# SEC Filing Signals API (`soft_but_savage/sec-signals-feed`) Actor

Detect insider buys, management changes, offerings, and new risk-factor language from recent SEC filings. Returns structured JSON signals for traders, research teams, and fintech products.

- **URL**: https://apify.com/soft\_but\_savage/sec-signals-feed.md
- **Developed by:** [Tahira Muhammad](https://apify.com/soft_but_savage) (community)
- **Categories:** Developer tools
- **Stats:** 1 total users, 0 monthly users, 100.0% runs succeeded, NaN bookmarks
- **User rating**: No ratings yet

## Pricing

from $0.03 / 1,000 results

This Actor is paid per event and usage. You are charged both the fixed price for specific events and for Apify platform usage.

Learn more: https://docs.apify.com/platform/actors/running/actors-in-store#pay-per-event

## What's an Apify Actor?

Actors are a software tools running on the Apify platform, for all kinds of web data extraction and automation use cases.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.
Actors are written with capital "A".

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.
The best way to integrate Actors is as follows.

In JavaScript/TypeScript projects, use official [JavaScript/TypeScript client](https://docs.apify.com/api/client/js.md):

```bash
npm install apify-client
```

In Python projects, use official [Python client library](https://docs.apify.com/api/client/python.md):

```bash
pip install apify-client
```

In shell scripts, use [Apify CLI](https://docs.apify.com/cli/docs.md):

````bash
# MacOS / Linux
curl -fsSL https://apify.com/install-cli.sh | bash
# Windows
irm https://apify.com/install-cli.ps1 | iex
```bash

In AI frameworks, you might use the [Apify MCP server](https://docs.apify.com/platform/integrations/mcp.md).

If your project is in a different language, use the [REST API](https://docs.apify.com/api/v2.md).

For usage examples, see the [API](#api) section below.

For more details, see Apify documentation as [Markdown index](https://docs.apify.com/llms.txt) and [Markdown full-text](https://docs.apify.com/llms-full.txt).


# README

## SEC Filing Signals API

Track insider buys, 8-K management changes, clustered offering events, and new risk-factor language from recent SEC filings.

Instead of dumping raw EDGAR filings, this Actor returns structured JSON signals you can plug into alerts, research pipelines, dashboards, or fintech products.

### Why use this Actor

- Monitor the filings that actually move workflows, not every SEC document
- Get event-ready JSON instead of parsing EDGAR by hand
- Catch insider buys, executive turnover, and offering activity faster
- Collapse multi-filing offering sequences into one cleaner event
- Feed structured signals into automations, dashboards, and alerting workflows

### Best for

- traders and investors building filing-based alerts
- research teams tracking event-driven signals
- fintech products that need an SEC signals backend
- consultants and agencies monitoring executive changes or capital raises

### Best first run

Use this broader watchlist to get visible results quickly:

```json
{
  "tickers": ["AAPL", "MSFT", "NVDA", "GOOGL", "AMZN", "META", "TSLA", "ORCL"],
  "daysBack": 45,
  "maxFilingsPerCompany": 20,
  "marketWideMode": false,
  "marketWideMaxCompanies": 25,
  "insiderBuyMinValueUsd": 100000,
  "insiderBuyMinShares": 1000,
  "emitManagementSignals": true,
  "emitOfferingSignals": true,
  "emitRiskFactorSignals": true,
  "userAgent": "Soft But Savage research@example.com"
}
````

### What it detects

- `insider_buy`: Parsed from Form 4 XML. Only emits when the purchase crosses your value or share threshold.
- `management_change`: Parsed from 8-K filings with Item `5.02` or explicit officer-change language.
- `offering_announced`: Emitted for common offering forms and offering-like 8-K disclosures, then clustered so related supplements and follow-on 8-Ks become one event.
- `new_risk_factor_language`: Compares the latest 10-K or 10-Q risk-factor section against the prior filing and flags materially new wording.

### Scan modes

- `watchlist mode`: Monitor the exact tickers or CIKs you pass in.
- `marketWideMode: true`: Scan a bounded curated large-cap market universe instead of a custom watchlist.

