# SEC EDGAR Financial Filings & 10-K RAG (MCP Server) (`unrivaled_fortress/sec-edgar-company-filings-mcp`) Actor

Extract official SEC EDGAR 10-K, 10-Q, 8-K filings, CIKs, and financials for any US public company. Built for AI agents, Claude Desktop, and Cursor via MCP.

- **URL**: https://apify.com/unrivaled\_fortress/sec-edgar-company-filings-mcp.md
- **Developed by:** [David A](https://apify.com/unrivaled_fortress) (community)
- **Categories:** AI, Developer tools
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

from $3.00 / 1,000 results

This Actor is paid per event. You are not charged for the Apify platform usage, but only a fixed price for specific events.
Since this Actor supports Apify Store discounts, the price gets lower the higher subscription plan you have.

Learn more: https://docs.apify.com/actors/running/actors-in-store.md#pay-per-event

## What's an Apify Actor?

An Actor is a serverless cloud program that runs on the Apify platform. It has two run modes.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.

Apify vocabulary and the platform model are defined once, in the agent quickstart at https://apify.com/agents.md.

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.

Do not guess an integration path. Every one of them is in the agent quickstart at https://apify.com/agents.md: the Apify MCP server, Agent Skills with the Apify CLI, the JavaScript and Python clients, the REST API, and the account-free path for an agent with no human to sign in. It also carries the rule on stating cost before the first paid run.

For examples already wired to this Actor's own input schema, see the [API](#api) section below.

Each client library has reference documentation the quickstart does not restate: [JavaScript/TypeScript](https://docs.apify.com/api/client/js/docs.md) (`npm install apify-client`) and [Python](https://docs.apify.com/api/client/python/docs.md) (`pip install apify-client`).

# README

## 🏛️ SEC EDGAR Financial Filings & 10-K RAG (MCP Server)

Extract official US public company filings (10-K, 10-Q, 8-K, Form 4) directly from the Securities and Exchange Commission (SEC) EDGAR system. Designed specifically as an **MCP (Model Context Protocol)** tool for AI agents, Claude Desktop, Cursor, and financial RAG workflows.

***

### 🤖 Model Context Protocol (MCP) Integration

Connect directly to **Claude Desktop**, **Cursor**, or **Windsurf** using Apify's hosted MCP server (`mcp.apify.com`):

```json
{
  "mcpServers": {
    "apify": {
      "command": "npx",
      "args": ["-y", "@apify/actors-mcp-server"],
      "env": {
        "APIFY_TOKEN": "YOUR_APIFY_API_TOKEN"
      }
    }
  }
}
```

Once connected, your AI assistant can answer natural language prompts such as:

> *"Retrieve the latest 10-K and 10-Q filings for NVIDIA (NVDA) and Apple (AAPL) and summarize their risk factors."*

***

### 🎯 Key Use Cases

1. **Equity Research & Due Diligence**: Retrieve verified audited financial reports and regulatory filings in sub-second response times.
2. **AI Financial Analysis & RAG**: Feed clean SEC filing URLs and dates directly into vector databases or LLM prompts.
3. **Insider Trading & Material Events**: Track Form 4 (executive insider trades) and Form 8-K (material unscheduled corporate events).

***

### ⚙️ Input Parameters

| Field | Type | Default | Description |
|---|---|---|---|
| `tickers` | Array | `["NVDA", "AAPL"]` | US stock tickers (e.g. `TSLA`, `MSFT`, `GOOGL`). |
| `formTypes` | Array | `["10-K", "10-Q", "8-K"]` | Filter specific forms (`10-K`, `10-Q`, `8-K`, `4`). |
| `maxFilingsPerTicker` | Integer | `10` | Max recent filings to retrieve per company. |

***

### 📊 Output Dataset Format

- `ticker`: Stock ticker symbol
- `companyName`: Full corporate legal title
- `cik`: Central Index Key registered with the SEC
- `industry`: Standard Industrial Classification (SIC) description
- `formType`: 10-K, 10-Q, 8-K, etc.
- `filingDate`: Regulatory submission date
- `reportPeriodDate`: End date of reporting period
- `secFilingUrl`: Direct link to original primary document
- `secInteractiveUrl`: Direct link to interactive SEC web browser

***

### 💼 Related B2B & Intelligence Suite

| Tool | Purpose | Link |
|---|---|---|
| **B2B Tech Stack Enricher** | Detect 120+ software tools & company contacts | [Run Actor](https://apify.com/unrivaled_fortress/b2b-company-tech-stack-enricher) |
| **LinkedIn Jobs & Hiring Intelligence** | Discover hiring companies and open roles | [Run Actor](https://apify.com/unrivaled_fortress/linkedin-jobs-hiring-signals) |
| **Company Contact Lead Finder** | Extract direct emails and telephone leads | [Run Actor](https://apify.com/unrivaled_fortress/company-contact-finder-apollo-alternative) |

***

### ⭐️ Feedback & Support

If this tool empowers your financial research or AI agent workflows, please leave a ⭐️⭐️⭐️⭐️⭐️ review on the Apify Store!

# Actor input Schema

## `tickers` (type: `array`):

List of US stock tickers to query (e.g. \['AAPL', 'NVDA', 'MSFT', 'TSLA']).

## `formTypes` (type: `array`):

Filter by form types like '10-K' (annual), '10-Q' (quarterly), '8-K' (current events), '4' (insider trading). Leave empty for all.

## `maxFilingsPerTicker` (type: `integer`):

Maximum number of recent filings to return per company.

## Actor input object example

```json
{
  "tickers": [
    "NVDA",
    "AAPL"
  ],
  "formTypes": [
    "10-K",
    "10-Q",
    "8-K"
  ],
  "maxFilingsPerTicker": 10
}
```

# Actor output Schema

## `results` (type: `string`):

No description

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {
    "tickers": [
        "NVDA",
        "AAPL"
    ]
};

// Run the Actor and wait for it to finish
const run = await client.actor("unrivaled_fortress/sec-edgar-company-filings-mcp").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = { "tickers": [
        "NVDA",
        "AAPL",
    ] }

# Run the Actor and wait for it to finish
run = client.actor("unrivaled_fortress/sec-edgar-company-filings-mcp").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print(f"💾 Check your data here: https://console.apify.com/storage/datasets/{run.default_dataset_id}")
for item in client.dataset(run.default_dataset_id).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{
  "tickers": [
    "NVDA",
    "AAPL"
  ]
}' |
apify call unrivaled_fortress/sec-edgar-company-filings-mcp --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "type": "http",
            "url": "https://mcp.apify.com/?tools=fetch-actor-details,unrivaled_fortress/sec-edgar-company-filings-mcp"
        }
    }
}
```

The hosted server signs you in with OAuth on first connect, so no API token belongs in this config. Clients without OAuth support can send an `Authorization: Bearer <APIFY_API_TOKEN>` header instead, using a token from API & Integrations in Apify Console (https://console.apify.com/settings/integrations).

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/actors/LlrRYmQQp1S18gySB/builds/gVn09xqrbPk7x8GjT/openapi.json
