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SEC IAPD Registered Investment Adviser (RIA) Firm Scraper

Scrape SEC / state Registered Investment Adviser firms from IAPD: CRD, SEC number, DBAs, office address, registration scope, notice-filing states, brochures and disclosure flags. Filter by name, CRD, state and scope.

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from $15.00 / 1,000 results

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What you get — per firm

Field	Description
`crd`	Firm CRD / IARD number (unique registry ID)
`firmName`	Legal / primary firm name
`otherNames`	Every "doing business as" (DBA) name on file
`status` / `isActive`	Registration status (ACTIVE / INACTIVE)
`secNumber` / `secNumberType`	SEC number, e.g. `801-29362` (801 = SEC adviser, 802 = Exempt Reporting Adviser)
`registrationAuthority`	SEC, STATE, ERA or a combination
`isSecRegistered` / `isStateRegistered` / `isEraRegistered`	Registration-scope flags
`secRegistrationStatus` / `registeredSince`	SEC registration status and the date it was approved
`advFilingDate`	Date of the most recent Form ADV filing
`addressStreet1/2`, `addressCity`, `addressState`, `addressPostalCode`, `addressCountry`	Principal office address
`noticeFilingStates` / `noticeFilingStatesCount`	Every state/jurisdiction the firm has notice-filed in (geographic reach)
`branchesCount`	Number of branch offices on record
`hasDisclosures`	Whether any disclosure / regulatory event is flagged
`brochures` / `brochureCount`	Form ADV Part 2 brochures on file, with submission dates
`hasClientRelationshipSummary`	Whether a Form CRS is on file
`advPdfUrl`	Direct link to the firm's full Form ADV report (PDF)
`sourceUrl`	Public IAPD firm profile

Filters

Search queries — firm-name keywords (capital, wealth, Fisher Investments) or a CRD number.
US states — restrict a search to a state, or leave queries empty to enumerate every RIA firm in the given states (or all states/territories).
Registration scope — SEC-registered, state-registered, or Exempt Reporting Advisers (ERA) (many private-fund / VC managers).
Active only — drop inactive registrations.
Only with disclosures — surface firms carrying a regulatory event, for compliance screening.
Max records — hard cap on how many firms to return.

Example input

{
  "searchQueries": ["wealth management"],
  "usStates": ["NY", "CA"],
  "registrationScope": "sec",
  "activeOnly": true,
  "maxRecords": 500
}

Enumerate an entire state instead:

{
  "usStates": ["TX"],
  "registrationScope": "any",
  "maxRecords": 5000
}

Output

Every firm is one row in the dataset — export to JSON, CSV, Excel or via API. Free-plan runs return up to 10 records per run.

Notes

Public regulatory data only — no login or API key required.
Data reflects the latest Form ADV filings published by the SEC/IARD.

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