SEC Form D Filing Monitor

SEC Form D Filing Monitor finds public Form D and D/A filings in SEC EDGAR. Give it a date range, issuer CIKs or accession numbers. You get one Dataset row per filing with filed offering amounts, issuer facts, amendment links and official SEC URLs. Data comes directly from official SEC EDGAR files; no login, API key or proxy is needed. The quick-start run takes a few seconds and costs about $0.004. A filing does not prove that a funding round closed.

Contents

• What it does
• Quick start
• Use cases
• Input reference
• Output reference
• Pricing
• Limits and source access
• API and export
• Troubleshooting
• FAQ
• Support

What it does

• snapshot: read a fixed scope once.
• backfill: read a bounded historical window. Completed quarters use SEC Form D data sets.
• monitor: save a checkpoint and return new accessions or changed source documents. Keep one checkpointName and one filter scope.

Each accepted D filing, D/A amendment or changed document is one Dataset row. The original filing remains a separate record. Amendments link only through a filed previous accession. The Actor does not infer a funding round, named investor, valuation or legal status.

Good fit: filing research, private offering data exports and a repeat watch of known issuers. Not a fit: verified funding rounds, contact enrichment, investment recommendations, all SEC forms or guaranteed real-time coverage.

Quick start

1. Open the Actor Input tab. The new form has a small CIK snapshot example. No SEC login or source API key is needed.
2. Run the example and open the Dataset. It includes one D and one D/A filing for the same issuer.
3. Open OUTPUT or RUN_SUMMARY to check coverage and warnings.
4. Replace the CIK and dates for your own search. Set the platform total charge cap before a run.

The UI example is separate from API defaults. Sending {} uses snapshot, market and the last seven completed UTC dates. It does not use the example CIK.

For a market-wide preset, open the ready task Export yesterday's SEC Form D filings. It saves up to 10 of yesterday's filings without related persons or sales compensation.

{
  "mode": "snapshot",
  "discovery": "cik",
  "startDate": "2026-09-01",
  "endDate": "2026-09-30",
  "ciks": [
    "0002152949"
  ],
  "includeRelatedPersons": false,
  "includeSalesCompensation": false,
  "maxResults": 10,
  "maxFilingsScanned": 100,
  "maxRequests": 20,
  "maxChargeUsd": 0.01
}

The date window is inclusive. This September 2026 example returns filed notices; it is not a live funding feed. Repeating this snapshot returns the same filings.

Use cases

Job	Input	Useful fields	Next step
Review issuer disclosures	discovery=cik, ciks, dates	issuer.primary, offering, SEC links	Export and inspect the source
Keep amendment history	mode=monitor, checkpointName	formType, amendment.previousAccessionNumber	Join on accession, retain earlier rows
Build a date export	discovery=market, bounded dates	filing.filedDate, stableId, industry	Check summary coverage before using the export
Filter filed values	minAmountSoldUsd, exemptionCodes	filedAmountSoldUsd, exemptionCodes	Compare filed facts, not verified cash

Input reference

All fields are optional at the top level. ciks is required when discovery=cik; accessionNumbers when discovery=accession; checkpointName when mode=monitor. Supply both dates or omit both.

