# SEC Insider Transaction Intelligence (`taroyamada/sec-insider-transaction-intelligence`) Actor Extract insider purchases, sales, grants, and ownership signals from SEC Forms 3, 4, and 5 using official EDGAR data. - **URL**: https://apify.com/taroyamada/sec-insider-transaction-intelligence.md - **Developed by:** [åĪŠéƒŽ åąąį”°](https://apify.com/taroyamada) (community) - **Categories:** News, Lead generation - **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, NaN bookmarks - **User rating**: No ratings yet ## Pricing Pay per usage This Actor is paid per platform usage. The Actor is free to use, and you only pay for the Apify platform usage, which gets cheaper the higher subscription plan you have. Learn more: https://docs.apify.com/platform/actors/running/actors-in-store#pay-per-usage ## What's an Apify Actor? Actors are a software tools running on the Apify platform, for all kinds of web data extraction and automation use cases. In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours, and optionally produces a well-defined JSON output, datasets with results, or files in key-value store. In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server. Actors are written with capital "A". ## How to integrate an Actor? If asked about integration, you help developers integrate Actors into their projects. You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready. The best way to integrate Actors is as follows. In JavaScript/TypeScript projects, use official [JavaScript/TypeScript client](https://docs.apify.com/api/client/js.md): ```bash npm install apify-client ``` In Python projects, use official [Python client library](https://docs.apify.com/api/client/python.md): ```bash pip install apify-client ``` In shell scripts, use [Apify CLI](https://docs.apify.com/cli/docs.md): ````bash # MacOS / Linux curl -fsSL https://apify.com/install-cli.sh | bash # Windows irm https://apify.com/install-cli.ps1 | iex ```bash In AI frameworks, you might use the [Apify MCP server](https://docs.apify.com/platform/integrations/mcp.md). If your project is in a different language, use the [REST API](https://docs.apify.com/api/v2.md). For usage examples, see the [API](#api) section below. For more details, see Apify documentation as [Markdown index](https://docs.apify.com/llms.txt) and [Markdown full-text](https://docs.apify.com/llms-full.txt). # README ## SEC Insider Transaction Intelligence Analyze SEC Forms 3, 4, and 5 insider ownership filings using official EDGAR data. The actor resolves ticker symbols to CIKs, reads issuer submissions, downloads ownership XML documents, and emits normalized transaction rows for insider purchases, sales, grants, option exercises, and derivative transactions. ### What It Does - Resolve tickers or CIKs through SEC `company_tickers.json` - Scan issuer submissions for Forms `3`, `4`, and `5` - Download ownership XML from SEC Archives - Extract owner role, transaction code, shares, price, value, ownership type, and filing URLs - Optionally include holding rows from the same ownership documents ### Input ```json { "issuers": ["MSFT", "NVDA"], "formTypes": ["4"], "daysBack": 180, "maxFilingsPerIssuer": 5, "transactionCodes": [], "minTransactionValue": 0, "includeDerivativeTransactions": true, "includeHoldings": false, "delivery": "dataset", "dryRun": false } ```` Common transaction codes: - `P`: open market or private purchase - `S`: open market or private sale - `A`: grant, award, or other acquisition - `M`: option exercise or derivative conversion - `F`: tax withholding or payment ### Output Dataset delivery emits flattened rows: - `issuer_summary` - `insider_transaction` - `insider_holding` when `includeHoldings=true` The full output payload also includes `meta`, `issuerSummaries`, `transactions`, `holdings`, and `warnings`. ### SEC User-Agent SEC asks automated tools to identify themselves. The actor has a default declared User-Agent, but production users should set `secUserAgent` with their own application and contact information. ### Local Run ```bash npm install npm test node src/index.js ``` ### Notes This actor uses official public SEC data. It does not scrape private data, bypass access controls, or infer trading intent beyond the reported Form 3/4/5 fields. # Actor input Schema ## `issuers` (type: `array`): Ticker symbols or CIK numbers. Example: MSFT, NVDA, 0000789019. ## `formTypes` (type: `array`): SEC ownership forms to include. Allowed values: 3, 4, 5. ## `daysBack` (type: `integer`): How far back to scan issuer submissions for Forms 3, 4, and 5. ## `maxFilingsPerIssuer` (type: `integer`): Maximum ownership filings to inspect for each issuer. ## `transactionCodes` (type: `array`): Optional filter such as P, S, A, M. Leave empty to include all transaction codes. ## `minTransactionValue` (type: `number`): Minimum absolute transaction value to keep. Set 0 to include all values. ## `includeDerivativeTransactions` (type: `boolean`): Include derivative transaction rows such as options, restricted stock units, and