Investment Adviser Data & RIA List — SEC Form ADV, IAPD
Pricing
from $0.80 / 1,000 record scrapeds
Build a registered investment adviser (RIA) list from SEC IAPD by CRD, firm name, state, or full sweep. Investment advisor data includes identity, SEC file number, registrations, notice filings, brochure URLs, Form CRS URL, and office address.
What will this data feed? E.g. lead lists, KYB checks, price tracking.
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Leave empty for a fresh run. To CONTINUE a previous run without paying again for records you already received, paste the resumeCursor value from that run's Output (the run's OUTPUT key), with the same filters. It has no effect when you look up specific records.
How to find firms. by_crd: look up specific CRD numbers. by_name: search by firm name. by_state: paginate all RIA firms in a state. full_sweep: iterate all US states (slow).
List of CRD (Central Registration Depository) numbers to look up. Used with mode by_crd only (ignored with a warning in other modes). Required when mode is by_crd. Example: ["106389", "13938"]
List of firm-name search terms. Used with mode by_name only (ignored with a warning in other modes). Required when mode is by_name. Fuzzy-matches the search index; first match per term is used.
US states — two-letter code (CA, NY, TX) or full name (California, New York, Texas). Used with by_state mode only (ignored with a warning in other modes). Selects firms registered or notice-filed in the state, wherever their main office is: to keep only firms headquartered there, also set mainOfficeStates. If empty in by_state mode, defaults to CA.
Keep only firms whose main office is in one of these states. Works with by_state, full_sweep, by_name and by_crd. Leave empty for no filter. Example: ["MI"] with mode by_state and states ["MI"] returns Michigan-headquartered firms only.
Keep only firms whose main-office ZIP matches. A 5-digit entry ("48009") matches that ZIP exactly (ZIP+4 in the record matches on its first five digits); a 3-digit entry ("480") matches every ZIP starting with it. Leave empty for no filter.
If true, also return firms with inactive IA scope (terminated or withdrawn). Default false: active firms only.