Field	Type / bound	Runtime default	UI prefill	Effect
mode	string; snapshot, backfill, monitor	"snapshot"	"snapshot"	Snapshot, historical backfill or incremental monitor.
discovery	string; market, cik, accession	"market"	"cik"	Official SEC market index, exact CIK history or exact accession.
startDate	string;	yesterday / seven completed days	"2026-09-01"	Inclusive SEC filing date, YYYY-MM-DD; omitted for the monitor default.
endDate	string;	yesterday / seven completed days	"2026-09-30"	Inclusive SEC filing date, not the current UTC date.
daysBack	integer; 1–31	7	none	Completed calendar days ending yesterday when no explicit range is supplied.
ciks	array; max 100 items; items: string; ^[0-9]{10}$	[]	["0002152949"]	Exact ten-digit SEC CIKs; used by CIK discovery or as a filter.
accessionNumbers	array; max 100 items; items: string; ^[0-9]{10}-?[0-9]{2}-?[0-9]{6}$	[]	none	Exact SEC accessions with or without dashes; max 100.
issuerNameContains	string; max 200 characters	none	none	Case-insensitive filed issuer-name fragment; no external resolver.
statesOrCountries	array; max 100 items; items: string	[]	none	SEC state or country codes as filed, for example CA, NY or V7 (Sweden).
industryGroups	array; max 50 items; items: string	[]	none	Exact Form D industry group names, for example Pooled Investment Fund.
exemptionCodes	array; max 30 items; items: string	[]	none	Exact filed exemption codes, for example 06b, 3C or 3C.7.
minTotalOfferingAmountUsd	number; 0–unbounded	none	none	Filed USD value filter; not a verified funding filter.
minAmountSoldUsd	number; 0–unbounded	none	none	Filed USD value filter; never presented as verified funding.
includeRelatedPersons	boolean;	true	false	Include filed names and roles only; no address or enrichment.
includeSalesCompensation	boolean;	true	false	Include filed compensation fields and recipient names/roles where available.
checkpointName	string; max 120 characters	none	none	Required for monitor; names an isolated checkpoint scope. The old name stateKey is still accepted.
stateAction	string; USE, RESET, IGNORE	"USE"	none	USE/RESET for monitor; IGNORE is for stateless modes.
overlapDays	integer; 0–31	7	none	Replay window for late indexes and same-accession corrections.
maxResults	integer; 1–1000	100	10	Hard output cap; cap produces an explicit CAPPED status.
maxFilingsScanned	integer; 1–20000	5000	100	Hard candidate cap; cap does not claim complete coverage.
maxRequests	integer; 1–1000	200	20	Per-run request cap under the global 2 requests/second policy.
maxRuntimeSeconds	integer; 30–900	240	none	Bounded runtime guard.
maxChargeUsd	number; 0–5	1	0.01	Limits saved filing-row events only. The platform total charge cap also includes the automatic start event.

daysBack also sets the omitted-date snapshot/backfill window. stateAction defaults to USE, but stateless modes do not use a checkpoint; IGNORE is valid for stateless runs. In monitor, IGNORE is invalid. RESET explicitly resets the checkpoint for this scope.

Lists are trimmed and deduplicated. Empty lists apply no filter; they are invalid when that discovery route requires a nonempty list. Null optional values use the runtime default or no filter. An empty issuerNameContains applies no name filter. Invalid types, dates, CIKs or bounds produce INVALID_INPUT in the summary with no source work. Unknown keys are ignored.

Filters combine with AND. Values in each list match any listed value exactly, without case differences. State or country filters use SEC codes such as CA or V7, not country names. The issuer-name filter checks primary and co-issuer names after discovery. Numeric filters reject null amounts. No company-name resolver is included. An exact accession route derives an archive location from its accession CIK; agent-filed accessions can require the CIK route to find the issuer archive directory.

Monitor settings belong to a saved scope. A complete run advances its checkpoint after successful delivery. Partial, blocked, capped or uncertain writes do not advance it. Monitor output suppresses unchanged accessions and reports source corrections; it does not close or delete filings.

Output reference

The default Dataset contains filing rows only. Errors, warnings and summaries are not rows. OUTPUT and RUN_SUMMARY in the run key-value store contain the same run summary. Output links open the full Dataset JSON, the filing table and the summary.

Snapshot/backfill rows sort by accession. Monitor rows use the checkpoint event ordering. stableId is sec-form-d:<accessionNumber>; a correction keeps the accession identity. Dates use SEC filing dates; provenance.retrievedAt is the retrieval time in ISO UTC. Source strings are normalized to field values; there is no raw HTML or XML output.

A real output example

This is a trimmed row from the quick-start input. Related-person and compensation lists were disabled.

