SEC Delistings and Late Filings Tracker

This SEC tracker watches the filings that show a company in trouble or on its way out: Form 25 (a stock is removed from an exchange), Form 15 and 15F (a company stops reporting to the SEC) and the NT 10-K and NT 10-Q notices (a company cannot file its annual or quarterly report on time). Run it for the whole market over a date range, or follow a list of companies. Each notice comes back as one clean row, or you can get one row per company with a distress score.

A row carries more than the filing link. For a delisting you get who started it (the exchange, the company, or the end of the security), the rule used and what it means in plain words, the security class and the exchange. For a deregistration you get the holders of record, the rules ticked on the form and what they mean. For a late filing you get the period, how many days after the period end the notice came, the reason in the words of the company, themes found in the reason (auditor not finished, restatement, liquidity, merger, investigation and others), whether other reports are also late and whether the company expects a significant change in results, with its explanation. Every row adds the history of the company: earlier late filing notices, 8-K filings about listing notices, bankruptcy, restatements, auditor changes and cyber incidents in the last 12 months, the dates of the last reports and written distress flags.

Investors, short sellers, credit analysts, auditors, lawyers, journalists and restructuring advisers use it to find companies in trouble early.

What can you do with this delistings and late filings tracker?

• See every stock removed from an exchange this week and why
• Separate delistings forced by the exchange from voluntary ones and from the end of a security
• Find companies that deregister because they have few holders left
• Find late annual reports and quarterly reports, with the reason in plain words
• Catch repeat late filers: companies with two or more late notices in 24 months
• Find late filers that say they expect a significant change in results
• Search late notices for words like auditor, restatement, going concern or liquidity
• Check the recent distress history of a company in one row
• Rank companies by a distress score built from the notices of the period
• Export the data to CSV or Excel, or send new notices to Slack or your own tools

What data can you extract from these filings?

Mode	One row is	Highlights
Notices	One filing	Kind of notice and form, filing date, company, ticker, exchange, industry, state, company number. Delisting: exchange name, security class, rule, who started it, rule meaning, issuer location and phone, expected effective date. Deregistration: holders of record, security class, rules ticked with meaning, typical effective date. Late filing: period, days after period end, reason text and themes, other reports on time, expected change in results with explanation, contact person. Company history: earlier late notices in 24 months, repeat late filer flag, listing notices, bankruptcy, restatement, auditor change and cyber filings in 12 months, last annual and quarterly report dates, days since the last annual report, distress flags and count
Companies	One company	Notices and their kinds, delistings, deregistrations, late annual and late quarterly reports, first and last date, distress flags, reason themes, distress score and level

How to scrape SEC delistings and late filings

1. Choose Notices or Companies.
2. Pick the kinds of notice, or leave it empty for all.
3. Set the filing dates. The default is the last 7 days, or two years when you choose companies.
4. Optionally search the reason by keywords, keep only repeat late filers or only those expecting weaker results.
5. Set Max Items and click Start.
6. Export the dataset as CSV, Excel or from the Apify console.

Input example

{
  "mode": "events",
  "eventTypes": ["late quarterly report", "late annual report"],
  "reasonKeywords": ["auditor", "restatement", "going concern"],
  "onlyRepeatLateFilers": true,
  "dateFrom": "2026-08-14",
  "dateTo": "2026-08-20",
  "maxItems": 100
}

Late filing output example

{
  "eventType": "late quarterly report",
  "form": "NT 10-Q",
  "filingDate": "2026-08-14",
  "companyName": "Sow Good Inc.",
  "ticker": "SOWG",
  "exchange": "Nasdaq",
  "industry": "Food and Kindred Products",
  "periodEnded": "2026-06-30",
  "daysAfterPeriodEnd": 45,
  "reasonThemes": ["Auditor or audit not complete", "Delay compiling information"],
  "reasonText": "The Registrant is unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 within the prescribed time period due to additional time required to complete the review of the Registrant's interim financial statements...",
  "otherReportsFiledOnTime": true,
  "expectsSignificantChangeInResults": false,
  "earlierLateFilingNotices24m": 1,
  "isRepeatLateFiler": true,
  "listingNoticeFilings12m": 1,
  "lastListingNoticeDate": "2026-04-13",
  "lastAnnualReportDate": "2026-03-31",
  "lastQuarterlyReportDate": "2026-05-20",
  "distressFlags": []
}

