SEC Form D Funding Leads

Get a list of companies that just raised money, straight from the SEC. When a US company sells shares or notes in a private round (a seed round, a Series A, a real estate syndication), it has to file a Form D with the SEC within 15 days of the first sale. This actor reads those filings from EDGAR and turns each one into a clean lead row: who raised, how much, from how many investors, who runs the company, and how to reach it.

Run it for a date range, or switch on monitor mode and schedule it daily to get only the filings that are new since the last run.

What you get for each filing

• Company: name, CIK, entity type, state and year of incorporation, and whether it was incorporated in the last five years
• Contact: street address, city, state, zip and the business phone number from the filing
• The raise: total offering size, amount already sold, amount remaining, minimum investment, number of investors, date of first sale, and whether non-accredited investors took part
• Classification: Form D industry group (for example Biotechnology, Other Technology, Commercial Real Estate), revenue range, exemption (Rule 506(b), 506(c), 504 and others), and the types of securities sold
• People: every related person listed on the filing (executive officers, directors, promoters) with their roles, plus a short executives list and the name and title of the person who signed
• Links: the SEC filing index page, the raw Form D XML and the company's list of Form D filings

Filters

• Issuer states: for example CA, NY, TX
• Industry groups: match on words such as Technology, Health, Biotechnology, Real Estate
• Exemptions: for example 06c for Rule 506(c) offerings
• Minimum amount raised and minimum offering size in USD
• Skip investment funds (on by default): drops hedge, VC, PE and real estate fund filings so you get operating companies
• Skip amendments (on by default): original filings only, no Form D/A
• Only companies incorporated in the last 5 years: a quick startup filter

Common uses

• Sales prospecting: companies that just closed a round are buying software, hiring and signing vendors. Reach them in the weeks after the raise.
• VC and deal research: track who is raising in your sector and state, how big the rounds are and who sits on the board.
• Fintech, banking and insurance: find newly funded companies that need business accounts, payroll, insurance or treasury services.
• Recruiting and agencies: spot companies with fresh capital before they post jobs.
• Market maps: count raises by industry, state and size over a period.

Input example

{
  "lookbackDays": 3,
  "states": ["CA", "NY"],
  "industries": ["Technology", "Health"],
  "minAmountSold": 500000,
  "excludePooledFunds": true,
  "excludeAmendments": true,
  "monitorMode": true,
  "monitorName": "ca-ny-tech-health"
}

Output example

{
  "company_name": "Hard Pill To Swallow, Inc.",
  "cik": "2159842",
  "accession_number": "0002159842-26-000001",
  "form_type": "D",
  "filing_date": "2026-10-09",
  "entity_type": "Corporation",
  "jurisdiction_of_incorporation": "Delaware",
  "year_of_incorporation": 2026,
  "incorporated_within_five_years": true,
  "street": "13157 Mindanao Way #391",
  "city": "Marina Del Rey",
  "state": "CA",
  "zip": "90292",
  "phone": "8455056767",
  "industry_group": "Manufacturing",
  "revenue_range": "No Revenues",
  "exemptions": ["06b"],
  "exemption_labels": ["Rule 506(b)"],
  "is_amendment": false,
  "date_of_first_sale": "2026-09-24",
  "securities_offered": ["equity"],
  "minimum_investment": 10000,
  "total_offering_amount": 1500000,
  "total_amount_sold": 30000,
  "total_remaining": 1470000,
  "number_of_investors": 2,
  "has_non_accredited_investors": false,
  "signer_name": "Daniel Ari Smith",
  "signer_title": "CEO",
  "related_persons": [
    { "name": "Daniel Ari Smith", "roles": ["Executive Officer", "Director", "Promoter"], "city": "Marina Del Rey", "state": "CA" }
  ],
  "executives": ["Daniel Ari Smith"],
  "filing_url": "https://www.sec.gov/Archives/edgar/data/2159842/000215984226000001/0002159842-26-000001-index.htm",
  "form_d_xml_url": "https://www.sec.gov/Archives/edgar/data/2159842/000215984226000001/primary_doc.xml",
  "company_filings_url": "https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=2159842&type=D"
}

Amounts are in US dollars. An offering marked "Indefinite" on the form has total_offering_amount: null and offering_amount_indefinite: true.

Pricing

You pay per lead delivered, plus a tiny start fee. Platform usage is included.

• $0.005 per lead (one filing that passed your filters)
• $0.001 per run start

Filings removed by your filters are not charged. In monitor mode, a daily run that finds nothing new costs only the start fee. A typical weekday has a few hundred Form D filings in total, and fewer after filters.

How it works

The actor uses the SEC's public EDGAR full-text search to list Form D filings for each day in the range, then downloads each filing's Form D XML from sec.gov. It identifies itself to the SEC and stays under the SEC's limit of 10 requests per second. No API key, login or proxy is needed.

Limits

• Data is exactly what the company filed. Form D has no email address and no website field, so neither is included. The phone number is the one on the form.
• Executive names come from the related persons section. Some filings list only a fund manager or a promoter.
• Filing dates follow EDGAR, which uses US Eastern time.
• A single run covers up to 92 days. Split longer periods into several runs.
• Not affiliated with or endorsed by the SEC. Form D data is public information.