📋 Regulatory Filings MCP

The MCP server hedge fund analysts, activist-strategy desks, and VC researchers wire into their agents to replace WhaleWisdom, 8-K Push, PitchBook, and Bloomberg Terminal lookups — 17 tools covering every SEC filing that moves a stock, plus institutional + sovereign-wealth-fund tracking, options unusual activity, short interest, and the IPO / earnings calendar. Per-call PPE pricing, no $24K/yr seat.

Pipe SEC EDGAR Form 4 / D / 8-K / 13F, Schedule 13D activist filings, derived insider clusters, 13F position deltas, SWF holdings, IPO + earnings calendars, analyst targets, pre-IPO secondary prices, options unusual activity, short interest, and dividend aristocrats straight into Claude, Cursor, Cline, Windsurf, ChatGPT, or any agent that speaks MCP. Built by nexgendata on Apify Standby — sub-second cold start, structured JSON, zero plumbing.

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👤 Who buys this

• Hedge fund analysts running insider-cluster + 13F-delta + Schedule 13D pipelines on a Claude agent — replaces a $90/mo WhaleWisdom Premium seat per analyst.
• Activist-strategy desks tracking who's filing 13D/13G against which target — replaces an $8K/yr 13D Monitor subscription.
• VC + growth-equity researchers monitoring SEC Form D private offerings + pre-IPO secondary prices for SpaceX / Stripe / OpenAI tier names — replaces PitchBook at $1000+/mo.
• Event-driven traders wiring Form 8-K material events + corporate actions + earnings revisions into a real-time agent — replaces 8-K Push at $200/mo.
• Quant researchers backtesting insider clusters + options unusual activity signals — replaces a Bloomberg Terminal seat at $24K/yr.

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🛠️ The 17 tools

SEC core filings

Tool	What it returns
get_form_4_insider_trades(ticker, days_back, min_value_usd)	SEC Form 4 — officers/directors buying or selling their own stock
get_form_d_private_funding(state, days_back, min_amount)	SEC Form D — private offerings, hedge fund launches, exempt securities
get_form_8k_material_events(ticker, event_type, days_back)	SEC Form 8-K — M&A, executive changes, bankruptcy, earnings, going concerns
get_form_13f_holdings(filer_cik, quarter)	SEC Form 13F-HR — institutional position disclosures ($100M+ AUM)
get_schedule_13d_activist(target_ticker, filer, days_back)	SEC Schedule 13D / 13G — activist filings (>5% stake)

Derivative analytics (premium tier)

Tool	What it returns
detect_insider_cluster(ticker, days_window, min_insiders)	Multi-insider buying clusters — the smart-money signal
get_13f_delta(filer_cik, days_back)	New / increased / reduced / exit positions vs prior 13F filing
get_swf_holdings(fund, quarter)	Sovereign wealth fund US equity positions — Norway GPFG, GIC, ADIA, PIF

Calendar / events

Tool	What it returns
get_ipo_calendar(days_forward)	Upcoming IPOs — pricing date, shares, range, underwriters
get_earnings_calendar(days_forward, ticker)	Upcoming earnings — report dates, EPS + revenue estimates
get_earnings_estimates(ticker, days_back)	Analyst EPS estimate revisions
get_analyst_targets(ticker)	Wall Street price targets — high, low, mean, latest changes
get_pre_ipo_secondary(company)	Pre-IPO secondary prices — Forge, EquityZen, Hiive

Activity / unusual

Tool	What it returns
get_options_unusual_activity(ticker, min_volume_ratio)	Volume vs OI spikes, large blocks, suspected smart-money positioning
get_short_interest(ticker, days_back)	Short ratio, days-to-cover, % float short, changes vs prior
get_stock_splits_corporate_actions(days_forward)	Splits, spinoffs, mergers, special dividends
get_dividend_aristocrats(min_years)	S&P 500 companies with 25+ years of dividend increases

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⚡ Install

Claude Desktop

Add to your claude_desktop_config.json:

{
  "mcpServers": {
    "regulatory-filings": {
      "transport": "streamable-http",
      "url": "https://nexgendata--regulatory-filings-mcp.apify.actor/mcp?token=YOUR_APIFY_TOKEN"
    }
  }
}

Cursor

Add to your ~/.cursor/mcp.json:

{
  "mcpServers": {
    "regulatory-filings": {
      "url": "https://nexgendata--regulatory-filings-mcp.apify.actor/mcp?token=YOUR_APIFY_TOKEN"
    }
  }
}

Cline / Windsurf

Same pattern — point your MCP client at:

https://nexgendata--regulatory-filings-mcp.apify.actor/mcp?token=YOUR_APIFY_TOKEN

Get an Apify token at https://console.apify.com/account/integrations.

