SEC Form D Funding Scraper

Returns: one row per SEC Form D filing with companyName, fileDate, industryGroup, totalAmountSold, totalOfferingAmount, city, phone, relatedPersons. Input: {"daysBack": 7, "states": ["CA"], "industryGroups": ["Other Technology"], "maxItems": 50} Best for: startup funding lead lists, tracking who raised money this week in a state or industry, investor and sales prospecting.

{
    "companyName": "Arkea Bio Corp.",
    "fileDate": "2026-10-09",
    "industryGroup": "Other Technology",
    "totalAmountSold": 14999995,
    "totalNumberAlreadyInvested": 2,
    "salesCommissions": 0,
    "findersFees": 0,
    "sourceUrl": "https://www.sec.gov/Archives/edgar/data/2004801/000200480126000001/primary_doc.xml"
}

What does SEC Form D Funding Scraper do?

SEC Form D Funding Scraper reads public SEC EDGAR Form D and D/A notices into structured filing records. Search by date, business location, industry and full-text keyword, then screen reported offering amounts, investor counts and federal exemption codes. No login or SEC API key is required.

The SEC Form D API alternative preserves issuer-reported amounts, public executive names, addresses and source links. Sales commissions and finder fees are included when disclosed, without extra requests. Each accession is a filing, not a unique company or a confirmed completed funding round. Related persons are officers, directors or promoters, not an investor list.

What data can you get from SEC Form D filings?

Every record comes straight from the filing's primary_doc.xml on sec.gov plus the EDGAR search index. Amounts are numbers in US dollars, dates are YYYY-MM-DD.

Field	Description
id	Same as accessionNumber, the stable record ID.
accessionNumber	SEC accession number that identifies this Form D filing.
cik	SEC Central Index Key of the issuer, 10 digits with leading zeros.
companyName	Issuer (company or fund) name as filed.
formType	'D' for a new notice, 'D/A' for an amendment.
fileDate	Date the filing was accepted by EDGAR (YYYY-MM-DD).
isAmendment	True when the filing amends an earlier Form D.
dateOfFirstSale	Date the first securities were sold (YYYY-MM-DD); null when the first sale has yet to occur.
industryGroup	Form D industry group, e.g. Other Technology, Biotechnology, Pooled Investment Fund.
investmentFundType	Fund kind on pooled-fund filings: Venture Capital Fund, Private Equity Fund, Hedge Fund or Other Investment Fund. Null for operating companies, so always null while excludePooledFunds is on.
entityType	Legal form of the issuer, e.g. Corporation, Limited Liability Company, Limited Partnership.
jurisdictionOfInc	State or country where the issuer is incorporated.
yearOfInc	Year of incorporation when filed (only given for issuers formed within the last five years).
revenueRange	Revenue range as filed, e.g. 'No Revenues', a revenue band, or 'Decline to Disclose'.
street1	Issuer street address, line 1.
street2	Issuer street address, line 2.
city	Issuer city.
stateOrCountry	EDGAR code of the issuer's state or country, e.g. CA, NY, L3 (Israel).
stateOrCountryDescription	Name of the issuer's state or country.
zipCode	Issuer postal code.
phone	Issuer phone number as filed.
totalOfferingAmount	Total amount being offered in USD; null when the offering is 'Indefinite'.
totalAmountSold	Amount already sold (raised) in USD at filing time.
salesCommissions	Disclosed sales commissions in USD; null when absent or nonnumeric.
findersFees	Disclosed finder fees in USD; null when absent or nonnumeric.
totalRemaining	Amount still to be sold in USD; null when 'Indefinite'.
minimumInvestmentAccepted	Minimum investment accepted from any outside investor, USD.
totalNumberAlreadyInvested	Number of investors who have already invested.
federalExemptions	Exemptions claimed, e.g. 06b (Rule 506(b)), 06c (Rule 506(c)).
securityTypes	Types of securities offered, e.g. isEquityType, isDebtType.
securityTypeLabels	The same types as readable labels, e.g. Equity, Debt.
signerName	Name of the person who signed the filing.
signerTitle	Title of the signer, e.g. CEO.
filingUrl	Link to the filing index page on sec.gov.
xmlUrl	Link to the filing's primary_doc.xml with the full Form D data.
sourceUrl	URL the record was read from (the filing's primary_doc.xml).
relatedPersons	Executives, directors and promoters with name, relationships, city and state.