Delisting output example

{
  "eventType": "delisting",
  "form": "25-NSE",
  "filingDate": "2026-10-05",
  "companyName": "DAVIS COMMODITIES Ltd",
  "ticker": "DTCKF",
  "securityClass": "Common Stock",
  "ruleProvision": "17 CFR 240.12d2-2(b)",
  "initiatedBy": "Exchange",
  "ruleMeaning": "The exchange removes the class from listing and registration, for example for failing listing standards, or after a merger, redemption or similar event.",
  "expectedEffectiveDate": "2026-10-15"
}

Deregistration output example

{
  "eventType": "deregistration",
  "form": "15-12G",
  "filingDate": "2026-10-05",
  "companyName": "Theravance Biopharma, Inc.",
  "securityClass": "Ordinary Shares, par value $0.00001 per share",
  "holdersOfRecord": 1,
  "rulesChecked": ["Rule 12g-4(a)(1)", "Rule 12h-3(b)(1)(i)"],
  "deregistrationReasons": ["Fewer than 300 holders of record", "Suspends the duty to file reports under 15(d): fewer than 300 holders"],
  "typicalEffectiveDate": "2027-01-03"
}

Company view example

{
  "companyName": "Kaival Brands Innovations Group, Inc.",
  "ticker": "KAVL",
  "notices": 1,
  "eventTypes": ["delisting"],
  "distressFlags": ["Had a listing deficiency notice (8-K item 3.01) in the last 12 months", "Filed two or more late filing notices in 24 months"],
  "distressScore": 46,
  "distressLevel": "medium"
}

How much does it cost to scrape delistings and late filings?

You pay per result: $34 per 1,000 rows plus a tiny start fee. The free plan returns up to 10 rows per run. The company view returns one row per company, so a month of the whole market costs a few dollars at most.

Tips for better results

• Late filing notices (NT 10-K and NT 10-Q) come in waves right after the deadlines, with a hundred or more in one day. Outside those days there are only a few.
• A Form 25 filed by a stock exchange ends the listing of a class. It is not always bad news: mergers, redemptions and liquidations produce them too. The field that says who started it helps to tell the cases apart.
• A listing notice in an 8-K (item 3.01) that comes together with a Form 25 is usually the announcement of that delisting. Only earlier notices count as a warning.
• The distress flags and the score are a screen built from public filings with simple rules. They are not a rating and do not predict what will happen.
• The reason themes come from keywords in the written reason. Short reasons such as "delay in compiling information" give no theme beyond that.
• For the whole market in a long period, raise the limit of filings to scan or choose the kinds of notice you need.
• For a daily alert, schedule the Actor every morning and turn on the option to return only notices not returned before.

Who uses this data?

• Investors and short sellers look for companies in trouble early.
• Credit and risk analysts watch late filers and deregistrations.
• Auditors, lawyers and advisers find clients and cases.
• Journalists report on delistings and late reports.
• Researchers study the road to delisting.

Automate and connect

Schedule the Actor every day and send new notices to Slack, Google Sheets, Zapier, Make or n8n, or trigger a webhook when a run ends.

FAQ

Do I need an SEC account? No. The Actor works without any login.

What is an NT 10-K or NT 10-Q? A notification of late filing under Rule 12b-25. A company files it when it cannot file its annual or quarterly report on time, and it gets a short extension if it files on time after that.

What is a Form 25? A notice that a class of securities is removed from listing on a national exchange, filed by the exchange or by the company.

What is a Form 15? A certification that a company ends its registration or suspends its duty to file reports, usually because it has few holders of record.

Why does a delisted company have no ticker? Tickers come from the current SEC list of companies. A company that is gone can be found by its company number.

Is this financial advice? No. These filings are public information. Use them as one input among many.

Legal note

This Actor collects information that is publicly visible on the website. Check the source site's terms and your local rules before using the data. Nothing here is financial advice.

Support

Missing a field or found a bug? Open an issue from the Actor page.