Pricing

from $750.00 / 1,000 firm watch-months

RIA Change Radar: SEC Form ADV Monitor, Alerts & GTM Triggers

Monitor SEC Form ADV filings for the investment advisor (RIA) firms you name by CRD or name+state, or a state/AUM cohort. Typed change alerts: AUM, advisers added/removed, custody, new registrant, disclosure. RIA leads and deal signals for custodian, recruiting, fintech, and M&A teams.

Pricing

from $750.00 / 1,000 firm watch-months

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Developer

Paul Mikulskis

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Monthly active users

12 days ago

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Lead generation

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You can access the RIA Change Radar: SEC Form ADV Monitor, Alerts & GTM Triggers programmatically from your own applications by using the Apify API. You can also choose the language preference from below. To use the Apify API, you’ll need an Apify account and your API token, found in API & Integrations in Apify Console.

Python

JavaScript

CLI

OpenAPI

HTTP

MCP

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            "type": "string",
            "description": "check = point-in-time ADV pull per firm; watch = enroll firms in per-firm memory and get typed change events on your schedule; unwatch = drop firms from a watch; list-events = summarize a watch; report = a one-off cohort-exposure report.",
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          },
          "firms": {
            "title": "Firms (CRD numbers or {name, state})",
            "type": "array",
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          "cohortFilter": {
            "title": "Cohort filter (report / cohort watch)",
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          },
          "reportStartDate": {
            "title": "Report start date (report mode)",
            "type": "string",
            "description": "report mode only: the earlier of the two SEC feed snapshots to diff, as YYYY-MM-DD. Leave blank to use a trailing default window ending at the newest available feed. The report compares these two point-in-time snapshots only; it does not claim coverage of the days between them."
          },
          "reportEndDate": {
            "title": "Report end date (report mode)",
            "type": "string",
            "description": "report mode only: the later of the two SEC feed snapshots to diff, as YYYY-MM-DD. Leave blank to use the newest available feed."
          },
          "confirmCohort": {
            "title": "Confirm cohort enrollment",
            "type": "boolean",
            "description": "A cohort watch enrolls (and starts billing per matched firm) only when this is true. Leave false to get the free preview first.",
            "default": false
          },
          "triggers": {
            "title": "Triggers to fire",
            "type": "array",
            "description": "Subset of: crossed_aum_threshold (an actual upward band crossing, old < band <= new), regulatory_aum_changed (a filed RAUM move that stays within a band), advisers_added, advisers_removed, custody_changed, new_registrant, registration_scope_changed, new_disclosure, office_moved. Default is all. (deregistered is always reported.)"
          },
          "aumBands": {
            "title": "AUM bands for crossed_aum_threshold ($)",
            "type": "array",
            "description": "Thresholds for crossed_aum_threshold: a firm fires it only when its filed RAUM crosses a band upward (old < band <= new), reporting the highest band actually crossed. A move that stays inside one band fires regulatory_aum_changed instead. Default [100M, 250M, 1B, 5B]."
          },
          "webhookUrl": {
            "title": "Webhook URL (optional)",
            "type": "string",
            "description": "Optional https:// endpoint that receives a best-effort POST of the changes found this run. The dataset is always the durable record. Put a secret token in the URL if you need origin verification."
          },
          "watchId": {
            "title": "Watch ID",
            "type": "string",
            "description": "Names this watch's memory namespace (its own key-value store). Use one watchId per portfolio you track. Lowercase letters, digits and hyphens, 1-40 chars.",
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          }
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SEC Form ADV Monitor: RIA/Investment Advisor Change Alerts OpenAPI definition

OpenAPI is a standard for designing and describing RESTful APIs, allowing developers to define API structure, endpoints, and data formats in a machine-readable way. It simplifies API development, integration, and documentation.

OpenAPI is effective when used with AI agents and GPTs by standardizing how these systems interact with various APIs, for reliable integrations and efficient communication.

By defining machine-readable API specifications, OpenAPI allows AI models like GPTs to understand and use varied data sources, improving accuracy. This accelerates development, reduces errors, and provides context-aware responses, making OpenAPI a core component for AI applications.