Fields that a filing leaves empty are null (for example street2, yearOfInc for companies older than five years, or dateOfFirstSale when the first sale has yet to occur).

How to use SEC Form D Funding Scraper

1. Open SEC Form D Funding Scraper in Apify Console and go to the Input tab.
2. Choose the filing dates: either set Days back (the default 7 returns the last week of filings) or set startDate and endDate.
3. Optionally add States or countries as EDGAR location codes, such as CA, NY or TX, or L3 for Israel and X0 for the United Kingdom. Each code is searched separately and the results are merged.
4. Optionally pick Industry groups, a Minimum amount raised, a Minimum offering size or a Keyword (EDGAR full-text search, usually a word from the company name such as Therapeutics).
5. Decide whether to include amendments (Form D/A) and pooled investment funds. By default you get only new Form D filings from operating companies.
6. Set Maximum results and click Start. When the run finishes, export the dataset as JSON, CSV, Excel, XML or HTML, or read it through the API.

Tips:

1. Filings are returned newest first. Many companies file several Form Ds on the same day and each accession number is its own row.
2. The location filter uses the business address EDGAR has on file for the company. In rare cases this differs from the issuer address inside the filing, so a row found with CA can show another state in stateOrCountry. The Actor keeps such rows rather than hiding them.
3. Industry, amount and pooled-fund filters can only be checked after each filing is downloaded. Narrow filters therefore check many filings per result. Maximum filings to check (default 1000) bounds that work; raise it together with the run timeout for long date ranges.

Input

All fields are optional. With an empty input the Actor returns the newest Form D filings of the last 7 days from every location, without pooled funds and without amendments.

Field	Type	Required	Description
daysBack	integer	No	Filings from the last N days, 0-3650, default 7. Ignored when startDate is set.
startDate	string	No	First filing date, YYYY-MM-DD. Empty = use daysBack.
endDate	string	No	Last filing date, YYYY-MM-DD. Default today (UTC).
states	array of strings	No	EDGAR location codes (CA, NY, L3...). One search per code, results merged. Empty = all.
industryGroups	array of strings	No	Form D industry groups to keep, e.g. Other Technology, Biotechnology, or a category such as Health Care. Empty = all.
minAmountSold	integer	No	Keep filings with totalAmountSold at least this (USD).
minOfferingAmount	integer	No	Keep filings with totalOfferingAmount at least this (USD); excludes "Indefinite" offerings.
minInvestors	integer	No	Minimum reported investor count, default 0 (disabled).
federalExemptions	array of strings	No	Match any exact SEC code, e.g. 06b or 06c; default empty (all).
keyword	string	No	EDGAR full-text search words, usually part of the company name, e.g. Therapeutics.
includeAmendments	boolean	No	Also return Form D/A amendments. Default false.
excludePooledFunds	boolean	No	Drop VC, PE and hedge fund filings (industry "Pooled Investment Fund"). Default true.
maxItems	integer	No	Maximum results across all locations, 1-10000, default 50.
maxFilingsToCheck	integer	No	Maximum filings downloaded and checked against the filters, default 1000.
proxyConfiguration	object	No	Optional proxy. Default none: SEC does not need one.

Example input: technology offerings in New York in September and early October, amendments included.

{
    "startDate": "2026-09-01",
    "endDate": "2026-10-10",
    "states": ["NY"],
    "industryGroups": ["Other Technology"],
    "minAmountSold": 1000000,
    "includeAmendments": true,
    "excludePooledFunds": true,
    "maxItems": 10
}

Example input: biotech and pharma companies with "Therapeutics" in the name, all locations.