{
  "stableId": "sec-form-d:0001012975-26-000877",
  "accessionNumber": "0001012975-26-000877",
  "formType": "D",
  "filing": {
    "filedDate": "2026-09-10",
    "acceptanceDateTime": "2026-09-10T21:26:42.000Z",
    "submissionType": "D",
    "accessionCik": "0001012975",
    "primaryDocument": "primary_doc.xml",
    "archiveIndexUrl": "https://www.sec.gov/Archives/edgar/data/2152949/000101297526000877/0001012975-26-000877-index.htm",
    "sourceDocumentUrl": "https://www.sec.gov/Archives/edgar/data/2152949/000101297526000877/primary_doc.xml"
  },
  "issuer": {
    "primary": {
      "cik": "0002152949",
      "name": "Aspira Fund I (D) AB",
      "entityType": "Other",
      "jurisdictionOfIncorporation": "SWEDEN",
      "city": "STOCKHOLM",
      "stateOrCountry": "V7",
      "stateOrCountryDescription": "SWEDEN",
      "postalCode": "111 44"
    },
    "coIssuers": []
  },
  "industry": {
    "groupType": "Pooled Investment Fund",
    "groupDescription": null,
    "fundType": "Private Equity Fund",
    "revenueRange": "Decline to Disclose",
    "netAssetValueRange": null
  },
  "offering": {
    "firstSaleDate": "2026-08-18",
    "firstSaleYetToOccur": null,
    "durationYears": null,
    "moreThanOneYear": false,
    "securityTypes": [
      "POOLED_INVESTMENT_FUND"
    ],
    "isEquity": null,
    "isDebt": null,
    "isPooledInvestmentFund": true,
    "exemptionCodes": [
      "06b",
      "3C",
      "3C.7"
    ],
    "minimumInvestmentUsd": 0,
    "totalOfferingAmountUsd": 312741000,
    "filedAmountSoldUsd": 40540500,
    "filedTotalRemainingAmountUsd": 272200500,
    "totalOfferingIndefinite": false,
    "amountSoldIndefinite": false,
    "remainingAmountIndefinite": false,
    "fundingVerificationStatus": "FILED_VALUE_NOT_VERIFIED",
    "salesAmountClarification": "Total Offering Amount reflects interests offered and sold by the Issuer and its parallel funds to US and non-US persons. Total Offering Amount and Total Amount Sold converted from EUR to USD on August 18, 2026 at a rate of Euro 1 to USD 1.1583.",
    "useOfProceeds": {
      "grossProceedsUsedUsd": 0,
      "grossProceedsUsedIsEstimate": null,
      "clarification": "An affiliate of the Issuer will directly or indirectly receive a management fee or equivalent payment."
    }
  },
  "amendment": {
    "previousAccessionNumber": null,
    "linkStatus": "NOT_AN_AMENDMENT"
  },
  "provenance": {
    "sourceKind": "SUBMISSIONS_AND_ARCHIVE",
    "sourcePackageUrl": null,
    "sourceIndexUrl": "https://data.sec.gov/submissions/CIK0002152949.json",
    "sourceDocumentUrl": "https://www.sec.gov/Archives/edgar/data/2152949/000101297526000877/primary_doc.xml",
    "retrievedAt": "2026-10-09T09:22:27.506Z",
    "sourceFingerprint": "sha256:053651e9d3f77b2a06bbf063555051e3f697958f82b200b1585ed5feacf68d2c",
    "disclaimer": "Data is retrieved from public SEC EDGAR records. This Actor is not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission."
  }
}

Every filing field

null means missing, unavailable or unparseable under the source contract. Zero is a filed zero. An indefinite amount has a null numeric value and a separate flag. No missing amount is filled from another amount. All output groups are present.

