# SEC Form D Funding Leads (Private Placements, Official EDGAR) (`survivalstudent/sec-form-d-funding-leads`) Actor

Daily new SEC Form D filings (startup & private-company fundraises) with issuer phone, address, executives, amount raised, industry and exemption. Official EDGAR data, filters by state/industry/amount, incremental mode.

- **URL**: https://apify.com/survivalstudent/sec-form-d-funding-leads.md
- **Developed by:** [Shaun Hill](https://apify.com/survivalstudent) (community)
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

from $4.00 / 1,000 funding leads

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.

Learn more: https://docs.apify.com/actors/running/actors-in-store.md#pay-per-event

## What's an Apify Actor?

An Actor is a serverless cloud program that runs on the Apify platform. It has two run modes.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.

Apify vocabulary and the platform model are defined once, in the agent quickstart at https://apify.com/agents.md.

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.

Do not guess an integration path. Every one of them is in the agent quickstart at https://apify.com/agents.md: the Apify MCP server, Agent Skills with the Apify CLI, the JavaScript and Python clients, the REST API, and the account-free path for an agent with no human to sign in. It also carries the rule on stating cost before the first paid run.

For examples already wired to this Actor's own input schema, see the [API](#api) section below.

Each client library has reference documentation the quickstart does not restate: [JavaScript/TypeScript](https://docs.apify.com/api/client/js/docs.md) (`npm install apify-client`) and [Python](https://docs.apify.com/api/client/python/docs.md) (`pip install apify-client`).

# README

## SEC Form D Funding Leads

Get **new private fundraises in the US every day**, straight from the SEC's official EDGAR system: company name, **phone number, address, executives and directors**, amount being raised, amount already sold, industry, exemption (Rule 506(b)/(c), 504), and first-sale date.

Useful for B2B sales teams, fintech/banking, insurance, recruiters, investors and service providers who want to reach companies that have **just raised money**.

### Why this Actor

- **Official data only**: SEC EDGAR full-text search plus the filing XML. It's public-domain US government data, with no login, no proxies and no scraping of third-party sites.
- **Lead-ready filters**: state, industry group, min/max offering size, young companies only, and exclude pooled funds (hedge, PE and VC vehicles) to keep operating companies.
- **Daily schedule friendly**: *Only new since last run* remembers what you already received.
- **Cheap and predictable**: you pay per lead returned. Runs are small (256 MB).

### Input example

```json
{ "lookbackDays": 1, "states": ["CA", "NY"], "excludePooledFunds": true, "minOfferingAmount": 500000, "maxResults": 200 }
```

### Output example (truncated)

```json
{
  "accessionNumber": "0002157586-26-000001", "formType": "D", "filedDate": "2026-09-28",
  "issuerName": "SIGNATURE PREMIUM BRANDS, LLC", "issuerPhone": "8584839200",
  "issuerAddress": {"city": "SANTA FE SPRINGS", "state": "CA", "zip": "90670"},
  "relatedPersons": [{"name": "RIGOBERTO MORENO HENRIQUEZ", "relationships": ["Executive Officer", "Director"]}],
  "industryGroup": "Retailing", "totalOfferingAmount": 1200, "totalAmountSold": 0,
  "federalExemptions": ["04"], "filingIndexUrl": "https://www.sec.gov/Archives/edgar/data/2157586/..."
}
```

### Pricing

Pay per event: one **filing-lead** event per lead returned. See the Pricing tab.

### Notes

- Form D is a notice filing. The amounts are what the issuer reports, and some offerings are "Indefinite".
- EDGAR updates filings throughout business days. About 150–300 Form D filings appear per business day.
- The Actor respects the SEC fair-access policy (identified User-Agent, 10 or fewer requests per second).
- Data comes from the SEC. This Actor isn't affiliated with or endorsed by the SEC.

### Legal and compliance

This Actor uses public filings from SEC EDGAR, accessed under the SEC's fair-access guidelines. It is not affiliated with or endorsed by the U.S. Securities and Exchange Commission. You are responsible for how you use the contact data, including compliance with CAN-SPAM, TCPA, GDPR and any other applicable outreach or privacy laws. Do not use this data for unsolicited robocalls, texts or bulk spam.

# Actor input Schema

## `lookbackDays` (type: `integer`):

Used when Date from is empty: fetch filings from today minus N days.

## `dateFrom` (type: `string`):

Filing date range start. Overrides Lookback days.

## `dateTo` (type: `string`):

Filing date range end (default: today).

## `states` (type: `array`):

Two-letter issuer state/country codes, e.g. CA, NY, TX. Empty = all.

## `industryGroups` (type: `array`):

Exact Form D industry groups, e.g. 'Other Technology', 'Biotechnology', 'Commercial Real Estate', 'Pooled Investment Fund'. Empty = all.

## `excludePooledFunds` (type: `boolean`):

Skip hedge/PE/VC fund vehicles and keep operating companies (recommended for sales leads).

## `minOfferingAmount` (type: `integer`):

Skip smaller raises.

## `maxOfferingAmount` (type: `integer`):

Skip larger raises.

## `onlyYoungCompanies` (type: `boolean`):

Startup filter based on the Form D year-of-incorporation field.

## `includeAmendments` (type: `boolean`):

Also return amended filings.

## `onlyNewSinceLastRun` (type: `boolean`):

Remember filings already returned (named key-value store) and skip them. Ideal for daily schedules.

## `maxResults` (type: `integer`):

Stop after this many matching leads (you are charged per lead).

## `contactEmail` (type: `string`):

SEC asks automated clients to identify themselves. Leave empty to use the Actor default.

## `requestsPerSecond` (type: `integer`):

SEC fair-access limit is 10/s.

## Actor input object example

```json
{
  "lookbackDays": 3,
  "states": [],
  "excludePooledFunds": true,
  "onlyYoungCompanies": false,
  "includeAmendments": false,
  "onlyNewSinceLastRun": false,
  "maxResults": 100,
  "requestsPerSecond": 8
}
```

# Actor output Schema

## `leads` (type: `string`):

One item per Form D filing: issuer, contact details, executives, offering amounts, industry and exemption.

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {
    "states": []
};

// Run the Actor and wait for it to finish
const run = await client.actor("survivalstudent/sec-form-d-funding-leads").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = { "states": [] }

# Run the Actor and wait for it to finish
run = client.actor("survivalstudent/sec-form-d-funding-leads").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print(f"💾 Check your data here: https://console.apify.com/storage/datasets/{run.default_dataset_id}")
for item in client.dataset(run.default_dataset_id).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{
  "states": []
}' |
apify call survivalstudent/sec-form-d-funding-leads --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "type": "http",
            "url": "https://mcp.apify.com/?tools=fetch-actor-details,survivalstudent/sec-form-d-funding-leads"
        }
    }
}
```

The hosted server signs you in with OAuth on first connect, so no API token belongs in this config. Clients without OAuth support can send an `Authorization: Bearer <APIFY_API_TOKEN>` header instead, using a token from API & Integrations in Apify Console (https://console.apify.com/settings/integrations).

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/actors/j0rcnoNSAiAcQOghE/builds/k7bHcwcU5idyDVf4G/openapi.json