SEC Form 144 & Corporate Actions

Normalize public SEC Form 144 restricted-sale notices and supported corporate-action filings into evidence-bound secCorporateActionEvent Dataset items.

What this Actor gives you

• exact issuer, accession, form, security, quantity, and filing evidence
• Form 144 modeled as a notice, never as proof that a sale occurred
• deterministic event IDs and explicit partial or unsupported outcomes
• structured SUMMARY and bounded ERRORS records

The production-confirmed release path parses real SEC Form 144 edgarSubmission XML. Tender, going-private, recommendation, and M&A shapes are retained in the bounded contract and offline tests, but this release does not claim full-universe live verification for every filing family.

Example input

{
  "queries": [
    {
      "requestId": "form144-by-company",
      "queryMode": "subjectCompany",
      "subjectCik": "320193",
      "detailKinds": ["restrictedSaleNotice"]
    }
  ],
  "maxFilings": 1,
  "maxResults": 1,
  "maxSourceRequests": 4,
  "maxDownloadBytes": 2097152,
  "outputSchemaVersion": "1.0",
  "outputMode": "full"
}

No caller URL or fuzzy company name is accepted. Use exact SEC identifiers and the executable input schema for all filters and limits.

Output

{
  "schemaVersion": "1.0",
  "recordType": "secCorporateActionEvent",
  "recordId": "sec-corpact:...",
  "requestIds": ["form144-by-company"],
  "coverageStatus": "complete",
  "source": [],
  "warnings": [],
  "data": {
    "detailKind": "restrictedSaleNotice",
    "subjectCompany": {},
    "filing": {},
    "securities": [],
    "quantity": {},
    "evidence": []
  }
}

Successful records go to the default Dataset. SUMMARY and ERRORS are separate default Key-Value Store records.

SEC Complete Data Suite

This is the filing-evidenced corporate-action layer of the SEC Complete Data Suite. It combines well with sec-document-content-extractor, sec-capital-formation-and-deal-aggregator, and sec-market-integrity-aggregator. It never starts another Actor itself.

Limits, runtime, and cost

Runs are bounded to 20 queries, 100 filings, 5,000 events, 500 SEC requests, and 104,857,600 downloaded bytes. Runtime and the price displayed by Apify depend mainly on filing discovery, source downloads, and emitted records. Start with the one-record example.

Trust and limitations

• Form 144 is a restricted-sale notice, not a confirmed transaction.
• A deal is never marked completed without direct SEC filing evidence.
• No market-price reaction, fuzzy entity matching, legal conclusion, or trade signal is produced.
• This independent community Actor is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
• Output is public-source processing, not legal, compliance, transaction, or investment advice.

For support, use the Actor's Issues tab and include the run ID and bounded input. Never post tokens or private data.