Field path	Type	Meaning
recordType	string	Always FORM_D_FILING.
eventType	string	FILING_SAVED, AMENDMENT_SAVED or SOURCE_CORRECTION_UPDATED.
stableId	string	Stable accession identity; not a funding-round ID.
accessionNumber	string	Canonical SEC accession with dashes.
formType	string	D or D/A.
isAmendment	boolean	Whether this notice is an amendment.
filing.filedDate	string / null	SEC filing date, YYYY-MM-DD.
filing.acceptanceDateTime	string / null	SEC acceptance timestamp, ISO UTC (SEC index pages show Eastern time; the Actor converts it).
filing.submissionType	string / null	Submission type listed by SEC, usually D or D/A.
filing.accessionCik	string	CIK encoded in the accession; can differ from issuer CIK.
filing.primaryDocument	string / null	Primary Form D document name in the archive.
filing.archiveIndexUrl	string / null	Official SEC filing index page.
filing.sourceDocumentUrl	string / null	Official SEC Form D XML document.
issuer.primary.cik	string / null	Ten-digit SEC CIK of the issuer.
issuer.primary.name	string / null	Issuer name as filed.
issuer.primary.entityType	string / null	Filed entity type, for example Corporation or Limited Partnership.
issuer.primary.jurisdictionOfIncorporation	string / null	Filed jurisdiction of incorporation.
issuer.primary.city	string / null	City of the filed principal place of business.
issuer.primary.stateOrCountry	string / null	SEC state or country code, for example CA or V7.
issuer.primary.stateOrCountryDescription	string / null	Name for the state or country code, for example SWEDEN.
issuer.primary.postalCode	string / null	Filed postal code of the principal place of business.
issuer.coIssuers	array	Co-issuers on the same filing; empty when none.
issuer.coIssuers[].cik	string / null	Ten-digit SEC CIK of the co-issuer.
issuer.coIssuers[].name	string / null	Co-issuer name as filed.
issuer.coIssuers[].entityType	string / null	Filed entity type, for example Corporation or Limited Partnership.
issuer.coIssuers[].jurisdictionOfIncorporation	string / null	Filed jurisdiction of incorporation.
issuer.coIssuers[].city	string / null	City of the filed principal place of business.
issuer.coIssuers[].stateOrCountry	string / null	SEC state or country code, for example CA or V7.
issuer.coIssuers[].stateOrCountryDescription	string / null	Name for the state or country code, for example SWEDEN.
issuer.coIssuers[].postalCode	string / null	Filed postal code of the principal place of business.
industry.groupType	string / null	Filed industry group, for example Pooled Investment Fund.
industry.groupDescription	string / null	Free-text industry description when filed.
industry.fundType	string / null	Filed fund type for pooled funds, for example Private Equity Fund.
industry.revenueRange	string / null	Filed revenue range or Decline to Disclose.
industry.netAssetValueRange	string / null	Filed net asset value range for funds.
offering.firstSaleDate	string / null	Date of first sale as filed.
offering.firstSaleYetToOccur	boolean / null	True when the filer says the first sale has not happened yet.
offering.durationYears	number / null	Reserved field; currently always null.
offering.moreThanOneYear	boolean / null	True when the offering is expected to last more than one year.
offering.securityTypes	array	Filed security types, for example EQUITY, DEBT or POOLED_INVESTMENT_FUND.
offering.isEquity	boolean / null	True when equity is among the filed security types.
offering.isDebt	boolean / null	True when debt is among the filed security types.
offering.isPooledInvestmentFund	boolean / null	True when pooled fund interests are among the filed security types.
offering.exemptionCodes	array	Filed federal exemption codes, for example 06b or 3C.7.
offering.minimumInvestmentUsd	number / null	Filed minimum investment accepted, USD.
