SEC EDGAR Form D Private Offerings Scraper

Extract structured data from SEC EDGAR Form D (Regulation D) private securities offering filings. Pulls issuer details, offering amounts, exemptions claimed (506(b)/506(c)/504), named related persons (officers/directors/promoters), and investor counts from each filing's primary XML document.

Designed for wealth advisors, fund-services sales teams, PE/VC competitive intelligence, and securities counsel tracking new private capital raises. Every Reg D offering posts to EDGAR before money changes hands — this actor turns the daily feed into an actionable B2B lead and intelligence stream.

Features

• Full structured extraction from each filing's primary_doc.xml — not just the filing index
• Date-range filtering for incremental / daily delta runs via Apify Schedule
• Amendment handling — distinguishes Form D (original) from D/A (amendment)
• Named related persons — officers, directors, and promoters with roles and city/state
• Reg D exemption codes — maps EDGAR codes (06b, 06c, 04) to human-readable labels (506(b), 506(c), 504)
• No proxy required — SEC EDGAR serves clean XML over declared User-Agent HTTP
• Polite rate limiting — 120ms floor delay (~8 req/sec), well under SEC's 10 req/sec ceiling

Use Cases

• Lead generation — identify newly-formed LPs, LLCs, and corporations that just raised private capital
• Fund-services prospecting — find new pooled investment funds (3C/3C.7 exemptions) at formation
• Competitive intelligence — track PE/VC fund formation and raise sizes in your target sectors
• Securities counsel workflows — audit 506(b)/506(c) election trends and minimum investment thresholds
• Wealth advisor prospecting — new accredited-investor offerings in your geography or sector
• Compliance monitoring — watch for amendments (D/A) that update offering amounts or investor counts

Input

Field	Type	Default	Description
startDate	string	yesterday	Filter filings from this date (YYYY-MM-DD). Used with EFTS date-range search.
endDate	string	today	Filter filings up to this date (YYYY-MM-DD, inclusive).
includeAmendments	boolean	true	Include Form D/A amendments alongside original filings.
maxItems	integer	—	Maximum number of filings to return. Required.

Tips

• For daily delta runs: set startDate and endDate to the same date (e.g., 2026-06-22) with maxItems: 200. Form D filings typically total 80-200 per business day.
• For recent-filings snapshots: omit dates; the actor fetches the latest 40 filings from the EDGAR atom feed.
• For historical research: use the EFTS date-range path with a wide date window and a high maxItems.

Output

Each output record corresponds to one Form D or D/A filing. Fields:

Field	Description
accession_number	SEC accession number — unique filing ID (e.g. 0001234567-26-000001)
filing_date	Date the Form D was filed (YYYY-MM-DD)
submission_type	D (original) or D/A (amendment)
issuer_name	Legal name of the issuer raising capital
issuer_cik	SEC CIK number for the issuer
entity_type	Legal entity type (Limited Partnership, LLC, Corporation, etc.)
jurisdiction_of_incorporation	State or country of incorporation (DELAWARE, CAYMAN ISLANDS, etc.)
year_of_incorporation	Year incorporated
industry_group_type	SEC industry classification (Pooled Investment Fund, Technology, Real Estate, etc.)
issuer_city	Principal office city
issuer_state	Principal office state/country code (NY, CA, FL, etc.)
issuer_zip	Principal office ZIP/postal code
issuer_phone	Principal office phone number
total_offering_amount	Total offering size in dollars, or Indefinite
total_amount_sold	Amount already sold at time of filing
total_remaining	Amount not yet sold
minimum_investment_accepted	Minimum investment per investor
exemptions_claimed	Comma-separated list: 506(b), 506(c), 504, plus any Inv. Co. Act exclusions (3C, 3C.7)
is_amendment	true if this is a D/A amendment
date_of_first_sale	Date of first sale (YYYY-MM-DD), or blank if not yet occurred
more_than_one_year	true if offering duration exceeds one year
number_of_investors	Number of investors already invested (as reported)
sales_commissions	Total sales commissions (dollar amount)
finders_fees	Total finders' fees (dollar amount)
related_persons	Newline-separated list: `Name
filing_url	Direct URL to the primary_doc.xml on SEC EDGAR

Example Output

{
  "accession_number": "0002052901-26-000020",
  "filing_date": "2026-06-22",
  "submission_type": "D",
  "issuer_name": "Align Ventures Co-Invest Fund, LP",
  "issuer_cik": "2052901",
  "entity_type": "Limited Partnership",
  "jurisdiction_of_incorporation": "DELAWARE",
  "year_of_incorporation": "2025",
  "industry_group_type": "Pooled Investment Fund",
  "issuer_city": "MIAMI",
  "issuer_state": "FL",
  "total_offering_amount": "Indefinite",
  "total_amount_sold": "17702831",
  "exemptions_claimed": "506(b), 3C, 3C.7",
  "is_amendment": false,
  "date_of_first_sale": "2026-06-05",
  "number_of_investors": null,
  "sales_commissions": "0",
  "related_persons": "Ben Bryce | Miami, FL\nGrant Hosking | Miami, FL",
  "filing_url": "https://www.sec.gov/Archives/edgar/data/2052901/000205290126000020/primary_doc.xml"
}

Technical Notes

• Data source: SEC EDGAR EFTS search API (date-range) + getcurrent atom feed (fallback)
• Per-filing detail: primary_doc.xml from EDGAR archives (structured Reg D XML schema version X0708)
• Rate limiting: 120ms floor delay between requests (~8 req/sec) per SEC fair-access policy
• User-Agent: OrbTop EDGAR research contact@orbtop.com (required by SEC policy)
• No proxy needed: EDGAR is publicly accessible from any IP with a declared User-Agent