Singapore MAS Enforcement — Financial Regulator Action Tracker
Pricing
from $200.00 / 1,000 enforcement actions
MAS enforcement: prohibitions, civil penalties (SFA s.232), AML composition (Notice 626), criminal convictions, license revocations. SGD amounts, named firms + individuals. SG compliance, AML/MLRO, fintech, journalists.
Filter MAS enforcement disclosures by action type. 'ALL' returns every category. 'PROHIBITION' = prohibition orders issued under Financial Advisers Act s.59 or Securities and Futures Act s.101A barring an individual from regulated activity or management. 'CIVIL_PENALTY' = civil penalties imposed under SFA s.232 (market misconduct in lieu of criminal prosecution) including penny-stock manipulation, spoofing, false trading. 'AML' = composition penalties for breaches of MAS Notice 626 (banks), 1014 (capital-markets), 824 (insurers) or equivalent AML/CFT notices. 'CRIMINAL' = MAS-disclosed criminal convictions and charges, including Commercial Affairs Department referrals jointly investigated with MAS. 'LICENSE' = license revocations, refusals, withdrawals, and Investor Alert List additions under SFA / FAA / PSA / IRDA.
Lower bound on the date MAS published or finalised the enforcement action (ISO YYYY-MM-DD). Combine with date_to to build a quarterly enforcement report or a 90-day trend window. Leave empty for no lower bound.
Upper bound on the date MAS published or finalised the enforcement action (ISO YYYY-MM-DD). Pair with date_from to bound the window. Leave empty for no upper bound.
Case-insensitive substring match against the firm name and summary text. Use for counterparty monitoring (e.g. 'DBS', 'Standard Chartered', 'Credit Suisse', 'Three Arrows', 'Binance'). Leave empty to skip.
Case-insensitive substring match against the named-individual field and summary text. Use to surface every MAS action against a specific representative, director, or trader (e.g. 'Ng Yu Zhi', 'Soh Chee Wen', 'Zhu Su'). Leave empty to skip.
