Financial Adviser Directory — BrokerCheck & IAPD Records API
Pricing
from $50.00 / 1,000 adviser records
Financial Adviser Directory — BrokerCheck & IAPD Records API
Search public FINRA BrokerCheck & SEC IAPD registers — adviser names, CRD, firm, state, registration status. Public records for recruiting and vendor prospecting.
Pricing
from $50.00 / 1,000 adviser records
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NexGenData
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1
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2 days ago
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Financial Adviser Directory
Search the public FINRA BrokerCheck and SEC IAPD registers for financial advisers and brokers — names, CRD numbers, firms and registration status. Public registration data for recruiting and vendor prospecting.
Public FINRA/SEC registration records. Factual public data — not an assessment of any individual and not investment, suitability or creditworthiness advice.
⏰ Run this as a recruiting/prospecting monitor (recommended)
{ "query": "Smith", "state": "NY", "source": "brokercheck", "maxResults": 100 }
Schedule a weekly sweep (0 8 * * 1) to track advisers by firm or state for recruiting and vendor outreach.
📊 What you get
Clean JSON, one record per adviser (fields from a live test run):
name·crd— name + Central Registration Depository numberfirm·firmCity·firmState·firmZip— current registered firm/branchbrokerScope·adviserScope— registration scope (Active / Expanded / Inactive)registeredSince— industry registration dateotherNames— known other nameshasDisclosures— whether the public record carries any disclosures (a factual flag from the register, reported as-is)firmSecNumber·source·sourceUrl— official BrokerCheck/IAPD page
Pricing: $0.05 per adviser record (Pay-Per-Event) — about 20 advisers per $1. Plus a $0.005 actor-start.
🤖 Use with AI agents
Sample agent prompt:
Find advisers at a given firm in New York and return name, CRD, firm and registration scope.
Agentic payments (x402): Supports agentic payment via x402 — call this actor with USDC, no API key required.
🔗 Turn advisers into outreach
Enrich → verify → deliver: Person Enrichment · B2B Contact Enricher · Email Verification · Leads to Notion CRM Related regulatory records: SEC Litigation Releases
Public FINRA/SEC registration records. Assembled for recruiting and vendor prospecting — not an assessment of any individual.