### Example input

```json
{
  "tickers": ["AAPL", "MSFT", "NVDA", "GOOGL", "AMZN", "META", "TSLA", "ORCL"],
  "daysBack": 45,
  "maxFilingsPerCompany": 20,
  "marketWideMode": false,
  "marketWideMaxCompanies": 25,
  "insiderBuyMinValueUsd": 100000,
  "insiderBuyMinShares": 1000,
  "emitManagementSignals": true,
  "emitOfferingSignals": true,
  "emitRiskFactorSignals": true,
  "userAgent": "Soft But Savage research@example.com"
}
```

### Example output

```json
{
  "signal_type": "insider_buy",
  "ticker": "AAPL",
  "company_name": "Apple Inc.",
  "cik": "0000320193",
  "filing_form": "4",
  "filing_date": "2026-04-03",
  "accession_number": "0001140361-26-013192",
  "signal_strength": "high",
  "insider_name": "Jane Doe",
  "transaction_code": "P",
  "shares": 5000.0,
  "price_per_share": 201.5,
  "estimated_value_usd": 1007500.0,
  "filing_url": "https://www.sec.gov/Archives/edgar/data/320193/000114036126013192/xslF345X06/form4.xml"
}
```

Example clustered offering output:

```json
{
  "signal_type": "offering_announced",
  "ticker": "AMZN",
  "cluster_size": 5,
  "grouped_filing_forms": ["424B5", "8-K"],
  "cluster_window_start": "2026-03-10",
  "cluster_window_end": "2026-03-16",
  "cluster_reason": "related_offering_sequence"
}
```

### Common use cases

- insider buy alerts
- executive turnover monitoring
- offering and capital-markets monitoring
- event-driven research dashboards
- SEC signal APIs for internal products

### Why this converts better than a generic SEC scraper

Buyers care about filtered events and API-ready outputs, not raw filings. This Actor is positioned as a signal feed, which is easier to understand, easier to test, and easier to justify paying for.

# Actor input Schema

## `tickers` (type: `array`):

Ticker symbols to monitor in watchlist mode. Ignored when market-wide mode is enabled.

## `ciks` (type: `array`):

Optional zero-padded or numeric SEC CIKs.

## `daysBack` (type: `integer`):

Only evaluate filings newer than this many days.

## `maxFilingsPerCompany` (type: `integer`):

Cap how many recent filings per company are evaluated.

## `marketWideMode` (type: `boolean`):

Use a larger curated large-cap market universe instead of the explicit watchlist.

## `marketWideMaxCompanies` (type: `integer`):

Limit how many curated large-cap names are scanned when market-wide mode is on.

## `insiderBuyMinValueUsd` (type: `integer`):

Only emit insider buy signals when estimated transaction value meets this threshold.

## `insiderBuyMinShares` (type: `integer`):

Fallback threshold if transaction price is unavailable.

## `emitManagementSignals` (type: `boolean`):

Emit signals for likely executive or director changes.

## `emitOfferingSignals` (type: `boolean`):

Emit signals for shelf takedowns, offerings, and offering-like 8-K filings.

## `emitRiskFactorSignals` (type: `boolean`):

Compare recent 10-K and 10-Q filings to flag materially new risk-factor language.

## `userAgent` (type: `string`):

Identify yourself to the SEC. Include contact info if you deploy publicly.

## `openaiApiKey` (type: `string`):

Optional API Key for GPT-4o inference on complex signals.

## Actor input object example

```json
{
  "tickers": [
    "AAPL",
    "MSFT",
    "NVDA",
    "GOOGL",
    "AMZN",
    "META",
    "TSLA",
    "ORCL"
  ],
  "daysBack": 45,
  "maxFilingsPerCompany": 20,
  "marketWideMode": false,
  "marketWideMaxCompanies": 25,
  "insiderBuyMinValueUsd": 100000,
  "insiderBuyMinShares": 1000,
  "emitManagementSignals": true,
  "emitOfferingSignals": true,
  "emitRiskFactorSignals": true,
  "userAgent": "Soft But Savage research@example.com"
}
```

