SEC Form D — Funding Filings & Related Persons
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SEC Form D — Funding Filings & Related Persons
Find public SEC Form D private-offering filings with issuer names, offering amounts, reported amounts sold, industries, locations and related persons. Filter filing dates, state, industry and offering size; export source links for GTM and funding research.
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Mako
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25 days ago
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Find public SEC Form D filings and turn their issuer, offering and related-person details into structured research records. Use filing-date, location, industry and offering-size filters to narrow a review queue for GTM or funding research.
Read offering amount and amount sold separately. A filing can describe an offering still in progress or a first sale that has not yet occurred. It does not establish a completed funding round or that a company is ready to buy your product.
Try a recent filing search
{"maxItems": 25,"excludeFunds": true,"excludeAmendments": true}
Without dates, the Actor searches the last 7 days through today. Open the dataset, review offeringAmount and amountSold, then follow documentUrl to inspect the underlying filing. The example is an input template; recent matching filings are not guaranteed.
Narrow the research
| Input | Purpose |
|---|---|
startdt, enddt | Filing-date window in YYYY-MM-DD format |
query | SEC full-text search term |
state | Exact issuer state/country code as provided by the filing |
industry | Case-insensitive text contained in the industry group |
minOfferingAmount | Minimum reported offering target, not minimum amount sold |
excludeFunds | Apply the Actor's broad industry-exclusion rule; true by default |
excludeAmendments | Drop filings identified as amendments; false by default |
maxItems | Maximum output records; default 50 |
The excludeFunds rule also excludes matching real-estate, banking, oil/gas and mineral industry labels. Turn it off when those sectors matter to your research. Some filters are applied after filing retrieval, so strict filters can return fewer records than the requested maximum.
Output and interpretation
Rows include company and entity type, jurisdiction, city/state, source phone when available, industry, revenue-range label, offering and reported sold/remaining amounts, investor count, first-sale information and amendment flag. executives contains named related persons and their reported relationships; these are not verified purchasing decision-makers or enriched email contacts.
filingDate, accessionNumber and cik identify the filing. Use documentUrl for the source XML. filingUrl links to the issuer's Form D list rather than a unique document. Missing or unparseable amounts remain null.
Pricing
This Actor uses an Actor-start event, charged per GB of allocated memory with a minimum of one event. It currently has no separate per-output-record event. The start fee can apply even if the run returns no usable records.
Open the Pricing tab for the active rate and any subscription-tier discounts, then check allocated memory in the run settings. Output limits cap collection; they do not guarantee results.
Limits and recurring use
This version reads official SEC search results and filing XML. It has no persistent deduplication, automatic alert delivery or stored funding history. Repeated scheduled runs can return the same filing; use accession numbers to deduplicate downstream.
The search index, source access and bounded candidate retrieval limit coverage. Fetch failures are logged and can leave partial output. Check the run log and source documents before acting on results; a successful run is not proof that every filing in the date range was read. No SEC API key is required.