{
    "startDate": "2026-09-01",
    "endDate": "2026-10-15",
    "keyword": "Therapeutics",
    "industryGroups": ["Biotechnology", "Pharmaceuticals", "Other Health Care"],
    "maxItems": 10
}

Filters use AND between fields and OR within federalExemptions. For example, add "minInvestors": 5, "federalExemptions": ["06b", "06c"] to keep filings reporting at least five investors and either exemption. Codes are matched case-insensitively against the filing, not inferred from company names. An unknown code returns no matches. Investor and exemption filters run after XML downloads, so narrow searches may need a larger maxFilingsToCheck. The shared maxItems limit still applies across all locations.

Output

Each filing is one item in the run's dataset. This record comes from a local run for Massachusetts filings from October 1–10, 2026, with minInvestors: 2, federalExemptions: ["06B"] and maxItems: 1:

{
    "id": "0002004801-26-000001",
    "accessionNumber": "0002004801-26-000001",
    "cik": "0002004801",
    "companyName": "Arkea Bio Corp.",
    "formType": "D",
    "fileDate": "2026-10-09",
    "isAmendment": false,
    "dateOfFirstSale": "2026-09-28",
    "industryGroup": "Other Technology",
    "investmentFundType": null,
    "entityType": "Corporation",
    "jurisdictionOfInc": "DELAWARE",
    "yearOfInc": null,
    "revenueRange": "Decline to Disclose",
    "street1": "500 RUTHERFORD AVE",
    "street2": "STE. 302",
    "city": "CHARLESTOWN",
    "stateOrCountry": "MA",
    "stateOrCountryDescription": "MASSACHUSETTS",
    "zipCode": "02129",
    "phone": "(833) 275-3224",
    "totalOfferingAmount": 32999992,
    "totalAmountSold": 14999995,
    "totalRemaining": 17999997,
    "salesCommissions": 0,
    "findersFees": 0,
    "minimumInvestmentAccepted": 0,
    "totalNumberAlreadyInvested": 2,
    "federalExemptions": [
        "06b"
    ],
    "securityTypes": [
        "isEquityType"
    ],
    "relatedPersons": [
        {
            "firstName": "Frank",
            "middleName": null,
            "lastName": "Wooten",
            "relationships": [
                "Executive Officer",
                "Director"
            ],
            "city": "Charlestown",
            "stateOrCountry": "MA"
        },
        {
            "firstName": "Zachariah",
            "middleName": null,
            "lastName": "Serber",
            "relationships": [
                "Executive Officer"
            ],
            "city": "Charlestown",
            "stateOrCountry": "MA"
        },
        {
            "firstName": "Chris",
            "middleName": null,
            "lastName": "Rivest",
            "relationships": [
                "Director"
            ],
            "city": "Charlestown",
            "stateOrCountry": "MA"
        },
        {
            "firstName": "Wayne",
            "middleName": null,
            "lastName": "McNee",
            "relationships": [
                "Director"
            ],
            "city": "Charlestown",
            "stateOrCountry": "MA"
        }
    ],
    "signerName": "Frank Wooten",
    "signerTitle": "Chief Executive Officer",
    "filingUrl": "https://www.sec.gov/Archives/edgar/data/2004801/000200480126000001/0002004801-26-000001-index.htm",
    "xmlUrl": "https://www.sec.gov/Archives/edgar/data/2004801/000200480126000001/primary_doc.xml",
    "sourceUrl": "https://www.sec.gov/Archives/edgar/data/2004801/000200480126000001/primary_doc.xml"
}

Download the dataset as JSON, CSV, Excel, XML or HTML from the Storage tab, or fetch it with the API.

How much does it cost to scrape SEC Form D filings?

SEC Form D Funding Scraper is charged per result: you pay only for the filings returned, and maxItems caps that number. Filings checked but filtered out (wrong industry, too small, pooled fund) are free. See the Pricing tab for the current price. If you set a maximum cost per run, the Actor stops cleanly there and says so in the status message.

Use with AI agents (MCP)

Connect SEC Form D Funding Scraper to Claude, Cursor or any MCP client through the Apify MCP server:

{
    "mcpServers": {
        "apify": {
            "url": "https://mcp.apify.com/?tools=axiomworks/sec-form-d-scraper"
        }
    }
}

Example prompts:

1. "Find the technology startups in California that filed a Form D in the last 7 days and raised at least 1 million, and list their CEO and phone number."
2. "Which biotech companies with Therapeutics in their name filed SEC Form D since September 1? Show amount sold and offering size."
3. "Get this week's Form D filings from Texas and New York, excluding funds, and group them by industry."

