SEC Enforcement Tracker — Litigation, Proceedings & AAER avatar

SEC Enforcement Tracker — Litigation, Proceedings & AAER

Pricing

from $4.00 / 1,000 results

Go to Apify Store
SEC Enforcement Tracker — Litigation, Proceedings & AAER

SEC Enforcement Tracker — Litigation, Proceedings & AAER

Official SEC.gov enforcement feed: litigation releases, administrative proceedings and accounting & auditing enforcement (AAER). Filter by type, keyword, date. Defendants, release/file numbers, complaint links. Regulatory intel for compliance, securities lawyers, journalists.

Pricing

from $4.00 / 1,000 results

Rating

0.0

(0)

Developer

Berkan Kaplan

Berkan Kaplan

Maintained by Community

Actor stats

0

Bookmarked

2

Total users

1

Monthly active users

3 days ago

Last modified

Categories

Share

SEC Enforcement Actions ⚖️

🎉 Turn SEC enforcement into clean, structured data — no login, no API key, one row per action, with the respondent, action type, date, release and links. Built for compliance, legal and risk-research teams.

🔍 What is the SEC Enforcement Actions — and when should you use it?

Give this actor company or person names, or keywords and it returns matching actions from SEC enforcement and litigation releases (official open data) — as clean, deduplicated rows you can filter, export or feed to an AI agent. Every run queries the source live, so the data is as fresh as the registry itself.

Use it when you need: a SEC action company list for outreach; formation / status monitoring; or a canonical registry record for KYB and due diligence.

Use something else when: you need company firmographics — this is enforcement actions, not a company registry.

🤖 Use with AI agents

Already on the Apify MCP server? Ask for this Actor by name: foxlabs/sec-enforcement-actions.

Your agent can pay for its own runs. This Actor is pay-per-event with agentic payments, so an agent can discover it, run it and settle the bill over x402 (USDC on Base) or Skyfire — no Apify account or API token of its own. Billing is the same either way: per delivered record, never for errors.

Otherwise paste this into Claude, ChatGPT, Cursor or any MCP-enabled assistant:

I want to pull SEC action company records using the Apify Actor `foxlabs/sec-enforcement-actions`.
Input: `queries` is a list of company or person names, or keywords. `maxResultsPerQuery` caps rows per query.
Start with: {"queries":["undefined"],"maxResultsPerQuery":50}
Ask me what to look up, run the Actor, then summarise the rows as a table.

The machine-readable API, MCP config and OpenAPI definition live at apify.com/foxlabs/sec-enforcement-actions.md.

📋 Overview

Everything you need to turn SEC enforcement and litigation releases (official open data) into clean, structured data — in one actor, with no login, cookies or API key.

Why teams pick this actor:

  • Whole feed, one call — name or ID in, matching actions out.
  • 🧹 No empty-promise columns — only fields this registry actually fills; degenerate columns are removed.
  • 🔗 Stable identifiers — every row carries the source's own IDs, ready to join across runs and to other Fox Labs actors.
  • 💰 Pay only for results — per-row pricing, empty/failed lookups never billed.
  • 🤖 Agent-ready — MCP + x402 agentic payments.

✨ Features

  • 🔍 Name or ID lookup — relevance-ranked name search or exact registry-ID lookup.
  • 🏢 Full entity profile — status, legal form, formation date, address and the registry’s own contact fields.
  • 🧹 Clean schema — deduplicated camelCase rows, ready for CSV/Excel/JSON.

🎬 Quick Start

curl -X POST "https://api.apify.com/v2/acts/foxlabs~sec-enforcement-actions/runs?token=YOUR_TOKEN" \
-H "Content-Type: application/json" \
-d '{"queries":["undefined"],"maxResultsPerQuery":50}'

🚀 Getting Started (3 steps)

  1. Choose your targets — company or person names, or keywords.
  2. Set the capmaxResultsPerQuery limits rows per query.
  3. Run and export — get a clean dataset as JSON, CSV or Excel.

📥 Input

{"queries":["undefined"],"maxResultsPerQuery":50}
FieldTypeDescription
queriesarrayCompany or person names, or keywords.
maxResultsPerQueryintegerCaps rows per query.
maxConcurrencyintegerHow many queries to fetch at once.
includeRawbooleanAttach the source’s untouched record under raw.

📤 Output

One row per company, saved to the dataset. Every row also carries query, scrapedAt, and — when a lookup fails — an error explaining why (never silently dropped, never billed).

FieldDescription
releaseTypeRelease Type
releaseTypeLabelRelease Type Label
releaseNumberRelease Number
dateDate
dateTimeDate Time
respondentsRespondents
seeAlsoSee Also
detailUrlDetail Url
documentUrlsDocument Urls
sourceSource

💼 Use cases

1. Compliance screening — check a name against SEC actions. Input: company or person names. Output: actions + dates. Use: a screening result.

2. Risk research — analyse enforcement in a sector. Input: keywords. Output: actions + types. Use: a risk report.

3. Litigation monitoring — track new actions. Input: names, scheduled. Output: new actions. Use: an alert feed.

🔗 Integration

JavaScript / Node.js

import { ApifyClient } from 'apify-client';
const client = new ApifyClient({ token: 'YOUR_TOKEN' });
const run = await client.actor('foxlabs/sec-enforcement-actions').call({"queries":["undefined"],"maxResultsPerQuery":50});
const { items } = await client.dataset(run.defaultDatasetId).listItems();
console.log(items[0]);

Python

from apify_client import ApifyClient
client = ApifyClient('YOUR_TOKEN')
run = client.actor('foxlabs/sec-enforcement-actions').call(run_input={"queries":["undefined"],"maxResultsPerQuery":50})
for item in client.dataset(run['defaultDatasetId']).iterate_items():
print(item)

Automation (n8n / Zapier / Make): schedule or webhook → HTTP request to the actor API with your queries → handle the JSON dataset → push to a sheet, CRM or dashboard.

📊 Pricing

Pay-per-event: per delivered record. Empty or failed lookups are never billed. View current pricing.

❓ FAQ

Do I need an account, login or API key? No. This reads SEC enforcement and litigation releases (official open data).

What do I search by? Company or person names, or keywords.

How current is the data? Every run queries the source live, so results are as fresh as the registry.

What does each row cover? One SEC enforcement/litigation action: respondent, action type, date, release number and links.

Can I export to CSV / Excel / JSON? Yes — directly from the Apify dataset.

🐛 Troubleshooting

  • Fewer rows than expected — raise maxResultsPerQuery, or refine the name.
  • A name returns an unexpected entity — it matched a similar registered name; search the exact registry ID.
  • No rows for a name — try the entity’s exact legal name or its registry ID.

This actor reads public SEC enforcement and litigation releases. Results can still contain personal data (e.g. a person’s name); personal data is protected by the GDPR and similar laws, so only process it with a legitimate basis. See Apify’s blog post on the legality of web scraping.

🤝 Support & contact

Changelog

0.1 — 2026-09-07

  • Dropped empty-promise columns. Removed fileNumber, commentsDue, commentsDueRaw — SEC enforcement and litigation releases (official open data) does not carry them, so they were shipped as always-null columns. Only fields this source actually fills are now emitted.
  • Enabled AI-agent payments (x402) + rebuilt the README to the full standard (What-is / when, AI-agents + x402 agentic payments + MCP, Overview, Features, Use cases, Integration, FAQ, Troubleshooting, Support & contact).

0.0

  • Initial release: data from SEC enforcement and litigation releases (official open data) by name or registry ID.