conversions. ## `includeHoldings` (type: `boolean`): Also emit non-transaction holding rows from ownership documents. ## `requestDelayMs` (type: `integer`): Delay between SEC Archives filing requests to stay within polite API usage. ## `timeoutMs` (type: `integer`): HTTP request timeout for SEC API and Archives requests. ## `secUserAgent` (type: `string`): Optional declared SEC User-Agent with contact information. The actor has a default, but production users should provide their own contact. ## `delivery` (type: `string`): Where to send results. Webhook delivery does not also push dataset rows. ## `webhookUrl` (type: `string`): Webhook URL to POST the full normalized payload to when delivery=webhook. ## `dryRun` (type: `boolean`): Run without pushing rows to the dataset or webhook. ## Actor input object example ```json { "issuers": [ "MSFT", "NVDA" ], "formTypes": [ "3", "4", "5" ], "daysBack": 120, "maxFilingsPerIssuer": 20, "minTransactionValue": 0, "includeDerivativeTransactions": true, "includeHoldings": false, "requestDelayMs": 120, "timeoutMs": 20000, "delivery": "dataset", "dryRun": false } ``` # API You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup. ## JavaScript example ```javascript import { ApifyClient } from 'apify-client'; // Initialize the ApifyClient with your Apify API token // Replace the '' with your token const client = new ApifyClient({ token: '', }); // Prepare Actor input const input = { "issuers": [ "MSFT", "NVDA" ] }; // Run the Actor and wait for it to finish const run = await client.actor("taroyamada/sec-insider-transaction-intelligence").call(input); // Fetch and print Actor results from the run's dataset (if any) console.log('Results from dataset'); console.log(`ðŸ’ū Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`); const { items } = await client.dataset(run.defaultDatasetId).listItems(); items.forEach((item) => { console.dir(item); }); // 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs ``` ## Python example ```python from apify_client import ApifyClient # Initialize the ApifyClient with your Apify API token # Replace '' with your token. client = ApifyClient("") # Prepare the Actor input run_input = { "issuers": [ "MSFT", "NVDA", ] } # Run the Actor and wait for it to finish run = client.actor("taroyamada/sec-insider-transaction-intelligence").call(run_input=run_input) # Fetch and print Actor results from the run's dataset (if there are any) print("ðŸ’ū Check your data here: https://console.apify.com/storage/datasets/" + run["defaultDatasetId"]) for item in client.dataset(run["defaultDatasetId"]).iterate_items(): print(item) # 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start ``` ## CLI example ```bash echo '{ "issuers": [ "MSFT", "NVDA" ] }' | apify call taroyamada/sec-insider-transaction-intelligence --silent --output-dataset ``` ## MCP server setup ```json { "mcpServers": { "apify": { "command": "npx", "args": [ "mcp-remote", "https://mcp.apify.com/?tools=taroyamada/sec-insider-transaction-intelligence", "--header", "Authorization: Bearer " ] } } } ``` ## OpenAPI specification ```json { "openapi": "3.0.1", "info": { "title": "SEC Insider Transaction Intelligence", "description": "Extract insider purchases, sales, grants, and ownership signals from SEC Forms 3, 4, and 5 using official EDGAR data.", "version": "0.1", "x-build-id": "KFD3IwSdIwzv4Je2D" }, "servers": [ { "url": "https://api.apify.com/v2" } ], "paths": { "/acts/taroyamada~sec-insider-transaction-intelligence/run-sync-get-dataset-items": { "post": { "operationId": "run-sync-get-dataset-items-taroyamada-sec-insider-transaction-intelligence", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for its completion, and returns Actor's dataset items in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } }, "/acts/taroyamada~sec-insider-transaction-intelligence/runs": { "post": { "operationId": "runs-sync-taroyamada-sec-insider-transaction-intelligence", "x-openai-isConsequential": false, "summary": "Executes an Actor and returns information about the initiated run in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK", "content": { "application/json": { "schema": { "$ref": "#/components/schemas/runsResponseSchema" } } } } } } }, "/acts/taroyamada~sec-insider-transaction-intelligence/run-sync": { "post": { "operationId": "run-sync-taroyamada-sec-insider-transaction-intelligence", "x-openai-isConsequential": false, "summary": "Executes an Actor, waits for completion, and returns the OUTPUT from Key-value store in response.", "tags": [ "Run Actor" ], "requestBody": { "required": true, "content": { "application/json": { "schema": { "$ref": "#/components/schemas/inputSchema" } } } }, "parameters": [ { "name": "token", "in": "query", "required": true, "schema": { "type": "string" }, "description": "Enter your Apify token here" } ], "responses": { "200": { "description": "OK" } } } } }, "components": { "schemas": { "inputSchema": { "type": "object", "required": [ "issuers" ], "properties": { "issuers": { "title": "Issuers", "type": "array", "description": "Ticker