Pricing

from $200.00 / 1,000 enforcement events

🇭🇰 HK SFC Enforcement · 證監會紀律處分檢控罰款

Hong Kong Securities & Futures Commission enforcement disclosures: disciplinary actions, fines (HKD), prosecutions, licence suspensions, cold-shoulder & disqualification orders. Compliance & KYC monitoring — Bloomberg/Refinitiv alternative.

Pricing

from $200.00 / 1,000 enforcement events

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0.0

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Developer

NexGenData

Actor stats

Bookmarked

Total users

Monthly active users

3 days ago

Last modified

Categories

Business

Automation

Action type

action_type

Optional

Filter SFC enforcement disclosures by action category. 'ALL' returns everything. 'DISCIPLINARY' = SFC disciplinary actions (reprimand, fine, suspension, revocation) against licensed corporations or representatives under the SFO. 'PROSECUTION' = criminal prosecutions brought by the SFC (market manipulation, insider dealing, unlicensed activity). 'PENALTY' = monetary penalties / fines published in enforcement news. 'RESTRICTION' = cold-shoulder orders, disqualification orders, suspension of dealings, restriction notices.

Type:string

Default:ALL

Options:

ALLDISCIPLINARYPROSECUTIONPENALTYRESTRICTION

Party type

party_type

Optional

Filter by sanctioned party type. 'ALL' returns everything. 'INDIVIDUAL' covers responsible officers, licensed representatives, directors and other natural persons. 'FIRM' covers licensed corporations, brokerages, asset managers, and corporate entities.

Type:string

Default:ALL

Options:

ALLINDIVIDUALFIRM

Decision date — from (YYYY-MM-DD)

decision_date_from

Optional

Lower bound on the SFC decision / publication date in ISO format (YYYY-MM-DD). Combine with decision_date_to to build a quarterly compliance report or a 90-day enforcement-trend window. Leave empty for no lower bound.

Type:string

Decision date — to (YYYY-MM-DD)

decision_date_to

Optional

Upper bound on the SFC decision / publication date in ISO format (YYYY-MM-DD). Pair with decision_date_from to bound the enforcement window. Leave empty for no upper bound.

Type:string

Keyword filter (party name or breach text)

keyword

Optional

Optional case-insensitive keyword filter applied across the party name, the breach summary, and the regulatory basis. Use to surface enforcement actions tied to a specific firm, scheme type (e.g. 'insider dealing', 'market manipulation', 'AML', 'short selling'), or breached Ordinance section (e.g. 'SFO s.300').

Type:string

Max enforcement events returned

limit

Optional

Hard cap on total events returned in this run (1-2000). Each enforcement event is one dataset row. Premium pricing applies per row.

Type:integer

Minimum:1

Maximum:2000

Default:50

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