You can download the OpenAPI definitions for RIA Change Radar: SEC Form ADV Monitor, Alerts & GTM Triggers from the options below:

OpenAPI.json

If you’d like to learn more about how OpenAPI powers GPTs, read our blog post.

You can also check out our other API clients:

RIA Change Radar: SEC Form ADV Monitor, Alerts & GTM Triggers API in Python

RIA Change Radar: SEC Form ADV Monitor, Alerts & GTM Triggers API in JavaScript

RIA Change Radar: SEC Form ADV Monitor, Alerts & GTM Triggers API through CLI

RIA Change Radar: SEC Form ADV Monitor, Alerts & GTM Triggers API

SEC Form ADV RIA Leads - AUM & Investment Adviser API

pink_comic/sec-form-adv-ria-leads

Search the official monthly SEC registered-investment-adviser Form ADV roster. Filter RIA firms by name, CRD, state, regulatory AUM, employees, accounts, services, private funds, custody, and disclosures. Returns source-linked compliance and wealth-tech lead evidence.

Ava Torres

🏛️ SEC Form ADV Adviser Watch — RIA Change Feed

nexgenwatch/form-adv-watch

SEC Form ADV / IAPD watch — new and changed investment advisers (RIA/ERA): registrations, AUM bands, status changes. Delta feed.

NexGen Watch

RIA Registration Delta Monitor — SEC Adviser Leads & AUM

malonestar/ria-registration-delta-monitor

Month-over-month RIA registration intelligence from the SEC monthly Investment Adviser data: new RIA registrations, terminations, AUM changes, state relocations, and ERA-to-RIA graduations. Lead sheets for advisor recruiters, custodian RIA sales, wealthtech GTM, and compliance consultants.

Kyle Maloney

SEC RIA Growth & Change Leads — Form ADV

scrapesignal_labs/sec-ria-change-monitor

Find RIAs showing real buying signals by comparing monthly SEC Form ADV reports for new registrations and changes in AUM, employees, accounts, offices, custody, and disclosures.

ScrapeSignal Labs

SEC Investment Adviser Scraper - RIA Firms & Advisor Leads

scrapesage/sec-investment-adviser-scraper

Scrape the official SEC IAPD registry: investment-adviser (RIA) firms & individual advisers with CRD/SEC numbers, full address, registration status, disciplinary disclosures, Form ADV brochures & lead score. Filter by state; monitor mode.

Scrape Sage

SEC Investment Adviser & RIA Firm Data Scraper

logiover/sec-investment-adviser-data-scraper

Export registered investment advisers and exempt reporting advisers from official SEC Form ADV roster files. Get CRD and SEC IDs, contact data, filing status, regulatory AUM, employees, accounts, custody and private fund metrics for thousands of firms.

Logiover

SEC Form ADV Tracker — Investment Adviser (RIA) Data

nexgendata/sec-form-adv-investment-adviser-tracker

Track Form ADV investment-adviser (RIA) records from SEC EDGAR — parsed, source-linked JSON for analysts, funds and AI agents. Official source. No API key. Pay per record.

NexGenData

Investment Adviser Data & RIA List — SEC Form ADV, IAPD

jungle_synthesizer/sec-form-adv-iapd-crawler

Build a registered investment adviser (RIA) list from SEC IAPD by CRD, firm name, state, or full sweep. Investment advisor data includes identity, SEC file number, registrations, notice filings, brochure URLs, Form CRS URL, and office address.

BowTiedRaccoon

SEC Investment Adviser Scraper — RIA Firm Leads & Form ADV

scrapersdelight/sec-adviser-scraper

One row per registered investment adviser FIRM, from the SEC's own Form ADV feed: firm name, CRD and SEC number, office address, phone, website, LinkedIn, regulatory AUM, employees, client counts, fees, custody and Item 11 disciplinary flags. 17,108 SEC-registered RIAs. No login.

Scrapers Delight

SEC IAPD Registered Investment Adviser (RIA) Firm Scraper

scrapers_lat/sec-iapd-investment-advisers-scraper

Scrape SEC / state Registered Investment Adviser firms from IAPD: CRD, SEC number, DBAs, office address, registration scope, notice-filing states, brochures and disclosure flags. Filter by name, CRD, state and scope.