# Actor output Schema

## `signals` (type: `string`):

No description

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {
    "tickers": [
        "AAPL",
        "MSFT",
        "NVDA",
        "GOOGL",
        "AMZN",
        "META",
        "TSLA",
        "ORCL"
    ],
    "daysBack": 45,
    "maxFilingsPerCompany": 20,
    "marketWideMode": false,
    "marketWideMaxCompanies": 25,
    "insiderBuyMinValueUsd": 100000,
    "insiderBuyMinShares": 1000,
    "emitManagementSignals": true,
    "emitOfferingSignals": true,
    "emitRiskFactorSignals": true,
    "userAgent": "Soft But Savage research@example.com"
};

// Run the Actor and wait for it to finish
const run = await client.actor("soft_but_savage/sec-signals-feed").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = {
    "tickers": [
        "AAPL",
        "MSFT",
        "NVDA",
        "GOOGL",
        "AMZN",
        "META",
        "TSLA",
        "ORCL",
    ],
    "daysBack": 45,
    "maxFilingsPerCompany": 20,
    "marketWideMode": False,
    "marketWideMaxCompanies": 25,
    "insiderBuyMinValueUsd": 100000,
    "insiderBuyMinShares": 1000,
    "emitManagementSignals": True,
    "emitOfferingSignals": True,
    "emitRiskFactorSignals": True,
    "userAgent": "Soft But Savage research@example.com",
}

# Run the Actor and wait for it to finish
run = client.actor("soft_but_savage/sec-signals-feed").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print("💾 Check your data here: https://console.apify.com/storage/datasets/" + run["defaultDatasetId"])
for item in client.dataset(run["defaultDatasetId"]).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{
  "tickers": [
    "AAPL",
    "MSFT",
    "NVDA",
    "GOOGL",
    "AMZN",
    "META",
    "TSLA",
    "ORCL"
  ],
  "daysBack": 45,
  "maxFilingsPerCompany": 20,
  "marketWideMode": false,
  "marketWideMaxCompanies": 25,
  "insiderBuyMinValueUsd": 100000,
  "insiderBuyMinShares": 1000,
  "emitManagementSignals": true,
  "emitOfferingSignals": true,
  "emitRiskFactorSignals": true,
  "userAgent": "Soft But Savage research@example.com"
}' |
apify call soft_but_savage/sec-signals-feed --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "command": "npx",
            "args": [
                "mcp-remote",
                "https://mcp.apify.com/?tools=soft_but_savage/sec-signals-feed",
                "--header",
                "Authorization: Bearer <YOUR_API_TOKEN>"
            ]
        }
    }
}

```

## OpenAPI specification

