Form D Raise and Amendment Radar

Monitor public SEC Form D private-offering filings and D/A amendments for issuers, CIKs, states, and offering-size criteria you care about.

This Actor is built for B2B sales teams, market researchers, analysts, and investors who want a lightweight recurring feed of new private-offering events without manually checking SEC indexes.

What it does

• Finds recent exact D and D/A filings from public SEC daily form indexes.
• Filters by issuer name and CIK before fetching filing details.
• Optionally filters enriched records by issuer state and minimum offering amount.
• Separates amendments from new filings.
• Outputs source URLs, accession numbers, filing dates, retrieval timestamps, and parsed offering fields when available.
• Preserves evidence so users can inspect the original SEC filing before acting.

Common use cases

• Sales teams watching newly active private issuers.
• Market researchers tracking private-offering activity by geography or issuer list.
• Analysts monitoring D/A amendments and raise-progress changes.
• Operators who need a simple dataset or webhook-ready feed from Apify schedules.

Input

• mode: demo, recent, or watchlist. Demo mode is used for safe Store testing.
• issuerNames: optional issuer/company names to match case-insensitively.
• ciks: optional CIKs to match. The Actor normalizes CIKs to 10 digits.
• states: optional two-letter state filters applied after filing-detail enrichment.
• minOfferingAmountUsd: optional minimum total offering amount filter applied after enrichment.
• amendmentsOnly: when true, only emits exact D/A filings.
• maxResults: hard cap from 1 to 1,000.
• secUserAgent: application identity and administrative contact email sent to SEC automated-access endpoints.

Output

Each dataset item includes fields such as:

{
  "eventType": "new_filing",
  "issuerName": "ACME ROBOTICS INC",
  "cik": "0001234567",
  "formType": "D",
  "filingDate": "2026-01-02",
  "accessionNumber": "0001234567-26-000001",
  "issuerState": "CA",
  "offeringAmountUsd": 1000000,
  "amountSoldUsd": 250000,
  "investorCount": 3,
  "securityTypes": ["Equity"],
  "matchedReason": "Matched issuer name: acme",
  "sourceUrl": "https://www.sec.gov/Archives/edgar/data/1234567/0001234567-26-000001.txt",
  "retrievedAt": "2026-01-03T00:00:00.000Z",
  "disclaimer": "Unofficial product; not affiliated with or endorsed by the U.S. Securities and Exchange Commission..."
}

What it does not do

• It does not provide investment, legal, tax, compliance, or fundraising advice.
• It does not claim that a filing is verified funding or that the SEC approved an offering.
• It does not identify named investors.
• It does not enrich records with personal contact data.
• It is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.

Source and access notes

Data comes from public SEC EDGAR filing sources. SEC records are as-filed, may contain issuer errors, and can later be amended or corrected. Users should inspect original SEC filings before acting.

The Actor sends a declared User-Agent with an administrative contact email and only uses public SEC URLs. Configure secUserAgent with your company/application identity and contact email.

Pricing

The intended first public listing uses Apify pay-per-event pricing:

• qualified-filing-event: charged for each matched exact Form D filing emitted to the dataset.
• amendment-delta-event: charged for each matched D/A amendment emitted to the dataset.

The Actor stops early if the user's max cost per run is reached. Keep maxResults conservative for discovery runs, then schedule narrower watchlists for recurring use.

Suggested schedule

Run daily on weekdays with a saved issuer/CIK or geography filter. For broad discovery runs, use a conservative maxResults and review output quality before increasing volume.