offering.totalOfferingAmountUsd	number / null	Filed total offering amount, USD; null when indefinite.
offering.filedAmountSoldUsd	number / null	Amount the filer reported sold, in USD; not independently verified.
offering.filedTotalRemainingAmountUsd	number / null	Filed amount remaining to be sold, USD.
offering.totalOfferingIndefinite	boolean / null	True when the total offering amount is filed as indefinite.
offering.amountSoldIndefinite	boolean / null	True when the amount sold is filed as indefinite.
offering.remainingAmountIndefinite	boolean / null	True when the remaining amount is filed as indefinite.
offering.fundingVerificationStatus	string	Always FILED_VALUE_NOT_VERIFIED.
offering.salesAmountClarification	string / null	Filer note about the amounts, for example a currency conversion.
offering.useOfProceeds.grossProceedsUsedUsd	number / null	Filed gross proceeds paid to named persons, USD.
offering.useOfProceeds.grossProceedsUsedIsEstimate	boolean / null	True when that amount is filed as an estimate.
offering.useOfProceeds.clarification	string / null	Filer note about the use of proceeds.
investors.hasNonAccreditedInvestors	boolean / null	True when non-accredited investors took part.
investors.totalInvestors	number / null	Filed number of investors who already invested.
investors.totalNonAccreditedInvestors	number / null	Filed number of non-accredited investors.
salesCompensation.hasSalesCompensation	boolean / null	True when sales compensation was filed.
salesCompensation.totalCommissionUsd	number / null	Filed sales commissions, USD.
salesCompensation.totalCommissionIsEstimate	boolean / null	True when commissions are an estimate.
salesCompensation.totalFinderFeesUsd	number / null	Filed finder fees, USD.
salesCompensation.totalFinderFeesIsEstimate	boolean / null	True when finder fees are an estimate.
salesCompensation.recipients	array	Filed compensation recipients; empty when none or disabled.
salesCompensation.recipients[].name	string / null	Recipient name as filed.
salesCompensation.recipients[].crdNumber	string / null	Recipient FINRA CRD number when filed.
salesCompensation.recipients[].associatedBrokerDealer	string / null	Associated broker-dealer name when filed.
salesCompensation.recipients[].solicitationStatesOrCountries	array	State or country codes where the recipient solicits.
salesCompensation.recipients[].foreignSolicitation	boolean / null	True when foreign solicitation is filed.
relatedPersons	array	Filed related persons; empty when none or includeRelatedPersons is false.
relatedPersons[].name	string / null	Person name as filed.
relatedPersons[].relationship	string / null	Filed relationship, for example Executive Officer or Director.
amendment.previousAccessionNumber	string / null	Only the source-disclosed previous accession.
amendment.linkStatus	string	NOT_AN_AMENDMENT, LINKED_EXPLICIT_PREVIOUS_ACCESSION, MISSING_PREVIOUS_ACCESSION, CONFLICT_CROSS_CIK or UNRESOLVED.
provenance.sourceKind	string	QUARTERLY_DATASET, DAILY_INDEX_AND_ARCHIVE, SUBMISSIONS_AND_ARCHIVE or ARCHIVE.
provenance.sourcePackageUrl	string / null	Quarterly SEC data set ZIP when used; otherwise null.
provenance.sourceIndexUrl	string / null	SEC index or submissions file that listed the filing.
provenance.sourceDocumentUrl	string / null	SEC document parsed for this row.
provenance.retrievedAt	string	Time this Actor read the source, ISO UTC.
provenance.sourceFingerprint	string	SHA-256 of the document or bounded source record.
provenance.disclaimer	string	Notice that the data is public SEC data and the Actor is not affiliated with the SEC.
calculated.remainingDifferenceUsd	number / null	Offering minus sold minus filed remaining; USD when all three exist.
calculated.remainingDifferenceStatus	string	CONSISTENT, DIFFERS_FROM_FILED_TOTAL_REMAINING or NOT_COMPUTED.