```json
{
    "openapi": "3.0.1",
    "info": {
        "title": "SEC Filing Signals API",
        "description": "Detect insider buys, management changes, offerings, and new risk-factor language from recent SEC filings. Returns structured JSON signals for traders, research teams, and fintech products.",
        "version": "0.1",
        "x-build-id": "7KEG7MDPVWSTapRxr"
    },
    "servers": [
        {
            "url": "https://api.apify.com/v2"
        }
    ],
    "paths": {
        "/acts/soft_but_savage~sec-signals-feed/run-sync-get-dataset-items": {
            "post": {
                "operationId": "run-sync-get-dataset-items-soft_but_savage-sec-signals-feed",
                "x-openai-isConsequential": false,
                "summary": "Executes an Actor, waits for its completion, and returns Actor's dataset items in response.",
                "tags": [
                    "Run Actor"
                ],
                "requestBody": {
                    "required": true,
                    "content": {
                        "application/json": {
                            "schema": {
                                "$ref": "#/components/schemas/inputSchema"
                            }
                        }
                    }
                },
                "parameters": [
                    {
                        "name": "token",
                        "in": "query",
                        "required": true,
                        "schema": {
                            "type": "string"
                        },
                        "description": "Enter your Apify token here"
                    }
                ],
                "responses": {
                    "200": {
                        "description": "OK"
                    }
                }
            }
        },
        "/acts/soft_but_savage~sec-signals-feed/runs": {
            "post": {
                "operationId": "runs-sync-soft_but_savage-sec-signals-feed",
                "x-openai-isConsequential": false,
                "summary": "Executes an Actor and returns information about the initiated run in response.",
                "tags": [
                    "Run Actor"
                ],
                "requestBody": {
                    "required": true,
                    "content": {
                        "application/json": {
                            "schema": {
                                "$ref": "#/components/schemas/inputSchema"
                            }
                        }
                    }
                },
                "parameters": [
                    {
                        "name": "token",
                        "in": "query",
                        "required": true,
                        "schema": {
                            "type": "string"
                        },
                        "description": "Enter your Apify token here"
                    }
                ],
                "responses": {
                    "200": {
                        "description": "OK",
                        "content": {
                            "application/json": {
                                "schema": {
                                    "$ref": "#/components/schemas/runsResponseSchema"
                                }
                            }
                        }
                    }
                }
            }
        },
        "/acts/soft_but_savage~sec-signals-feed/run-sync": {
            "post": {
                "operationId": "run-sync-soft_but_savage-sec-signals-feed",
                "x-openai-isConsequential": false,
                "summary": "Executes an Actor, waits for completion, and returns the OUTPUT from Key-value store in response.",
                "tags": [
                    "Run Actor"
                ],
                "requestBody": {
                    "required": true,
                    "content": {
                        "application/json": {
                            "schema": {
                                "$ref": "#/components/schemas/inputSchema"
                            }
                        }
                    }
                },
                "parameters": [
                    {
                        "name": "token",
                        "in": "query",
                        "required": true,
                        "schema": {
                            "type": "string"
                        },
                        "description": "Enter your Apify token here"
                    }
                ],
                "responses": {
                    "200": {
                        "description": "OK"
                    }
                }
            }
        }
    },
    "components": {
        "schemas": {
            "inputSchema": {
                "type": "object",
                "properties": {
                    "tickers": {
                        "title": "Tickers",
                        "type": "array",
                        "description": "Ticker symbols to monitor in watchlist mode. Ignored when market-wide mode is enabled.",
                        "items": {
                            "type": "string"
                        }
                    },
                    "ciks": {
                        "title": "CIKs",
                        "type": "array",
                        "description": "Optional zero-padded or numeric SEC CIKs.",
                        "items": {
                            "type": "string"
                        }
                    },
                    "daysBack": {
                        "title": "Days back",
                        "minimum": 1,
                        "maximum": 365,
                        "type": "integer",
                        "description": "Only evaluate filings newer than this many days.",
                        "default": 45
                    },
                    "maxFilingsPerCompany": {
                        "title": "Max filings per company",
                        "minimum": 5,
                        "maximum": 100,
                        "type": "integer",
                        "description": "Cap how many recent filings per company are evaluated.",
                        "default": 20
                    },
                    "marketWideMode": {
                        "title": "Market-wide mode",
                        "type": "boolean",
                        "description": "Use a larger curated large-cap market universe instead of the explicit watchlist.",
                        "default": false
                    },
                    "marketWideMaxCompanies": {
                        "title": "Market-wide max companies",
                        "minimum": 5,
                        "maximum": 40,
                        "type": "integer",
                        "description": "Limit how many curated large-cap names are scanned when market-wide mode is on.",
                        "default": 25
                    },
                    "insiderBuyMinValueUsd": {
                        "title": "Insider buy minimum value",
                        "minimum": 0,
                        "type": "integer",
                        "description": "Only emit insider buy signals when estimated transaction value meets this threshold.",
                        "default": 100000
                    },
                    "insiderBuyMinShares": {
                        "title": "Insider buy minimum shares",
                        "minimum": 0,
                        "type": "integer",
                        "description": "Fallback threshold if transaction price is unavailable.",
                        "default": 1000
                    },
                    "emitManagementSignals": {
                        "title": "Emit management change signals",
                        "type": "boolean",
                        "description": "Emit signals for likely executive or director changes.",
                        "default": true
                    },
                    "emitOfferingSignals": {