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🤖 Example agent workflows

"Find clusters of insider buys in semis last 14 days"

Agent → detect_insider_cluster(days_window=14, min_insiders=3)
     → filter results to sector="Semiconductors"
     → for each cluster: get_form_4_insider_trades(ticker=X, days_back=14)
     → return: NVDA (4 insiders, $12M), AMD (3 insiders, $3.8M), AVGO (3 insiders, $2.1M)

"Diff this 13F filer's Q3 vs Q4 holdings"

Agent → get_13f_delta(filer_cik="0001067983", days_back=120)   # Berkshire
     → group by action: new_positions, increases, decreases, exits
     → for top 5 by $-delta: get_form_4_insider_trades(ticker=X)
     → return: Berkshire added DPZ ($1.1B), exited PARA, trimmed AAPL by 100M sh

"Alert when SWF reduces NVDA position"

Agent → cron: get_swf_holdings(quarter="latest")
     → compare against last snapshot in agent memory
     → if NVDA position change < -10%: notify
     → enrich: get_schedule_13d_activist(target_ticker="NVDA")
                + get_form_4_insider_trades(ticker="NVDA", days_back=30)

"Pre-earnings setup for upcoming reports"

Agent → get_earnings_calendar(days_forward=7)
     → for each ticker:
         get_earnings_estimates(ticker, days_back=21)  # estimate trend
         get_analyst_targets(ticker)                    # consensus target
         get_options_unusual_activity(ticker)           # smart money positioning
         get_short_interest(ticker)                     # squeeze risk
     → return: ranked report with conviction score

"Activist target screen"

Agent → get_schedule_13d_activist(days_back=30)
     → for each new 13D filing:
         get_form_8k_material_events(ticker, days_back=7)
         get_short_interest(ticker)
     → return: new 13D targets ranked by short squeeze potential

"VC funding map"

Agent → get_form_d_private_funding(state="CA", days_back=14, min_amount=10_000_000)
     → enrich with pre-IPO secondary prices: get_pre_ipo_secondary(company=X)
     → group by sector + funding round size
     → return: California raises >$10M last 2 weeks

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💰 Pricing — transparent, per-call

Event	Price
MCP session start	$0.02 (one-time per session)
Filings tool call	$0.08 per call
Derived analytics returned (cluster / delta / SWF)	+$0.20 premium

A typical analyst workflow — ~50 tool calls/day, 10 of which hit analytics tier — runs ~$6/day ≈ $130/mo. A heavy quant pulling 500 calls/day runs ~$60/day.

Compared to the incumbents

Service	Cost	Coverage
Regulatory Filings MCP (this)	~$130/mo typical analyst	All 17 SEC + institutional + activity tools
WhaleWisdom Premium	$90/mo per seat	13F only — no 8-K, no insider clusters, no SWF
8-K Push	$200/mo	8-K alerting only — no 13F, no insider, no options
PitchBook	$1000+/mo per seat	Private market + VC — no SEC filings
Bloomberg Terminal	$24,000/yr per seat	Everything — but you're a Bloomberg user
Refinitiv Eikon	$22,000/yr per seat	Everything — same as Bloomberg

If a hedge fund replaces 1 WhaleWisdom seat + 1 8-K Push seat ($290/mo combined) with this MCP wired into Claude, they're paying ~$130/mo for broader coverage and agent-native delivery.

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🔗 Sister actors / cross-links

If you're building an institutional research stack on nexgendata, you'll also want:

• Global Equities Screener MCP — international exchange screeners (TSX, LSE, ASX, JPX, HKEX, NSE, B3, etc.)
• Sales Intelligence MCP — Crunchbase / LinkedIn / contact enrichment for the management teams behind the filings
• Finance MCP Server — Yahoo Finance, Finviz, CoinGecko, FX rates
• SEC Form 4 Insider Trading Scraper — standalone Form 4 actor (the engine behind this MCP's Form 4 tool)
• 13F Holdings Delta Tracker — standalone delta engine
• Insider Cluster Detector — standalone cluster signal
• Sovereign Wealth Fund Tracker — standalone SWF holdings
• Schedule 13D Activist Tracker — standalone activist filings

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🧰 Tech

• FastMCP + Apify Standby (streamable-http transport)
• Python 3.12 on apify/actor-python:3.12
• 17 tools, each wrapping a verified nexgendata SEC / institutional / event actor
• Session middleware idles out after 300s (recoups on next session start)
• Pay-per-event — no subscription, no seat lock-in

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📬 Support

Open an issue on the actor page or DM nexgendata on Apify. We ship fixes inside a day for paying users.

Affiliate link: apify.com/nexgendata/regulatory-filings-mcp?fpr=2ayu9b