symbols or CIK numbers. Example: MSFT, NVDA, 0000789019.", "items": { "type": "string" } }, "formTypes": { "title": "Ownership form types", "type": "array", "description": "SEC ownership forms to include. Allowed values: 3, 4, 5.", "default": [ "3", "4", "5" ], "items": { "type": "string" } }, "daysBack": { "title": "Days back", "minimum": 1, "maximum": 3650, "type": "integer", "description": "How far back to scan issuer submissions for Forms 3, 4, and 5.", "default": 120 }, "maxFilingsPerIssuer": { "title": "Max filings per issuer", "minimum": 1, "maximum": 200, "type": "integer", "description": "Maximum ownership filings to inspect for each issuer.", "default": 20 }, "transactionCodes": { "title": "Transaction codes", "type": "array", "description": "Optional filter such as P, S, A, M. Leave empty to include all transaction codes.", "items": { "type": "string" } }, "minTransactionValue": { "title": "Minimum transaction value", "minimum": 0, "type": "number", "description": "Minimum absolute transaction value to keep. Set 0 to include all values.", "default": 0 }, "includeDerivativeTransactions": { "title": "Include derivative transactions", "type": "boolean", "description": "Include derivative transaction rows such as options, restricted stock units, and conversions.", "default": true }, "includeHoldings": { "title": "Include holding rows", "type": "boolean", "description": "Also emit non-transaction holding rows from ownership documents.", "default": false }, "requestDelayMs": { "title": "Delay between filing requests", "minimum": 0, "maximum": 2000, "type": "integer", "description": "Delay between SEC Archives filing requests to stay within polite API usage.", "default": 120 }, "timeoutMs": { "title": "Timeout (ms)", "minimum": 1000, "maximum": 60000, "type": "integer", "description": "HTTP request timeout for SEC API and Archives requests.", "default": 20000 }, "secUserAgent": { "title": "SEC User-Agent", "type": "string", "description": "Optional declared SEC User-Agent with contact information. The actor has a default, but production users should provide their own contact." }, "delivery": { "title": "Delivery", "enum": [ "dataset", "webhook" ], "type": "string", "description": "Where to send results. Webhook delivery does not also push dataset rows.", "default": "dataset" }, "webhookUrl": { "title": "Webhook URL", "type": "string", "description": "Webhook URL to POST the full normalized payload to when delivery=webhook." }, "dryRun": { "title": "Dry run", "type": "boolean", "description": "Run without pushing rows to the dataset or webhook.", "default": false } } }, "runsResponseSchema": { "type": "object", "properties": { "data": { "type": "object", "properties": { "id": { "type": "string" }, "actId": { "type": "string" }, "userId": { "type": "string" }, "startedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "finishedAt": { "type": "string", "format": "date-time", "example": "2025-01-08T00:00:00.000Z" }, "status": { "type": "string", "example": "READY" }, "meta": { "type": "object", "properties": { "origin": { "type": "string", "example": "API" }, "userAgent": { "type": "string" } } }, "stats": { "type": "object", "properties": { "inputBodyLen": { "type": "integer", "example": 2000 }, "rebootCount": { "type": "integer", "example": 0 }, "restartCount": { "type": "integer", "example": 0 }, "resurrectCount": { "type": "integer", "example": 0 }, "computeUnits": { "type": "integer", "example": 0 } } }, "options": { "type": "object", "properties": { "build": { "type": "string", "example": "latest" }, "timeoutSecs": { "type": "integer", "example": 300 }, "memoryMbytes": { "type": "integer", "example": 1024 }, "diskMbytes": { "type": "integer", "example": 2048 } } }, "buildId": { "type": "string" }, "defaultKeyValueStoreId": { "type": "string" }, "defaultDatasetId": { "type": "string" }, "defaultRequestQueueId": { "type": "string" }, "buildNumber": { "type": "string", "example": "1.0.0" }, "containerUrl": { "type": "string" }, "usage": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "integer", "example": 1 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } }, "usageTotalUsd": { "type": "number", "example": 0.00005 }, "usageUsd": { "type": "object", "properties": { "ACTOR_COMPUTE_UNITS": { "type": "integer", "example": 0 }, "DATASET_READS": { "type": "integer", "example": 0 }, "DATASET_WRITES": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_READS": { "type": "integer", "example": 0 }, "KEY_VALUE_STORE_WRITES": { "type": "number", "example": 0.00005 }, "KEY_VALUE_STORE_LISTS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_READS": { "type": "integer", "example": 0 }, "REQUEST_QUEUE_WRITES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_INTERNAL_GBYTES": { "type": "integer", "example": 0 }, "DATA_TRANSFER_EXTERNAL_GBYTES": { "type": "integer", "example": 0 }, "PROXY_RESIDENTIAL_TRANSFER_GBYTES": { "type": "integer", "example": 0 }, "PROXY_SERPS": { "type": "integer", "example": 0 } } } } } } } } } } ```