SEC Enforcement Actions MCP — EDGAR Litigation & Administrative avatar

SEC Enforcement Actions MCP — EDGAR Litigation & Administrative

Pricing

Pay per usage

Go to Apify Store
SEC Enforcement Actions MCP — EDGAR Litigation & Administrative

SEC Enforcement Actions MCP — EDGAR Litigation & Administrative

SEC Enforcement Actions MCP — EDGAR Litigation & Administrative Proceedings

Pricing

Pay per usage

Rating

0.0

(0)

Developer

Andrew Avina

Andrew Avina

Maintained by Community

Actor stats

0

Bookmarked

1

Total users

0

Monthly active users

5 days ago

Last modified

Share

SEC Enforcement Actions MCP — EDGAR Litigation & Administrative Proceedings

Search SEC enforcement actions including administrative proceedings, litigation releases, and trading suspensions from the SEC EDGAR full-text search system. Query by date range, action type, industry, or respondent to analyze regulatory enforcement patterns.

Inputs

ParameterTypeDefaultDescription
start_datestring2023-01-01Start date for search (YYYY-MM-DD)
end_datestringtodayEnd date for search (YYYY-MM-DD)
querystringorderSearch keyword
action_typestringallFilter: "Administrative Proceeding", "Litigation Release"
statestringallState of respondent
limitinteger20Maximum records to return

Outputs

FieldTypeDescription
action_idstringSEC action filing number
respondent_namestringName of entity or individual
action_datestringDate action was filed
action_typestringType of enforcement action
case_typestringCase category (Fraud, Insider Trading, etc.)
violationsstringStatutory violations alleged
relief_typestringType of relief ordered
relief_amount_usdfloatMonetary penalty or disgorgement amount
industrystringIndustry sector
statestringState of respondent

Use Cases

  • Compliance monitoring: Track SEC enforcement trends by industry or region
  • Due diligence: Research enforcement history for investment decisions
  • Legal research: Analyze penalty amounts and violation patterns
  • Risk analysis: Identify enforcement hotspots by sector or geography

Data Source

SEC EDGAR full-text search index (efts.sec.gov) for enforcement-related filings.