SEC RIA New Registrations Scraper
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Pay per usage
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SEC RIA New Registrations Scraper
Scrapes newly registered Registered Investment Advisers (RIAs) from SEC bulk data. Filters by registration date, employee count, US only, and website presence.
Pricing
Pay per usage
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0.0
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Developer
Zsombor Szekeres
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0
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2
Total users
1
Monthly active users
8 days ago
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Pulls newly registered Registered Investment Advisers (RIAs) from the SEC's monthly bulk data export. Useful for identifying small, founder-led investment firms at the moment of registration — before they appear on any lead list.
Data Source
SEC Investment Adviser bulk data: sec.gov
Updated monthly by the SEC. No API key required.
Output Fields
| Field | Description |
|---|---|
| firm_name | Primary business name |
| legal_name | Legal registered name |
| website | Website URL from ADV filing |
| phone | Main office phone |
| city | Main office city |
| state | Main office state (2-letter) |
| employee_count | Total employees (Form ADV field 5A) |
| registration_date | SEC approval date |
| latest_filing_date | Most recent ADV filing date |
| sec_number | SEC registration number |
| crd_number | FINRA CRD number |
| firm_type | Registration type |
Input Options
| Parameter | Default | Description |
|---|---|---|
| maxDaysRegistered | 90 | Only firms registered within this many days |
| maxEmployees | 50 | Max employee count (0 = no filter) |
| usOnly | true | US firms only |
| requireWebsite | true | Only firms with a website listed |
| states | [] | Filter by state codes e.g. CA, NY (empty = all) |
| maxLeads | 200 | Max results to return |
Notes
- Employee count is self-reported by the firm on their Form ADV filing.
- Website and phone are from the ADV filing — may need verification.
- Principal/CEO name is not in this dataset. Enrich with Apollo or Clay using the website domain.
