SEC Form D Filings Feed: New US Private Offerings

Get a daily or weekly list of new Form D filings (SEC private placements and startup funding rounds): the notices US companies and funds file with the SEC when they raise money privately under Regulation D (Rule 506(b), 506(c), 504) or Section 4(a)(5). Each filing comes back as one clean record with issuer, state, industry, offering size, amount sold, investor count, exemptions, date of first sale and a link to the filing. The data comes from the official SEC EDGAR daily index and each filing's structured Form D XML, so there is no web scraping.

Last verified: 2026-10-16 (daily automated self-test against live SEC EDGAR data).

Who it's for

• Investors, lenders and service providers looking for companies that just raised or are raising private capital.
• Law, accounting and fund-administration firms, placement agents and B2B vendors that follow new raises every week (a Form D is a sign a company has fresh capital to spend).
• Market and fundraising research: private-raise activity by state, industry, size, fund type or exemption.
• Data pipelines and AI agents that need Form D data in a fixed schema (JSON, CSV, Excel).

What it does well

• Official source only: EDGAR daily form index plus each filing's primary_doc.xml, read at a polite 5 requests per second (the SEC's fair-access limit is 10).
• Filters that matter: issuer state, industry sector or group, minimum offering size, minimum amount already sold, exemption (Rule 506(b), 506(c), 504), fund type (venture capital, private equity, hedge), young issuers only (formed within 5 years), issuer name keywords, new filings or amendments, and an option to drop investment funds and keep operating companies.
• Placement agents: the broker-dealer firms paid to sell the offering, as firm names only.
• Scheduled feeds: turn on Only new since last run and each run returns only filings it hasn't given you before.
• Entity-level data only: no names of executives, directors, promoters, signers or brokers (see Data and privacy).

Why choose this Actor

Reliability	20 of 20 runs succeeded since launch (Oct 16, 2026); reads EDGAR at 5 requests/second, under the SEC fair-access limit; throttling and server errors are retried with exponential backoff (up to 6 attempts)
Source	SEC EDGAR daily index + each filing's structured Form D XML (official, no scraping)
Repeat use	Only new since last run for daily or weekly schedules; new filings or amendments
Filters	Issuer state, industry, minimum offering size, minimum amount sold, exemption (506(b), 506(c), 504), fund type, young issuers, name keywords, operating companies only
Fields	Issuer, CIK, state, industry, offering size, amount sold, investors, exemptions, first-sale date, placement-agent firms, filing link
Compliance	Entity-level data only: no executive, director, promoter or signer names
Price	$5.00 per 1,000 filings, no start fee; filings that don't match your filters are free

Quick start

New Form D filings from the last 7 days (default input):

{ "lastNDays": 7, "filingType": "new", "maxResults": 100 }

Operating companies raising $1M+ in California and Texas, tech and health care:

{
  "lastNDays": 7,
  "states": ["CA", "TX"],
  "industrySectors": ["Technology", "Health Care"],
  "excludePooledFunds": true,
  "minOfferingAmountUsd": 1000000,
  "maxResults": 500
}

Startup funding feed (operating companies formed in the last 5 years that already sold $250k+):

{ "lastNDays": 7, "excludePooledFunds": true, "onlyYoungIssuers": true, "minAmountSoldUsd": 250000, "maxResults": 200 }

New venture capital funds being raised:

{ "lastNDays": 14, "investmentFundTypes": ["Venture Capital Fund"], "maxResults": 200 }

Rule 506(c) offerings (issuers allowed to advertise to accredited investors):

{ "lastNDays": 7, "exemptions": ["506c"], "maxResults": 200 }

Weekly feed: save the input as a task with Only new since last run on, add a schedule (for example Mondays 9:00 ET), and export to CSV or Google Sheets, or connect a webhook (ACTOR.RUN.SUCCEEDED) to your CRM, Zapier, Make or n8n. Latest results by API: https://api.apify.com/v2/actor-tasks/<TASK_ID>/runs/last/dataset/items?format=csv&status=SUCCEEDED.