Full summary field reference

Dates are ISO UTC/date-only strings. Null means unknown or not used. Monitor revision is omitted in stateless runs.

Path	Type	Meaning
schemaVersion	number	Run identity or terminal outcome
status	string	Run identity or terminal outcome
runId	string	Run identity or terminal outcome
mode	string	Run identity or terminal outcome
requested.startDate	string	Normalized requested value; see Input reference
requested.endDate	string	Normalized requested value; see Input reference
requested.explicitDateRange	boolean	Normalized requested value; see Input reference
requested.discovery	string	Normalized requested value; see Input reference
requested.ciks	array of strings	Normalized requested value; see Input reference
requested.accessionNumbers	array of strings	Normalized requested value; see Input reference
requested.filters.issuerNameContains	string/null	Normalized requested value; see Input reference
requested.filters.statesOrCountries	array of strings	Normalized requested value; see Input reference
requested.filters.industryGroups	array of strings	Normalized requested value; see Input reference
requested.filters.exemptionCodes	array of strings	Normalized requested value; see Input reference
requested.filters.minTotalOfferingAmountUsd	number/null	Normalized requested value; see Input reference
requested.filters.minAmountSoldUsd	number/null	Normalized requested value; see Input reference
requested.caps.maxResults	number	Normalized requested value; see Input reference
requested.caps.maxFilingsScanned	number	Normalized requested value; see Input reference
requested.caps.maxRequests	number	Normalized requested value; see Input reference
requested.caps.maxRuntimeSeconds	number	Normalized requested value; see Input reference
requested.caps.maxChargeUsd	number	Normalized requested value; see Input reference
covered.startDate	string	Observed coverage; complete=false for uncertain work
covered.endDate	string	Observed coverage; complete=false for uncertain work
covered.complete	boolean	Observed coverage; complete=false for uncertain work
covered.sourceCount	number	Observed coverage; complete=false for uncertain work
counts.candidates	number	Work/output counter
counts.accepted	number	Work/output counter
counts.duplicates	number	Work/output counter
counts.errors	number	Work/output counter
counts.skippedByCap	number	Work/output counter
counts.requests	number	Work/output counter
counts.retries	number	Work/output counter
counts.bytes	number	Work/output counter
accounting.unitPriceUsd	number	Row accounting; total including start is in Run API
accounting.chargeableRows	number	Row accounting; total including start is in Run API
accounting.estimatedChargeUsd	number	Row accounting; total including start is in Run API
accounting.maxChargeUsd	number	Row accounting; total including start is in Run API
accounting.ppeEnabled	boolean	Row accounting; total including start is in Run API
accounting.actualChargeKnown	boolean	Row accounting; total including start is in Run API
accounting.actualChargedRows	number	Row accounting; total including start is in Run API
accounting.actualChargeUsd	number/null	Row accounting; total including start is in Run API
sources[].kind	string	Source observation; may be PARTIAL
sources[].url	string	Source observation; may be PARTIAL
sources[].status	string	Source observation; may be PARTIAL
sources[].requestedStartDate	string	Source observation; may be PARTIAL
sources[].requestedEndDate	string	Source observation; may be PARTIAL
sources[].coveredStartDate	string	Source observation; may be PARTIAL
sources[].coveredEndDate	string	Source observation; may be PARTIAL
sources[].candidates	number	Source observation; may be PARTIAL
sources[].bytes	number	Source observation; may be PARTIAL
sources[].warnings	array of strings	Source observation; may be PARTIAL
state.action	string	Checkpoint outcome; no advance on incomplete work
state.committed	boolean	Checkpoint outcome; no advance on incomplete work
state.stateVersion	number/null	Checkpoint outcome; no advance on incomplete work
state.scopeHash	string/null	Checkpoint outcome; no advance on incomplete work
state.stateRevision	number	Checkpoint outcome; no advance on incomplete work
timing.startedAt	string	Run time; durationMs is milliseconds
timing.finishedAt	string	Run time; durationMs is milliseconds
timing.durationMs	number	Run time; durationMs is milliseconds
warnings	array of strings	Bounded diagnostics; no source bodies

Related persons are disclosed officers, directors or promoters, not named investors. Recipient lists carry filed names, CRD values, associated brokers and solicitation codes, without street addresses. Privacy switches return empty name lists and null compensation amounts when disabled. hasSalesCompensation may still report the presence of filed compensation.

