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SEC Form ADV Registered Advisers

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Structured Form ADV firm roster from official SEC Investment Adviser Information FOIA ZIPs (registered/exempt). Not EDGAR filing lists, ticker maps, company profiles, XBRL, Form 4, 13F, Form D, indexes, or EFTS.

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Pay per usage

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Developer

Dmitry Ostrovsky

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8 days ago

Last modified

Input

roster (registered | exempt, default registered)
snapshot (optional): e.g. ia09012026, 2026-09-01, or 09012026 — omit to auto-pick the latest matching ZIP from the index
maxFirms (integer, default 25, max 200)
state (optional exact Main Office State, e.g. CA)
nameContains (optional substring on Primary Business Name or Legal Name)
statusContains (optional substring on SEC Current Status)
crd (optional exact Organization CRD#)

Output

Curated firm fields (not all ~448 CSV columns): organizationCrd, secNumber, cik, firmType, primaryBusinessName, legalName, main-office address/phone, secCurrentStatus, secStatusEffectiveDate, latestAdvFilingDate, formVersion, websiteAddress, approxOwnAssets, umbrellaRegistration, totalRelyingAdvisers, roster, snapshotId, sourceUrl.

Rows prefer latestAdvFilingDate descending when parseable.

SEC User-Agent

SEC fair-access rules require a User-Agent with a contact. This Actor reads SEC_USER_AGENT and defaults to sec-form-adv-registered-advisers (dostrovsky@gmail.com).

Docs: https://www.sec.gov/os/accessing-edgar-data

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