string`):

No description

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {};

// Run the Actor and wait for it to finish
const run = await client.actor("skillmerc/sec-form-d-funding-leads").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {}

# Run the Actor and wait for it to finish
run = client.actor("skillmerc/sec-form-d-funding-leads").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print(f"💾 Check your data here: https://console.apify.com/storage/datasets/{run.default_dataset_id}")
for item in client.dataset(run.default_dataset_id).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{}' |
apify call skillmerc/sec-form-d-funding-leads --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "type": "http",
            "url": "https://mcp.apify.com/?tools=fetch-actor-details,skillmerc/sec-form-d-funding-leads"
        }
    }
}
```

The hosted server signs you in with OAuth on first connect, so no API token belongs in this config. Clients without OAuth support can send an `Authorization: Bearer <APIFY_API_TOKEN>` header instead, using a token from API & Integrations in Apify Console (https://console.apify.com/settings/integrations).

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/actors/ZJekdiHEYDn8L0upC/builds/O6VL1cnpBS28aTsue/openapi.json