Summary fields and results

Field / result	Meaning
schemaVersion, status, runId, mode	Summary version, outcome, run identity and selected mode
requested	Dates, discovery, CIK/accession lists, filters and caps actually normalized
covered.startDate, covered.endDate, covered.complete, covered.sourceCount	Observed source coverage; read source warnings as well
counts.candidates, accepted, duplicates, errors, skippedByCap, requests, retries, bytes	Work and output counters; accepted rows are chargeable
accounting.unitPriceUsd, chargeableRows, estimatedChargeUsd, maxChargeUsd	Filing-row price, row count and row-only estimate/cap
accounting.ppeEnabled, actualChargeKnown, actualChargedRows, actualChargeUsd	Charge acknowledgement; actual USD can be null. Run API is the total-billing record, including start
sources[]	Each source kind, URL, requested/covered dates, status, candidates, bytes and warnings
state	Whether a checkpoint was used/committed; revision, version and scope hash when used
timing	Start, finish and duration in milliseconds
warnings[]	Bounded diagnostic messages; no raw bodies
COMPLETE	Useful complete bounded scope
NO_FILINGS, NO_NEW_FILINGS	Complete search with zero matches; or no new monitor event
CAPPED, PARTIAL	Work stopped at a bound or source coverage is incomplete; rows may still be useful
BLOCKED, RATE_LIMITED, TRANSIENT_ERROR, TECHNICAL_ERROR	Source or resource failure, not a valid empty search
INVALID_INPUT, NOT_FOUND, CANCELLED	Rejected input, missing requested source or interrupted work

A platform SUCCEEDED status only means the process finished. Check the summary outcome. A failed or partial run can retain accepted filing rows.

Pricing

Current price: $0.0019 per start event (one per allocated GB of memory, minimum one), plus $0.001 per accepted filing or change row. Platform usage is included in this Actor price. At the default 512 MB, there is one start event. At 2 GB, there are two.

At 512 MB	Start events	Filing events	Actor charge
Valid empty, fully filtered or unchanged monitor	1	0	$0.0019
One accepted filing	1	1	$0.0029
Quick-start D and D/A	1	2	$0.0039
100 accepted filings	1	100	$0.1019

Filing rows get Apify plan discounts. The start event is the same on every plan.

Apify plan tier	Per 1,000 filing rows	Per filing row
Free	$1.00	$0.0010
Bronze	$0.90	$0.0009
Silver	$0.80	$0.0008
Gold, Platinum, Diamond	$0.70	$0.0007

The run examples above use the Free tier row price.

Duplicates, errors, warnings, summaries and unprocessed work are not filing events. The start is charged even when no row is saved. Partial/failed runs charge for the start and rows already accepted. There are no optional enrichment events.

maxChargeUsd is a row-only cap. accounting.estimatedChargeUsd is also row-only. The Apify maxTotalChargeUsd cap includes start events and rows; set both for your budget. The platform minimum total cap is $0.002. The Actor stops before saving a row that cannot fit the platform budget.

Limits and source access

• Maximum 366 inclusive calendar days per run; the end date must be before today in UTC.
• Maximum 100 CIKs or accessions, 1,000 rows, 20,000 scanned candidates and 1,000 requests. Defaults are 100 rows, 5,000 candidates and 200 requests.
• Internal source deadline defaults to 240 seconds, with an input maximum of 900. A larger platform timeout does not expand it. A shorter platform timeout reserves time to save the summary.
• Direct SEC HTTPS only: one declared contact User-Agent, 2 requests/second globally, two in-flight requests and at most two retries for HTTP 408/425/429/5xx. A 403 is not retried.
• Source response bounds: 32 MiB ZIP, 16 MiB JSON and 4 MiB XML/text; at most 128 MiB decompressed ZIP data. Only the recognized SEC HTML doctype is stripped; entities and other DTDs are rejected without fetching them.
• CIK additional history follows at most 20 files. Quarterly packages can lag current filings. Daily indexes can be missing, blocked or later corrected. No real-time or full-corpus promise.

See SEC Form D data sets and SEC access guidance. A cap or missing source never proves complete coverage. Split large requests into smaller date windows.