                        "title": "Emit offering signals",
                        "type": "boolean",
                        "description": "Emit signals for shelf takedowns, offerings, and offering-like 8-K filings.",
                        "default": true
                    },
                    "emitRiskFactorSignals": {
                        "title": "Emit risk factor signals",
                        "type": "boolean",
                        "description": "Compare recent 10-K and 10-Q filings to flag materially new risk-factor language.",
                        "default": true
                    },
                    "userAgent": {
                        "title": "SEC User-Agent",
                        "type": "string",
                        "description": "Identify yourself to the SEC. Include contact info if you deploy publicly.",
                        "default": "Soft But Savage research@example.com"
                    },
                    "openaiApiKey": {
                        "title": "OpenAI API Key",
                        "type": "string",
                        "description": "Optional API Key for GPT-4o inference on complex signals."
                    }
                }
            },
            "runsResponseSchema": {
                "type": "object",
                "properties": {
                    "data": {
                        "type": "object",
                        "properties": {
                            "id": {
                                "type": "string"
                            },
                            "actId": {
                                "type": "string"
                            },
                            "userId": {
                                "type": "string"
                            },
                            "startedAt": {
                                "type": "string",
                                "format": "date-time",
                                "example": "2025-01-08T00:00:00.000Z"
                            },
                            "finishedAt": {
                                "type": "string",
                                "format": "date-time",
                                "example": "2025-01-08T00:00:00.000Z"
                            },
                            "status": {
                                "type": "string",
                                "example": "READY"
                            },
                            "meta": {
                                "type": "object",
                                "properties": {
                                    "origin": {
                                        "type": "string",
                                        "example": "API"
                                    },
                                    "userAgent": {
                                        "type": "string"
                                    }
                                }
                            },
                            "stats": {
                                "type": "object",
                                "properties": {
                                    "inputBodyLen": {
                                        "type": "integer",
                                        "example": 2000
                                    },
                                    "rebootCount": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "restartCount": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "resurrectCount": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "computeUnits": {
                                        "type": "integer",
                                        "example": 0
                                    }
                                }
                            },
                            "options": {
                                "type": "object",
                                "properties": {
                                    "build": {
                                        "type": "string",
                                        "example": "latest"
                                    },
                                    "timeoutSecs": {
                                        "type": "integer",
                                        "example": 300
                                    },
                                    "memoryMbytes": {
                                        "type": "integer",
                                        "example": 1024
                                    },
                                    "diskMbytes": {
                                        "type": "integer",
                                        "example": 2048
                                    }
                                }
                            },
                            "buildId": {
                                "type": "string"
                            },
                            "defaultKeyValueStoreId": {
                                "type": "string"
                            },
                            "defaultDatasetId": {
                                "type": "string"
                            },
                            "defaultRequestQueueId": {
                                "type": "string"
                            },
                            "buildNumber": {
                                "type": "string",
                                "example": "1.0.0"
                            },
                            "containerUrl": {
                                "type": "string"
                            },
                            "usage": {
                                "type": "object",
                                "properties": {
                                    "ACTOR_COMPUTE_UNITS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_WRITES": {
                                        "type": "integer",
                                        "example": 1
                                    },
                                    "KEY_VALUE_STORE_LISTS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_INTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_EXTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_RESIDENTIAL_TRANSFER_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_SERPS": {
                                        "type": "integer",
                                        "example": 0
                                    }
                                }
                            },
                            "usageTotalUsd": {
                                "type": "number",
                                "example": 0.00005
                            },
                            "usageUsd": {
                                "type": "object",
                                "properties": {
                                    "ACTOR_COMPUTE_UNITS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATASET_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "KEY_VALUE_STORE_WRITES": {
                                        "type": "number",
                                        "example": 0.00005
                                    },
                                    "KEY_VALUE_STORE_LISTS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_READS": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "REQUEST_QUEUE_WRITES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_INTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "DATA_TRANSFER_EXTERNAL_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_RESIDENTIAL_TRANSFER_GBYTES": {
                                        "type": "integer",
                                        "example": 0
                                    },
                                    "PROXY_SERPS": {
                                        "type": "integer",
                                        "example": 0
                                    }
                                }
                            }
                        }
                    }
                }
            }
        }
    }
}
```