Integrations and API

Run SEC Form D Funding Scraper from your own code with the Apify API. Set APIFY_TOKEN to your Apify API token (send it in the Authorization header, never in the URL).

Python

from apify_client import ApifyClient

client = ApifyClient("<YOUR_API_TOKEN>")
run = client.actor("axiomworks/sec-form-d-scraper").call(run_input={"daysBack": 7, "states": ["CA"], "maxItems": 50})
for item in client.dataset(run["defaultDatasetId"]).iterate_items():
    print(item["companyName"], item["totalAmountSold"])

JavaScript

import { ApifyClient } from 'apify-client';

const client = new ApifyClient({ token: '<YOUR_API_TOKEN>' });
const run = await client.actor('axiomworks/sec-form-d-scraper').call({ daysBack: 7, states: ['CA'], maxItems: 50 });
const { items } = await client.dataset(run.defaultDatasetId).listItems();

cURL

curl -X POST "https://api.apify.com/v2/acts/axiomworks~sec-form-d-scraper/run-sync-get-dataset-items" \
  -H "Authorization: Bearer $APIFY_TOKEN" \
  -H "Content-Type: application/json" \
  -d '{"daysBack": 7, "states": ["CA"], "maxItems": 50}'

On the Integrations tab you can send results to Google Sheets, Make, Zapier, n8n, Slack or a webhook. Schedule the Actor daily or weekly with daysBack set to 1 or 7 to get a running feed of new Form D filings.

FAQ

What do the fee fields mean? salesCommissions and findersFees copy the numeric amounts disclosed in the corresponding XML sections. Zero means an explicit zero; null means absent or nonnumeric. They do not prove payment, identify investors or establish the net proceeds of a completed financing.

Why did my run return 0 results? EDGAR had no Form D filings for your dates, locations and keyword, or none matched your industry, amount or fund filters. The status message explains whether filters or source access prevented results. Widen dates, loosen filters or retry later. Blocked targets finish successfully with zero records rather than adding error rows. SEC request spacing also applies to retries; each attempt uses only the time remaining in its request deadline. Invalid dates still fail validation with a message explaining the accepted format.

What are EDGAR location codes? US states use their two-letter postal codes (CA, NY, TX). Canadian provinces and other countries have EDGAR codes such as A6 (Ontario), A1 (British Columbia), L3 (Israel), X0 (United Kingdom), 2M (Germany), K7 (India), U0 (Singapore) or E9 (Cayman Islands). Common state and country names such as "California" or "Israel" are also accepted and converted.

What is the difference between Form D and Form D/A? Form D/A amends an earlier Form D, for example with a new amount sold. Set includeAmendments to true to get both; formType tells them apart.

Why are there pooled investment funds in Form D, and why are they excluded? VC, private equity and hedge funds file Form D too and make up a large share of filings. excludePooledFunds (on by default) drops them; turn it off to research funds, which also fills investmentFundType.

Why is totalOfferingAmount null? Some issuers file their offering size as "Indefinite", usually funds. totalOfferingAmount and totalRemaining are then null, while totalAmountSold is still a number.

Does it need a proxy? No. The SEC serves EDGAR to normal, rate-limited clients. The Actor sends a declared User-Agent and keeps to 5 requests per second, under the SEC's fair-access limit of 10. Rate-limited or failed requests are retried with backoff.

Is it legal to scrape SEC Form D filings?

Form D notices are public records that the SEC publishes on EDGAR for anyone to read. This Actor reads only that public data, with no login, and follows the SEC's fair-access rules for automated tools. The filings contain names of company officers and directors; if you store or use personal data, you are responsible for doing so lawfully (for example under GDPR or CCPA). This is not legal advice.

SEC Form D Funding Scraper is an independent tool. It is not affiliated with, endorsed by or sponsored by the U.S. Securities and Exchange Commission (SEC) or EDGAR.

Feedback

Found a bug or need a field that isn't here? Open an issue on the Issues tab and we'll look at it.