The Actor is not affiliated with or endorsed by the SEC. It gives no legal, financial or investment advice. It does not enrich companies or people, collect contact lists, or send outreach.

API and export

Use the Actor API tab to start a run with the same JSON input. The asynchronous endpoint is POST /v2/acts/cliqtomedia~sec-edgar-form-d-funding-monitor/runs; poll the run, then read its defaultDatasetId and defaultKeyValueStoreId. Keep API tokens out of shared examples.

Export the Dataset as JSON or CSV in Apify. Nested objects remain easiest to use in JSON; select fields for CSV. Use stableId and accessionNumber to join records. Dataset export documentation.

Open the Filings table output link, or add ?view=overview to the Dataset items URL, for a compact table with issuer, dates, filed amounts and the SEC document link.

Use with AI agents (MCP)

AI agents can call this Actor through the Apify MCP server: https://mcp.apify.com?tools=cliqtomedia/sec-edgar-form-d-funding-monitor. Add it as a remote MCP server in your client and sign in with your Apify account.

A minimal agent input for yesterday's filings:

{ "mode": "snapshot", "discovery": "market", "daysBack": 1, "maxResults": 20, "includeRelatedPersons": false, "includeSalesCompensation": false }

Useful output fields for an agent: issuer.primary.name, formType, filing.filedDate, offering.totalOfferingAmountUsd, offering.filedAmountSoldUsd and filing.sourceDocumentUrl. Check OUTPUT.status before treating zero rows as no filings. A small run usually ends in seconds and costs $0.0019 plus $0.001 per row on the Free tier. Same limits as above: completed SEC dates only, at most 1,000 rows per run.

Repeated checks

For repeated checks, you can create an Apify schedule yourself using mode=monitor, a stable checkpointName and the same scope. Review results before adding integrations. This Actor does not create a schedule, send a webhook or run a CRM workflow.

Troubleshooting

Symptom	Check	Action
No rows	Read OUTPUT.status, dates and filters	A clean NO_FILINGS is different from a source error; widen only a valid search
Repeat monitor has no rows	NO_NEW_FILINGS and checkpoint state	Use snapshot to export the same notices again
SEC denied access	BLOCKED or HTTP 403	Retry later. Do not use identity or IP rotation to bypass SEC controls
Rate limit or transient failure	Source warnings and retries	Retry the same bounded scope later
Partial or capped results	covered.complete, caps, request count	Use smaller date windows; a monitor checkpoint has not advanced
Missing exact accession	Its archive CIK may be an agent CIK	Use known issuer CIK and dates; follow the official filing link
Source schema changed	TECHNICAL_ERROR and run ID	Report it through Issues; do not treat it as an empty search
Resource error	Platform memory and timeout, summary warning	Use valid platform resources; increasing timeout does not expand internal work

FAQ

Do I need a SEC account or an API key?

No for the public SEC source. Apify API calls use your usual Apify access token.

Is the filed amount sold verified funding?

No. It is what the filer disclosed. An amendment is not a second confirmed funding round.

Can I find every issuer by company name?

No. issuerNameContains filters already discovered primary and co-issuer names. Use an exact ten-digit CIK for a known issuer.

What can be missing?

Source fields can be null, absent in a quarterly table or unparseable. An indefinite amount is not zero. durationYears is currently reserved and stays null.

Will a monitor remove a filing if the source is partial?

No. It retains the previous checkpoint and does not close or delete filings. It emits new accessions and detected document corrections only.

Are empty runs free?

No. They have no filing charge, but the standard start event still applies.

Does the Actor include phone numbers or investor contacts?

No. Optional disclosed names and roles are not a contact enrichment service. Street addresses, phones, email and social profiles are not output.

Does it replace the SEC filing?

No. Read the official link before relying on a field. Coverage depends on the selected source and the run bounds.

Support

Open an issue on this Actor's Issues tab. Include the Apify run ID, discovery mode, non-sensitive input scope, outcome and accession if relevant. Do not send tokens, cookies, billing details, full sensitive payloads or raw filing bodies.