SEC Red Flag Monitor - Restatements and Insider Clusters

Monitor public companies for SEC filing red flags including restatements, late filings, restructuring items, executive changes, and clustered ownership filings.

Use this Actor as an Apify API for SEC filing red flags, public-company monitoring, restatement checks, late filing checks, executive-change monitoring, and insider filing cluster review.

Inspired by Printing Press sec-edgar: SEC submissions, 8-K item codes, late filings, restatements, and ownership filing concentration.

Use cases

• Monitor public vendors, customers, partners, or acquisition targets by ticker or CIK.
• Create watchlist rows for restatements, late filings, restructuring items, and executive changes.
• Review clustered ownership filings over a configurable window.
• Feed public-company risk signals into procurement, sales, investment, or research workflows.

Search-friendly workflows

• SEC filing red flag API for public-company risk monitoring.
• Restatement and late-filing monitor for vendor due diligence.
• Insider filing cluster report for investor research.
• Public-company risk watchlist for procurement teams.

Related suite

This Actor is part of the Security Risk Intelligence Suite:

• OSS Supply Chain Risk Report for package, lockfile, SBOM, and Docker image risk.
• SEC Red Flag Monitor for public-company filing risk.
• Startup Funding Signal Report for startup funding and traction signals.

Use the three together to build repeatable due-diligence, procurement, and security-review workflows from public data.

Public examples and tutorials: https://github.com/shamusj-create/security-risk-intelligence-apify

Suite positioning: see ../docs/suites/SECURITY_RISK_INTELLIGENCE_SUITE.md.

Pricing

Recommended pay-per-event pricing:

• Event: sec-red-flag-report
• Price: $0.75
• Unit: one bounded sec red flag report

The Actor charges before making public-data requests so Apify spending limits can stop work cleanly.

Example Input

{
    "tickersOrCiks": [
        "AAPL",
        "TSLA"
    ],
    "secContactEmail": "research@example.com",
    "lookbackDays": 180,
    "clusterWindowDays": 5,
    "minOwnershipFilingsForCluster": 3,
    "concurrency": 1
}

Output

Each dataset row includes a status, score, confidence, summary, recommendations, highlights, disambiguation details, metrics, source payloads, and timestamp.

This Actor uses public/read-only data sources. SEC-backed requests require secContactEmail and include it in the SEC fair-access User-Agent. The included research@example.com smoke-test default is only for local examples; use a real contact email for production runs.