Pricing

from $3.00 / 1,000 results

FINRA BrokerCheck Scraper

Search and retrieve public broker and investment firm data from FINRA BrokerCheck - regulatory actions, employment history, disclosures, exam records, and registration status. Uses FINRA's public REST API - no authentication required.

Pricing

from $3.00 / 1,000 results

Rating

0.0

(0)

Developer

Crawler Bros

Actor stats

Bookmarked

Total users

Monthly active users

4 days ago

Last modified

What This Scraper Does

Search individual brokers by name and retrieve their public regulatory profile
Search investment firms by name
Filter brokers by state location
Find brokers with regulatory disclosures
Retrieve employment history, registration status, and disclosure counts

Output Fields

Broker Records

Field	Description
`individualId`	FINRA individual source ID
`firstName`	First name
`middleName`	Middle name (if available)
`lastName`	Last name
`fullName`	Full name combined
`otherNames`	Aliases or other known names
`scope`	Broker-dealer registration status (Active/Inactive)
`iaScope`	Investment adviser registration status
`hasDisclosures`	Whether broker has any reported disclosures
`approvedRegistrationCount`	Number of approved FINRA registrations
`employmentsCount`	Total employment history count
`industryStartDate`	Date broker entered the industry
`currentEmployments`	List of current employer(s) with firm details
`currentEmploymentCount`	Number of current employment records
`firmName`	Primary current employer name
`firmState`	State of primary employer
`profileUrl`	BrokerCheck public profile URL
`sourceUrl`	Source URL
`recordType`	Always `broker`
`scrapedAt`	Scrape timestamp (UTC ISO)

Firm Records

Field	Description
`firmId`	FINRA firm source ID
`firmName`	Firm name
`iaFirmName`	Investment adviser firm name
`bdSecNumber`	Broker-dealer SEC number
`bdFullSecNumber`	Full broker-dealer SEC number
`iaSecNumber`	Investment adviser SEC number
`otherNames`	Other known firm names
`scope`	Broker-dealer status
`iaScope`	Investment adviser status
`hasDisclosures`	Whether firm has broker-dealer disclosures
`iaHasDisclosures`	Whether firm has IA disclosures
`approvedRegistrationCount`	Number of approved registrations
`branchesCount`	Number of branch offices
`address`	Firm address details
`firmState`	State of firm headquarters
`firmCity`	City of firm headquarters
`profileUrl`	BrokerCheck firm profile URL
`sourceUrl`	Source URL
`recordType`	Always `firm`
`scrapedAt`	Scrape timestamp (UTC ISO)

Input Options

Mode: `searchBrokers` (default)

Search for individual brokers by name.

{
  "mode": "searchBrokers",
  "name": "John Smith",
  "maxItems": 20
}

Mode: `firmSearch`

Search for investment firms by name.

{
  "mode": "firmSearch",
  "firmName": "Goldman Sachs",
  "maxItems": 10
}

Mode: `searchByState`

Find brokers operating in a specific state.

{
  "mode": "searchByState",
  "name": "Smith",
  "state": "CA",
  "maxItems": 50
}

Mode: `disclosureSearch`

Find brokers with regulatory disclosures on record.

{
  "mode": "disclosureSearch",
  "name": "Smith",
  "maxItems": 20
}

Use Cases

Investor due diligence: Verify broker credentials before investing
Legal research: Find brokers with disciplinary histories
Compliance monitoring: Track broker employment and registration changes
Financial research: Analyze broker networks and firm affiliations

FAQ

Q: Does this require FINRA credentials? A: No. FINRA BrokerCheck is a publicly accessible database — no authentication needed.

Q: What information is NOT available? A: Detailed disclosure documents, exam scores, and private contact information are not in the public API.

Q: How current is the data? A: FINRA updates BrokerCheck daily with the latest registration and disclosure information.

Q: Can I search for a specific broker's full history? A: The API provides current employment and a count of total employments. Full employment history details require visiting the BrokerCheck profile URL directly.

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