Japan FSA/SESC Enforcement

Japan FSA/SESC Enforcement is a NexGenData tool on Apify that returns enforcement notices and penalties from Japan's FSA and SESC.

Track Japan FSA and SESC enforcement notices (public records). Built for analysts, quants, fintech builders and AI agents.

Factual public data — not financial or investment advice.

📊 Sample Output

regulator	action_id	entity_type	action_type	action_date	summary_japanese
FSA	FSA-2026-20260917-1.html	unnamed	fine	2026-09-16	ベースフード（株）株式外２銘柄に係る相場操縦（課徴金納付命令）
FSA	FSA-2026-20260917-2.html	individual	fine	2026-09-16	公開買付け等に係る株式発行者役員からの情報受領者による（株）グッドスピード株式に係る内部者取引（課徴金納付命令）
FSA	FSA-2026-20260917-3.html	firm	fine	2026-09-16	ＥＮＥＣＨＡＮＧＥ（株）における四半期報告書等の虚偽記載（課徴金納付命令）
FSA	FSA-2026-20260917-4.html	firm	fine	2026-09-16	（株）Ｉーｎeにおける有価証券報告書の不記載（課徴金納付命令）
SESC	SESC-2026-20260915-1.html	unnamed	fine	2026-09-15	エコミック株式に係る相場操縦に対する課徴金納付命令の勧告について
SESC	SESC-2026-20260911-1.html	individual	fine	2026-09-11	公開買付者との契約締結者によるアイロムグループ株式に係る内部者取引に対する課徴金納付命令の勧告について

Real rows from run 8eMmhuMbwWQb80BLD on build 0.0.17 (2026-10-06), unedited apart from masked emails/phones and shortened long text; fields the source does not publish are empty.

🔧 Input reference

Field	Type	Default	What it does
regulator	string (FSA, SESC, both)	"both"	Which regulator to scrape. 'FSA' = Japan Financial Services Agency (金融庁) — supervisor of banks, securities firms, insurers, asset managers; issues administrative monetary penaltie…
action_type	string (fine, warning, license_revocation, recommendation, all)	"all"	Filter by enforcement action category. 'fine' = administrative monetary penalty (課徴金 kakaryōkin) under FIEA Articles 172 / 174 / 175. 'warning' = public warning to unregistered fi…
target_filter	string	""	Case-insensitive substring match against target firm/individual name (Japanese OR English) and the summary text. Use for counterparty monitoring — e.g. '野村' (Nomura), 'SBI', 'みずほ'…
date_from	string	""	Lower bound on the date FSA / SESC published or finalised the enforcement action (ISO YYYY-MM-DD). Defaults to 90 days before today if empty. Combine with date_to to build a quart…
date_to	string	""	Upper bound on the date FSA / SESC published or finalised the enforcement action (ISO YYYY-MM-DD). Defaults to today if empty.
max_actions	integer	25	Hard cap on total enforcement actions returned in this run (1-500). Each action is one dataset row. Per-row pricing applies.

🧾 JSON sample record

One real record from run 8eMmhuMbwWQb80BLD (emails/phones masked, long text shortened):

{
  "regulator": "FSA",
  "action_id": "FSA-2026-20260917-1.html",
  "target_entity_jp": null,
  "target_entity_en": null,
  "violator_description_jp": null,
  "related_issuer_jp": "ベースフード（株）",
  "entity_type": "unnamed",
  "action_type": "fine",
  "action_date": "2026-09-16",
  "summary_japanese": "ベースフード（株）株式外２銘柄に係る相場操縦（課徴金納付命令）",
  "summary_english": null,
  "fine_amount_jpy": null,
  "fine_amount_usd": null,
  "regulatory_basis": "FIEA administrative monetary penalty (課徴金納付命令)",
  "source_url": "https://www.fsa.go.jp/news/r8/shouken/20260917/20260917-1.html",
  "data_source": "live",
  "data_source_tag": "live"
}

💰 Pricing

Event	Price (USD)	When it is charged
Actor Start (apify-actor-start)	$0.005	Charged when the Actor starts running. Number of events charged depends on Actor memory (one event per GB, minimum one event).
Enforcement action (enforcement-action)	$0.1	Per enforcement/disciplinary action record returned

Pay-per-event: you pay only for what the run delivers. A run that delivers nothing bills no result events (only the actor-start event, when the actor defines one). Example: a run that delivers 100 results costs 100 × $0.1 = $10.00 plus the start fee.

🔗 Related Actors

More from the NexGenData Korea & Japan family:

• 5ch Thread Tracker — 5ちゃんねる API
• Japan bitFlyer & Coincheck Crypto — 暗号資産 API
• Japan BOJ Macro & JGB Auctions — 日銀 金融政策 API
• Japan Houjin Bangou Registry — 法人番号 API
• Japan JPO Patents & Trademarks — 特許検索 API
• Japan JPX Short Selling — 空売り残高 API

17 more in this family on the NexGenData Store page.

📊 What you get

Clean JSON, one record per action (full output has 17 fields):

• action_date — Action date
• action_id — Action id
• action_type — Action type
• data_source — Data source
• data_source_tag — Data source tag
• entity_type — Entity type
• fine_amount_jpy — Fine amount jpy
• fine_amount_usd — Fine amount usd
• regulator — Regulator
• regulatory_basis — Regulatory basis
• related_issuer_jp — Related issuer jp
• source_url — Source url
• summary_english — Summary english
• summary_japanese — Summary japanese
• target_entity_en — Target entity en
• target_entity_jp — Target entity jp
• violator_description_jp — Violator description jp

Pricing: $0.10 per action (Pay-Per-Event) — about 10 actions per $1.

🤖 Use with AI agents

Structured JSON built for LLM and agent pipelines — point Claude, the OpenAI Agents SDK, an n8n flow or any MCP-aware client at it and pull Japan FSA and SESC enforcement notices on demand.

Sample agent prompt:

List recent Japan FSA and SESC enforcement actions with target, action type and date.

Agentic payments (x402): Supports agentic payment via x402 — agents can call this actor with USDC, no API key required.

⏰ Run on a schedule

This is a monitoring play — schedule a recurring pull:

{
  "limit": 50
}

日本語について

この Actor は日本の金融庁（FSA）・証券取引等監視委員会（SESC）の行政処分・勧告の公開記録をクリーンな JSON で提供します。アナリスト、クオンツ、フィンテック開発者、AI エージェント向けに設計されています。「処分記録」ごとに課金され（1ドルあたり約 10 件）、定期実行に対応しているため、金融庁・SESC の処分モニタリングを毎日・毎週自動で取得できます。公開データであり、投資助言ではありません。

🔗 Related Japan actors

China data suite: EDINET Filings, TDnet Disclosures, JPX Short Selling, Houjin Registry

Cross-market hubs: APAC Disclosure Monitor, APAC IPO Calendar Sweep

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*Data from public Japanese market and government sources. Factual public data — not financial or investment advice.

公開データであり、投資助言ではありません。*