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SEC Proxy, Governance & Vote Data

Under maintenance

Pricing

from $0.05 / 1,000 governance records

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SEC Proxy, Governance & Vote Data

SEC Proxy, Governance & Vote Data

Under maintenance

Normalize SEC proxy proposals, issuer vote results, governance facts, and fund proxy votes with direct evidence.

Pricing

from $0.05 / 1,000 governance records

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BB

BB

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6 days ago

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SEC Proxy Governance and Vote Normalizer

S10 normalizes bounded, evidence-bound public SEC proxy meeting/proposal and 8-K Item 5.07 issuer-vote records. The direct source layer resolves official SEC submissions and primary documents with no redirects, at most three attempts, eight requests per second, and the configured request/byte/result ceilings. It validates input before source work and persists only Pydantic-validated Dataset, SUMMARY, and bounded ERRORS records; response bodies, exception text, and input values are never persisted.

The runtime parser handles conservative HTML layouts only: numbered proxy proposal headings plus annual/special meeting dates, and Item 5.07 tables with exactly one result row. It never aggregates director-election rows or infers a missing title, vote, or outcome. Fixed opt-in live preflight sources cover Apple's 2026 DEF 14A (0001308179-26-000008, aapl014016-def14a.htm) and Item 5.07 8-K (0001140361-26-006577, ef20060722_8k.htm). The two real minimal inputs are in examples/.

CIK requests resolve SEC submissions. Exact-accession requests are supported only with filerCik; an accession prefix is not a filer CIK and is never used to construct an archive URL. N-PX remains explicitly unsupported in this version: the actor emits PARSER_UNSUPPORTED rather than fabricating fund-vote records. It emits contract-valid secGovernanceRecord rows only and neither scores governance/ESG quality nor provides legal, investment, or voting advice.

See docs/implementation-spec.md and ../docs/sec-complete-suite/specialty-actors.md#8-s10-sec-proxy-governance-and-vote-normalizer.