New Investment Advisers — SEC, ERA and state RIA registrations, scored for B2B sales

Every investment adviser whose registration became effective in the last N days, from the SEC's IAPD daily compilation feeds (the same public data behind adviserinfo.sec.gov), with the Form ADV facts that matter to a seller and a deterministic 0–100 lead score. A newly approved adviser has a compliance program to build, a custodian to choose, books and records to archive, cyber controls to document and E&O to place — and it is public within a day or two of the order. The SEC's monthly bulk file lags by a month and omits state registrants; this reads the daily feeds.

What you get per registration

Field	Example
name, crd, secNumber	Alpha Edison Management Company, LLC, 284514, 801-137320
kind, regStatus, regDate	sec · sec_120 · era · state, APPROVED, 2026-10-23
leadScore, personas, flags	87, ["compliance_consulting","ria_tech","fund_services","custodian"], ["private_funds","10_plus_employees","has_custody"]
headline, summary	Alpha Edison Management Company, LLC registers with the SEC (Los Angeles, CA) · Effective 2026-10-23. 10 employees (7 advisory), $738M regulatory AUM across 34 accounts. Advises private funds…
raum, raumBucket, accounts, employees, advisoryEmployees	738000000, 500m_2b, 34, 10, 7
privateFunds, bdAffiliate, custody, performanceFees, disciplinary, eraVentureOnly	booleans from Form ADV Items 5, 7, 9, 11
street, city, state, zip, phone, website	the main office as filed
orgForm, stateOfOrg, noticeStates, stateRegistrations	Limited Liability Company, DE, ["CA","NY"], state approvals with dates
iapdUrl	the public firm page on IAPD

How the score works

Deterministic rules, no black box. SEC registration starts at 55; a 120-day-rule approval at 62 (the firm must reach $100M in regulatory AUM within 120 days or withdraw, and usually has no custodian or compliance program yet); exempt reporting advisers at 38; state registrations at 32. Plus regulatory-AUM tiers, +8 for private-fund advisers, +5 for broker-dealer affiliates (breakaways), +6 at ten or more employees, +3 for a website, +4 when notice-filed in five or more states; −15 for a disciplinary disclosure.

personas says who the firm is relevant to: compliance_consulting, ria_tech (CRM, portfolio, billing), custodian, archiving_surveillance, cyber_msp, eo_insurance, fund_services (administration and audit for private-fund advisers), recruiting_platforms (breakaways).

Input

• Lookback (days) — registrations effective within this window (default 14, up to 120).
• Registration kinds — SEC, SEC 120-day, exempt reporting, state (default: all).
• Main-office states, Minimum lead score, Private-fund advisers only, Maximum records (cost control).
• User-Agent — a contact string for the SEC's servers; optional.

Pricing

Pay per event. The first 25 records of every run are free. After that, a per-record charge (Lead), with a higher charge for records scoring 70+ (premium-lead). Filtered-out firms are never charged. A typical month has roughly 150–250 SEC and 120-day approvals, 150–300 exempt reporting advisers and 300–600 state registrations.

Source and limits

Public SEC IAPD compilation feeds (IA_FIRM_SEC_Feed, IA_FIRM_STATE_Feed), regenerated daily; two ~12 MB downloads per run. Form ADV publishes the main-office phone, address and website; the chief compliance officer's name and email (Item 1J) are withheld from the public record and are not provided or inferred. Not investment, legal or tax advice.

Using it from an AI agent

This Actor is available as an MCP tool through Apify's MCP server; the input schema above is the tool contract. Ask your agent for "advisers that registered with the SEC in the last 14 days in Texas with private funds".