HK SFC Enforcement — 證監會執法 API
Pricing
from $100.00 / 1,000 enforcement events
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HK SFC Enforcement — 證監會執法 API
Track Hong Kong SFC enforcement actions (public records). Clean JSON for analysts and AI agents.
HK SFC Enforcement — 證監會執法 API
Pricing
from $100.00 / 1,000 enforcement events
Track Hong Kong SFC enforcement actions (public records). Clean JSON for analysts and AI agents.
Filter SFC enforcement disclosures by action category. 'ALL' returns everything. 'DISCIPLINARY' = SFC disciplinary actions (reprimand, fine, suspension, revocation) against licensed corporations or representatives under the SFO. 'PROSECUTION' = criminal prosecutions brought by the SFC (market manipulation, insider dealing, unlicensed activity). 'PENALTY' = monetary penalties / fines published in enforcement news. 'RESTRICTION' = cold-shoulder orders, disqualification orders, suspension of dealings, restriction notices.
Filter by sanctioned party type. 'ALL' returns everything. 'INDIVIDUAL' covers responsible officers, licensed representatives, directors and other natural persons. 'FIRM' covers licensed corporations, brokerages, asset managers, and corporate entities.
Lower bound on the SFC decision / publication date in ISO format (YYYY-MM-DD). Combine with decision_date_to to build a quarterly compliance report or a 90-day enforcement-trend window. Leave empty for no lower bound.
Upper bound on the SFC decision / publication date in ISO format (YYYY-MM-DD). Pair with decision_date_from to bound the enforcement window. Leave empty for no upper bound.
Optional case-insensitive keyword filter applied across the party name, the breach summary, and the regulatory basis. Use to surface enforcement actions tied to a specific firm, scheme type (e.g. 'insider dealing', 'market manipulation', 'AML', 'short selling'), or breached Ordinance section (e.g. 'SFO s.300').
