SEC Form ADV Tracker

Track Form ADV investment-adviser (RIA) records from SEC EDGAR, parsed into clean JSON. Built for analysts, funds, fintech builders and AI agents. Factual public SEC/EDGAR data — not financial or investment advice. Not affiliated with the U.S. SEC.

📊 What you get

Clean JSON, one record per record. Key fields (full output has 34 fields):

• firm_name — Company / filer name
• last_filing_date — Filing date
• filing_url — Direct sec.gov filing link Every record carries a direct sec.gov source link.

Pricing: $0.15 per record (Pay-Per-Event) — about 6 records per $1.

🤖 Use with AI agents

Structured, source-linked SEC data built for LLM and agent pipelines — point Claude, the OpenAI Agents SDK, an n8n flow or any MCP-aware client at it and pull Form ADV investment-adviser (RIA) records on demand.

Sample agent prompt:

Pull Form ADV data for a registered investment adviser — AUM, clients and disclosures.

Agentic payments (x402): Supports agentic payment via x402 — agents can call this actor with USDC, no API key required.

⏰ Run on a schedule

The recurring frame is the point — schedule a daily or weekly pull:

{
  "maxResults": 50
}

🔗 Related SEC actors

More compliance & oversight trackers: Comment Letter Monitor, Form NT Late-Filing, Litigation Releases, Fails-to-Deliver

Agent front doors: SEC Corporate Events MCP, Regulatory Filings MCP

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Data parsed from public SEC EDGAR filings. Factual public SEC/EDGAR data — not financial or investment advice. Not affiliated with the U.S. SEC.

🔌 Optional ADV Part 2 brochure link (paid add-on)

Set include_brochure: true to locate and return the direct link to each firm's Form ADV Part 2 brochure PDF on IAPD (brochure_pdf_url). Opt-in, default off; base output is unchanged. Billed separately — $0.10 per firm, only when a brochure is actually located.