Compliance Intelligence MCP Server

SEC EDGAR intelligence for AI agents — enforcement actions, company filings, and SEC registration lookup. No API key required.

View on Apify | MCP Endpoint

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Comparison

See how Compliance Intelligence MCP compares to Bloomberg Compliance and LexisNexis.

COMPARISON.md

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What It Does

Give AI agents direct access to SEC EDGAR — enforcement actions, company filings, and SEC registration data for compliance, due diligence, and regulatory monitoring.

• Enforcement actions — search FDA/SEC enforcement actions by company, product type, or classification
• Company filings — pull 10-K, 10-Q, 8-K, proxy statements from SEC EDGAR
• Company info — SEC registration, CIK, state of incorporation, SIC codes, officers

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Quick Start

Add to your MCP client:

{
  "mcpServers": {
    "compliance-intelligence-mcp": {
      "url": "https://compliance-intelligence-mcp.apify.actor/mcp"
    }
  }
}

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Tools

Tool	Price	Description
screen_entity	$0.08	SEC EDGAR enforcement actions for company or individual
get_company_filings	$0.05	SEC EDGAR filings: 10-K, 10-Q, 8-K, proxy, Form 4
get_company_info	$0.05	SEC EDGAR registration: CIK, SIC, state, officers

screen_entity

When to call: AI agent doing compliance screening, M&A due diligence, or regulatory risk assessment. Example AI prompt: "Show me any SEC enforcement actions involving Tesla or Elon Musk in the last 5 years."

get_company_filings

When to call: AI agent researching a company's financial disclosures, governance changes, or regulatory filings. Example AI prompt: "Get the last 10 SEC filings for NVIDIA, including 10-K annual reports and 8-K material events."

get_company_info

When to call: AI agent looking up a company's SEC registration details — CIK, industry classification, state of incorporation. Example AI prompt: "What's Apple's SEC registration — CIK, state of incorporation, and SIC description?"

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Data Sources

Source	What's Available
SEC EDGAR	Enforcement actions, company filings, registration info
FDA openFDA	Drug and device enforcement actions

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Pricing

Tool	Per Call
screen_entity	$0.08
get_company_filings	$0.05
get_company_info	$0.05

No subscription. Pay per use via Apify PPE. No API keys required.

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Example Calls

Screen for enforcement actions

screen_entity(company_name="Pfizer", max_results=10)

Returns:

{
  "company_name": "Pfizer",
  "total_actions": 3,
  "actions": [
    {
      "company_name": "Pfizer Inc.",
      "filed_date": "2023-06-15",
      "document_type": "AAER",
      "summary": "Accounting violations related to off-label promotion"
    }
  ],
  "risk_score": 45,
  "risk_level": "MEDIUM",
  "sources": ["SEC EDGAR"]
}

Get company filings

get_company_filings(cik="0000078518", form_type="10-K", max_results=5)

Returns:

{
  "cik": "0000078518",
  "company_name": "PFIZER INC.",
  "total_filings": 5,
  "filings": [
    {
      "form_type": "10-K",
      "filed_date": "2024-02-15",
      "description": "Annual report"
    }
  ]
}

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Connect to AI Agents

Claude Desktop / Cursor / Windsurf

{
  "mcpServers": {
    "compliance-intelligence-mcp": {
      "url": "https://compliance-intelligence-mcp.apify.actor/mcp"
    }
  }
}

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SEO Keywords

SEC EDGAR API, SEC enforcement actions, company filings API, AI agent compliance, EDGAR company search, SEC registration lookup, CIK lookup, corporate compliance automation, M&A due diligence, regulatory monitoring, AI agent SEC research, COMPARISON.md

FAQ

Q: What data does it cover? A: SEC EDGAR enforcement actions, company filings, and SEC registration lookup — the signals compliance teams monitor, exposed as agent tools.

Q: Who is this for? A: Compliance teams, M&A due diligence, regulatory monitoring, and AI agents that need structured SEC intelligence.