SEC Regulatory Enforcement & Sanctions Tracker

Access FDA enforcement actions, SEC filings, and sanctions screening. One tool call for AI agent regulatory due diligence.

FDIC-insured bank financials & health: assets, deposits, net income, ROA, ROE, net interest margin, capital ratios by bank and quarter. For bank analysts, fintech, and risk teams.

Unified feed of FINMA (Switzerland) + MAS (Singapore) + SFC (Hong Kong) enforcement actions. Fines, bans, AML composition penalties, prosecutions, license revocations. One normalized schema, CHF/SGD/HKD + USD amounts, stable source URLs. The wealth-management compliance trifecta.

Tracks FTC cases and proceedings — consumer protection enforcement, antitrust, deceptive advertising, data security, and robocall cases.

Live feed of CFTC press releases, enforcement actions, settled orders, civil penalties, and regulatory proceedings from cftc.gov. For derivatives compliance, swap dealers, FCMs, and regulatory journalism.

Federal Reserve enforcement actions: consent orders, civil money penalties, cease-and-desist against banks and individuals, with effective/termination dates. For bank compliance, AML/BSA, fintech legal.

Monitor OFAC, UK OFSI & UN Security Council sanctions lists and get only the changes since the last run — new, removed and modified entities. For compliance, KYC/AML screening and watchlist change detection.

Track the EU Financial Sanctions Database consolidated list. Returns normalized JSON with names, aliases, type, regulation programme, dates, passport/ID, and addresses for AML/KYC, EU banks, and EU compliance.

Track the UK HM Treasury OFSI consolidated financial sanctions list. Returns normalized JSON with names, aliases, type, regime, dates, passport/ID, IMO, and addresses for AML/KYC, UK banks, and trade finance.

Track the UN Security Council consolidated sanctions list. Returns normalized JSON with names, aliases, type, committee, dates, identifiers, and addresses for AML/KYC, NGO compliance, bank screening, and exporters.