Australia ASIC Enforcement — Regulatory Action Tracker
Pricing
from $200.00 / 1,000 enforcement actions
ASIC (Australian Securities & Investments Commission) enforcement disclosures: banning orders, civil penalties, infringement notices, court actions, AFS / credit licence cancellations, MDP outcomes, director disqualifications. Corporations Act / ASIC Act / NCCP intel.
Filter ASIC enforcement disclosures by action type. 'ALL' returns everything. 'BANNING' = banning orders against individuals (Corporations Act s.920A, NCCP s.80). 'CIVIL_PENALTY' = civil pecuniary penalty orders from the Federal Court. 'INFRINGEMENT' = infringement notices issued by ASIC under ASIC Act s.12GX (typically greenwashing, misleading advertising, DDO breaches). 'COURT_ACTION' = other Federal Court declarations and remedial orders. 'LICENCE_CANCEL' = AFS or Australian Credit Licence cancellations. 'CRIMINAL' = CDPP criminal prosecutions referred by ASIC. 'MDP' = Markets Disciplinary Panel outcomes. 'DISQUALIFICATION' = director disqualification orders under Corporations Act s.206F.
Lower bound on the date the ASIC action was issued / the court order was made (ISO YYYY-MM-DD). Combine with date_to to build a quarterly enforcement report or a 60-day trend window. Leave empty for no lower bound.
Upper bound on the date the ASIC action was issued (ISO YYYY-MM-DD). Pair with date_from to bound the window. Leave empty for no upper bound.
Case-insensitive substring match against the regulated entity name. Use for counterparty monitoring (e.g. 'Macquarie', 'Westpac', 'Vanguard'). Leave empty to skip.
Case-insensitive substring match against the named individual. Use for fit-and-proper / director-screening workflows (e.g. screening a prospective hire against ASIC banning orders).
