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SEC EDGAR Conflict Minerals Form SD Scraper

Extract smelter/refiner records from SEC Form SD filings. 3TG (tin, tantalum, tungsten, gold) supply-chain disclosures — facility name, RMI/RMAP audit status, country of origin, metal type, filer CIK + ticker. For ESG due-diligence, supply-chain compliance, and responsible-sourcing.

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BowTiedRaccoon

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11 days ago

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What it does

Queries the SEC EDGAR full-text search API for all Form SD filings in your requested year range
For each filing, fetches the Conflict Minerals Report (CMR) attachment (EX-1.01)
Parses the smelter/refiner table from the CMR HTML
Emits one structured record per smelter row — with metal type, country, RMI/RMAP audit status, and issuer metadata

Input

Field	Type	Default	Description
`filingYearFrom`	integer	`2024`	Start year of the SD filing range
`filingYearTo`	integer	`2024`	End year (inclusive)
`filerCikList`	string list	(blank = all)	Restrict to specific issuer CIKs (e.g. `0000320193` for Apple)
`metalFilter`	select	`all`	Filter to a specific 3TG metal: `tin`, `tantalum`, `tungsten`, `gold`, or `all`
`includeRawCmrText`	boolean	`false`	Include the first 5,000 characters of raw CMR text in each record
`maxItems`	integer	`10`	Maximum number of smelter records to return

Output schema

Each record represents one smelter/refiner reported by one issuer for one filing year.

Field	Description
`filer_cik`	SEC CIK (10-digit, zero-padded)
`filer_name`	Issuer company name
`filer_ticker`	Exchange ticker symbol
`filer_sic_code`	SEC SIC industry code
`filing_accession`	EDGAR accession number (e.g. `0000320193-23-012065`)
`filing_date`	Date the Form SD was filed
`reporting_period`	Calendar year covered by the filing
`form_type`	`SD` (original) or `SD/A` (amendment)
`filing_url`	EDGAR company filing page
`cmr_url`	Direct URL to the Conflict Minerals Report document
`cmd_status`	DRC-Conflict-Free / DRC-Conflict-Undeterminable / Not-DRC-Conflict-Free / Outside-Scope
`smelter_name`	Smelter or refiner facility name
`smelter_facility_id`	RMI/RMAP Smelter Reference List ID (e.g. `CID000001`)
`smelter_country`	Facility country
`smelter_state_province`	Facility state or province
`smelter_city`	Facility city
`metal`	`tin` / `tantalum` / `tungsten` / `gold`
`source_country_chain`	Countries of 3TG mineral origin (pipe-separated)
`audit_program`	RMAP-Conformant / RMAP-Active / Not-Audited / Other
`audit_status`	Raw audit status text from the CMR
`due_diligence_summary_excerpt`	First 500 chars of the issuer's due-diligence description

Notes

Coverage: ~1,200 SD filings per year; filings available back to 2013 (first filing year under Dodd-Frank Section 1502).
User-Agent compliance: The actor sends the required declared User-Agent (OrbLabs/ConflictMineralsScraper research@orbtop.com) and stays comfortably under SEC EDGAR's 10 req/sec rate limit.
CMR format variation: Some issuers produce "RCOI-only" filings without a smelter table (they surveyed suppliers but stopped short of individual facility identification). Those filings generate a placeholder record with issuer and DRC-status fields populated but empty smelter columns. This is correct behavior.
No proxy required: SEC EDGAR does not block datacenter IPs.

Use cases

ESG due-diligence: Screen your supply chain against the smelters an issuer used
RMI / RBA compliance: Bulk-download RMAP audit status across the entire filing population
Electronics OEM supply-chain teams: Track year-over-year changes in a specific issuer's smelter list
Traceability startups: Build a 3TG smelter graph across the full EDGAR SD population
Research: Cross-reference with USGS MRDS or MSHA mine data for origin-to-product chain tracing

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