Backfill: set Filed on or after and Filed on or before, for example 2026-09-01 to 2026-09-30.

What you get

Field	Description
issuer_name, cik	Primary issuer and its SEC Central Index Key
accession_number, form_type, is_amendment, previous_accession_number	Filing identity; D = new notice, D/A = amendment
filing_date	Date the SEC received the filing
issuer_city, issuer_state, issuer_state_or_country, issuer_state_or_country_name, issuer_zip	Principal place of business as filed
issuer_street	Only when Include issuer street address is on (default off)
jurisdiction_of_incorporation, entity_type, year_of_incorporation, incorporation_age	Year is given on the form only for issuers formed within the last five years
industry_group, industry_sector, investment_fund_type	Form D Item 4 (for example Biotechnology, Other Technology, Pooled Investment Fund: Venture Capital Fund)
revenue_range, aggregate_net_asset_value_range	Issuer size as filed (most issuers choose "Decline to Disclose")
federal_exemptions, federal_exemption_codes	For example Rule 506(b), Rule 506(c), Investment Company Act Section 3(c)(1)
date_of_first_sale, first_sale_yet_to_occur, offering_more_than_one_year	Timing
securities_offered, securities_other_description	Equity, Debt, Pooled investment fund interests, Other (for example SAFE)
minimum_investment_usd	Minimum investment accepted from outside investors
total_offering_amount_usd, total_amount_sold_usd, total_remaining_usd	null with the matching *_indefinite flag set to true when the issuer reports "Indefinite"
percent_sold	Amount sold as a % of the offering amount
has_non_accredited_investors, number_non_accredited_investors, total_number_already_invested	Investors
sales_commissions_usd, finders_fees_usd, gross_proceeds_to_related_persons_usd	Fees and use of proceeds as filed
placement_agent_firms	Broker-dealer firms paid sales compensation (firm names only, never individual representatives)
sales_compensation_recipients_count, related_persons_count	Counts only, no names of people
co_issuers	Other issuers on the same filing (CIK and name)
filing_url, form_xml_url, retrieved_at	Links to the filing on EDGAR, and provenance

The run also saves RUN_SUMMARY with the window, the newest SEC daily index it read, how many filings were listed, scanned and returned, and any errors.

Example record

{
  "issuer_name": "ADA Payments Technologies, Inc.",
  "cik": "2157886",
  "accession_number": "0002157886-26-000001",
  "form_type": "D",
  "is_amendment": false,
  "filing_date": "2026-10-15",
  "issuer_city": "MANHATTAN BEACH",
  "issuer_state": "CA",
  "issuer_zip": "90266",
  "jurisdiction_of_incorporation": "DELAWARE",
  "entity_type": "Corporation",
  "year_of_incorporation": 2025,
  "industry_group": "Other Technology",
  "industry_sector": "Technology",
  "federal_exemptions": ["Rule 506(b)"],
  "date_of_first_sale": "2026-08-11",
  "securities_offered": ["Other"],
  "securities_other_description": "Simple Agreement for Future Equity (SAFE)",
  "minimum_investment_usd": 25000,
  "total_offering_amount_usd": 500000,
  "total_amount_sold_usd": 35000,
  "total_remaining_usd": 465000,
  "total_number_already_invested": 1,
  "related_persons_count": 1,
  "filing_url": "https://www.sec.gov/Archives/edgar/data/2157886/000215788626000001/0002157886-26-000001-index.htm"
}

Coverage and freshness

• All Form D and D/A filings on EDGAR, about 250-400 per business day, from any state or country. More than half are investment funds (hedge, private equity, venture and other funds). Use Exclude investment funds to keep operating companies only.
• Freshness: the SEC posts each day's index in the evening, usually around 10 PM US Eastern. A filing made today is normally available from tomorrow morning. Weekends and federal holidays have no index.
• Speed: filters on state, industry and amount are applied after each form is read, at about 5 forms per second. A whole week of filings (about 1,200-1,800) takes about 4-6 minutes to scan, and runs stop as soon as Max results is reached.
• A Form D is a notice, not proof that money was raised. The amounts are as reported by the issuer, often while the offering is still open. Amendments (D/A) update the amount sold.

