Japan FSA/SESC Enforcement — 証券監視委 API
Pricing
from $100.00 / 1,000 enforcement actions
Track Japan FSA and SESC enforcement notices (public records). Clean JSON for analysts, quants and AI agents.
Which regulator to scrape. 'FSA' = Japan Financial Services Agency (金融庁) — supervisor of banks, securities firms, insurers, asset managers; issues administrative monetary penalties (課徴金), business-improvement orders under FIEA Article 51, and license revocations under FIEA Article 52. 'SESC' = Securities and Exchange Surveillance Commission (証券取引等監視委員会), the FSA's enforcement arm focused on market misconduct: insider dealing, market manipulation, false disclosure, market-abuse investigations and prosecutorial referrals. 'both' = unified merged feed of FSA + SESC announcements, deduped by source URL.
Filter by enforcement action category. 'fine' = administrative monetary penalty (課徴金 kakaryōkin) under FIEA Articles 172 / 174 / 175. 'warning' = public warning to unregistered firms (e.g. unauthorized crypto-asset exchange operators under Payment Services Act §63-2). 'license_revocation' = registration revocation under FIEA §52, Insurance Business Act, or Trust Business Act. 'recommendation' = SESC recommendation to the Commissioner (勧告) OR FSA business-improvement order (業務改善命令). 'all' = every enforcement category.
Case-insensitive substring match against target firm/individual name (Japanese OR English) and the summary text. Use for counterparty monitoring — e.g. '野村' (Nomura), 'SBI', 'みずほ', '三井住友', 'Nomura', 'Daiwa', or a specific individual's name when chasing a known case. Leave empty to skip.
Lower bound on the date FSA / SESC published or finalised the enforcement action (ISO YYYY-MM-DD). Defaults to 90 days before today if empty. Combine with date_to to build a quarterly enforcement report.
Upper bound on the date FSA / SESC published or finalised the enforcement action (ISO YYYY-MM-DD). Defaults to today if empty.
