SEC Form D Funding Radar & Sales Leads

Unofficial community Actor. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. This is not investment or legal advice.

Turn official SEC Regulation D filings into structured funding and prospecting signals. The Actor scans SEC daily indexes, parses each Form D XML filing, filters out noise, and can calculate real changes against the prior filing for D/A amendments.

Try a ready-made example

• Newly funded companies
• Technology and biotech funding leads
• California company funding leads
• New York company funding leads
• Company filings reporting $2 million or more sold

Each example has editable filters. Run it, then export JSON or CSV or call the same Actor through the API. One record represents one SEC filing; the same company can have multiple filing records.

What it delivers

• issuer name, CIK, entity type, incorporation jurisdiction, address, and phone;
• industry, security types, exemption rules, and date of first sale;
• total offering, amount sold, remaining amount, minimum investment, and investor count;
• directors and executive officers listed as related persons;
• previous accession plus amount, investor, offering-size, and minimum-investment deltas for amendments;
• canonical SEC filing, XML document, and raw submission URLs;
• stateful deduplication for schedules, webhooks, API calls, and MCP workflows.

By default, pooled investment funds are excluded so the dataset emphasizes operating-company leads. Disable that filter when fund formation is the target market.

Sample results

These records were returned by a validation run on October 2, 2026 (UTC). Follow the official filing link to verify the disclosure. Your live results depend on the date, filters and scan limit.

Issuer	Industry	Reported amount sold	Source
Solaris Endovascular Inc.	Biotechnology	$4,972,500	SEC filing
US Positronix Inc.	Other Technology	$2,030,000	SEC filing

Example input

{
  "lookbackDays": 7,
  "includeAmendments": true,
  "fetchPreviousForAmendments": true,
  "excludePooledInvestmentFunds": true,
  "industries": ["Technology", "Biotechnology"],
  "minimumAmountSoldUsd": 250000,
  "userAgent": "Your Company sec-data@example.com",
  "stateKey": "funding-leads",
  "onlyNew": true,
  "maxItems": 100
}

Good lead workflows

• funding-triggered outbound for recruiters, agencies, SaaS, legal, accounting, and insurance teams;
• alerts when an offering adds investors or reports additional capital sold;
• state- or industry-specific funding feeds delivered to a CRM or Slack;
• fund-formation tracking by including pooled investment funds.

SEC fair access

The Actor stays below the SEC's current 10 requests/second fair-access limit and downloads only the indexes and filings required by the input. SEC guidance asks automated clients to declare a company/app and contact email in the User-Agent; replace the public profile fallback with your monitored business email for production schedules.

Pricing

$0.006 per delivered record ($6 per 1,000), with platform usage included and no start fee. The live price shown in the Apify Store Pricing tab is the source of truth. The result event represents one delivered filing record, including amendment deltas when available. Filings rejected by your filters and already delivered filings skipped by onlyNew do not generate a result charge. Your run's maximum total charge limits delivery.

Export and API

Run the Actor, then open the Dataset tab to export JSON, CSV, Excel, or XML. Amounts are reported in USD as disclosed in the filing; missing or indefinite amounts remain null.

To integrate from your own application, call the Apify run endpoint with your own API token:

curl --request POST \
  'https://api.apify.com/v2/actors/signalfoundryhq~sec-form-d-funding-radar/run-sync-get-dataset-items?format=json&timeout=180&memory=256&maxTotalChargeUsd=1' \
  --header "Authorization: Bearer $APIFY_TOKEN" \
  --header 'Content-Type: application/json' \
  --data '{"lookbackDays":7,"includeAmendments":true,"excludePooledInvestmentFunds":true,"minimumAmountSoldUsd":250000,"maxFilingsScanned":100,"onlyNew":false,"maxItems":25,"userAgent":"Your Company ops@example.com"}'

Replace the User-Agent contact with your company's real contact before running. For repeated incremental calls, enable onlyNew and keep a distinct stateKey for each feed. Avoid concurrent runs sharing a state key. A successful run with no matching leads returns an empty dataset; it is not evidence that no funding occurred outside the scanned window.

Data-use note

Form D is a notice filing, not SEC approval of an offering and not investment advice. Verify any record against the linked SEC filing before acting on it.

Local development

npm install
export ACTOR_TEST_PAY_PER_EVENT=true
npm test
npm start