Pricing

Pay per result: $0.005 per filing ($5.00 per 1,000) saved to the dataset. No start fee. Filings that are scanned but don't match your filters are free, and empty runs cost nothing. Apify Store discount tiers pay less per filing:

Apify Store discount tier	Per 1,000 filings
No discount (Free / Starter)	$5.00
Bronze	$4.65
Silver	$4.35
Gold and above	$4.00

Filings	Price (no discount)
100	$0.50
1,000	$5.00
10,000	$50.00

Set Max results to cap what a run can cost.

Data and privacy

Form D lists related persons (executive officers, directors and promoters) with names and addresses, and the people who sign the form and receive sales commissions. This Actor never returns them:

• Not returned: related-person names, addresses and relationships; signer names and titles; sales-compensation recipient names, CRD numbers and addresses; the issuer's phone number. Only counts (related_persons_count, sales_compensation_recipients_count) are kept, plus the names of broker-dealer firms in placement_agent_firms (a recipient's own name is used only when it is itself a firm).
• Issuer street address is off by default. You get city, state or country, and ZIP. Turn on Include issuer street address to also get the street as filed (some small issuers list a home address).
• Issuer names are the legal names of companies and funds. Some contain a person's name.

You are responsible for using the data lawfully, including anti-spam, telemarketing and privacy laws that apply to any outreach you do.

FAQ

What is a Form D? A short notice that companies and funds file with the SEC within 15 days of the first sale in a private offering that relies on Regulation D (for example Rule 506(b) or 506(c)). It shows who is raising, how much, from how many investors and under which exemption.

How do I get only startups, not investment funds? Turn on Exclude investment funds and Only young issuers. Add Minimum amount already sold to skip offerings that have not raised anything yet.

How do I track new funds (VC, private equity, hedge)? Set Investment fund types, for example ["Venture Capital Fund"].

Does it include the founders' or executives' names? No. People listed on the form are never returned, only counts.

How fresh is it? Next-day. The SEC posts each day's index in the evening, and filings are available from the next morning.

Can AI agents use it? Yes. It works through the Apify MCP server and the Apify API, every input field is described for automated use, and you pay only per returned filing. Example: POST https://api.apify.com/v2/acts/cpt_engineering~form-d-private-offerings-feed/run-sync-get-dataset-items with the JSON input as the body.

Fair access to SEC EDGAR

The Actor identifies itself to the SEC in its User-Agent and stays at about 5 requests per second, below the SEC's limit of 10. If you run large or frequent pulls, add your own email in Your contact email for SEC, which the SEC asks automated tools to provide. It is sent only to sec.gov and is not stored in the output. If the SEC throttles a request, the Actor waits and retries.

Related Actors

• US Company Lookup & KYB Verification: verify that issuers or other companies are registered in CO, CT, NY, OR, PA or TX (status, formation date, registry ID).
• US New Business Registrations: newly formed LLCs and corporations from six states' official open data.

Support

Open an issue on this Actor or email cpt-datatools@mail.grokbot.com. We reply to issues and support emails within 1 business day.

Changelog

• Oct 16, 2026 (night): daily automated self-test with source schema-change detection; Last verified line; support response promise.
• Oct 16, 2026 (evening): price set to $5.00 per 1,000 filings (tiers $4.65 / $4.35 / $4.00).
• Oct 16, 2026: launched: daily EDGAR index + Form D XML, filters, Only new since last run.

Limitations

• Next-day data. Today's filings are not available until the SEC posts the daily index.
• Data is as filed, with no enrichment (no websites, emails or phone numbers).
• Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. EDGAR is a registered trademark of the SEC, and the name is used here only to describe the data source.